DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C••••• W••••• M••••••••• I•••

Independent wealth managerPlymouth, MassachusettsCRD 128409SEC 801-136611websiteIAPD
Latest filing Jul 23, 2026
First filing on the tape May 29, 2026 · 2 filings
SEC status approved since Jun 29, 2026
RAUM
$122M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
99%
$121M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$61.1M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$122M as of Jul 23, 2026
May 29, 2026$122M then
HNW client RAUM$83.0M as of Jul 23, 2026
May 29, 2026$83.0M then
State-registered IARs (5.B.3)2 as of Jul 23, 2026
May 29, 20262 then
Employees (5.A)4 as of Jul 23, 2026
May 29, 20264 then
Private funds: no history
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$61.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
114derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.1MderivedHNW RAUM over HNW clients
Average account
$247,179derivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, commissions, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Wrap fee program
$7.0MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$83.0M68%
  • Individuals$38.1M31%
  • Charitable organizations$563,1610.5%
  • Corporations and businesses$440,9790.4%
Individual clients
155reported
HNW clients
73reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
494reported
Financial planning clients
101-250reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
T••••• L•• C•••••Plymouth, MaNov 20, 200327 y1
S••• M•••••• C•••••Certified Financial PlannerPlymouth, MaNov 20, 200323 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Plymouth, Ma · principal200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • P••• H••••• left C••••• W••••• M••••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2022-06-16)
    Jun 2, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
tom@condonwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
508-746-7763reportedpublished by the firm, firm site, Sep 16, 2026
Website
C•••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone
508-746-7763reportedpublic record, Form ADV, Jul 23, 2026
Contact form
condonwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Team page
condonwealth.com/team-member-01reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$61.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026