DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Higginbotham Retirement Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Liana Margarita Arguello Ramirez | Wells Fargo Advisors wirehouse | Higginbotham Retirement Advisors, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 5, 2008 | Oct 4, 2018 (3773 d) |
| Gayla Berry Gaudette | UBS Financial Services Inc. wirehouse | Higginbotham Retirement Advisors, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 19, 2002 | Nov 2, 2004 (714 d) |
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2 moves match.