DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Disciplined Equity Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brooke Nicole Holden | Independent Financial Partners BD affiliated | Disciplined Equity Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2026 | Aug 12, 2026 |
| Rebecca Mcdonald Phillips | Summit Wealth Management, Inc other | Disciplined Equity Management, Inc. other | Other | Dec 12, 2012 | Nov 29, 2012 |
| Jeffrey Blair Kopp | Morgan Stanley Dw Inc. unclassified | Disciplined Equity Management, Inc. other | Other | Jul 18, 2003 | Jan 16, 2004 (182 d) |
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3 moves match.