DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Beacon Wealth Management, LLC

Former SEC-registered adviserHackensack, New JerseyCRD 129523SEC 801-62704IAPD
Legal name Beacon Wealth Management LLC
Latest filing Mar 27, 2018
First filing on the tape Feb 3, 2012 · 16 filings
RAUM
$285M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
86%
$245M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$17.9M gross assets
History
16 filings and snapshots on the tape
RAUM$285M as of Mar 27, 2018
Feb 7, 2012$238M then
HNW client RAUM: $226M
State-registered IARs (5.B.3)6 as of Mar 27, 2018
Feb 7, 20120 then
Employees (5.A)8 as of Mar 27, 2018
Mar 19, 20138 then
Private funds1 as of Mar 27, 2018
Feb 7, 20121 then
RAUM +20% over the last fiscal year+2.7% a year over threeIARs 4 to 6
Practice profile
derived from the filing of Mar 27, 2018; every figure names its basis
RAUM per advisor
$47.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
35derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$296,857derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+20%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
Custody
$20.8M, 21 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$226M79%
  • Individuals$19.7M6.9%
  • Pooled investment vehicles$17.7M6.2%
  • Corporations and businesses$15.9M5.6%
  • Pension and profit-sharing plans$6.0M2.1%
Individual clients
91reported
HNW clients
118reported
Pension plan clients
10reported
Charitable clients
n/areported
Accounts
960reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$20.8M for 21 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    1 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    18 Squared Tactical Fund LPHedge Fund$17.9M22Feb 3, 2012
    Owners and control persons
    Schedule A and B, latest filing
    • Steven Mark Germain · Managing Member/Chief Compliance Officercontrol
      since 04/2003 · owns 75% or more
    • Robert Christopher Cacchiola · Member, Managing Director
      since 03/2018 · owns less than 5%
    • Teahan Kerry Crowley · Member, Head Of Operations
      since 03/2018 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 920 to 960
      Aug 31, 2017 to Mar 27, 2018
    • Advisory employees · 4 to 6
      Aug 31, 2017 to Mar 27, 2018
    • Corporate clients · unset to 12.0
      Aug 31, 2017 to Mar 27, 2018
    • HNW clients · unset to 118.0
      Aug 31, 2017 to Mar 27, 2018
    • Individual clients · unset to 91.0
      Aug 31, 2017 to Mar 27, 2018
    • Pension plan clients · unset to 10.0
      Aug 31, 2017 to Mar 27, 2018
    • Pooled vehicle clients · unset to 1.0
      Aug 31, 2017 to Mar 27, 2018
    • Assets in custody · $0 to $20.8M
      Aug 31, 2017 to Mar 27, 2018
    • Employees · 9 to 8
      Aug 31, 2017 to Mar 27, 2018
    • State-registered IARs · 4 to 6
      Aug 31, 2017 to Mar 27, 2018
    • Other offices · unset to 0.0
      Aug 31, 2017 to Mar 27, 2018
    • Discretionary RAUM · $235M to $281M
      Aug 31, 2017 to Mar 27, 2018
    • HNW RAUM · unset to 225629081.0
      Aug 31, 2017 to Mar 27, 2018
    • Individual RAUM · unset to 19699551.0
      Aug 31, 2017 to Mar 27, 2018
    • Non-discretionary RAUM · $2.5M to $3.7M
      Aug 31, 2017 to Mar 27, 2018
    • Pension RAUM · unset to 6042792.0
      Aug 31, 2017 to Mar 27, 2018
    • Pooled vehicle RAUM · unset to 17693652.0
      Aug 31, 2017 to Mar 27, 2018
    • RAUM · $238M to $285M
      Aug 31, 2017 to Mar 27, 2018
    • Advisory activities · 5 to 6
      Mar 31, 2017 to Aug 24, 2017
    • Accounts · 909 to 920
      Sep 14, 2016 to Mar 31, 2017
    • Financial planning clients · 51-100 to 101-250
      Sep 14, 2016 to Mar 31, 2017
    • Discretionary RAUM · $219M to $235M
      Sep 14, 2016 to Mar 31, 2017
    • Non-discretionary RAUM · $2.0M to $2.5M
      Sep 14, 2016 to Mar 31, 2017
    • RAUM · $221M to $238M
      Sep 14, 2016 to Mar 31, 2017
    • Accounts · 810 to 909
      Mar 27, 2015 to Mar 23, 2016
    • Advisory employees · 3 to 4
      Mar 27, 2015 to Mar 23, 2016
    • Employees · 7 to 9
      Mar 27, 2015 to Mar 23, 2016
    • State-registered IARs · 3 to 4
      Mar 27, 2015 to Mar 23, 2016
    • Discretionary RAUM · $235M to $219M
      Mar 27, 2015 to Mar 23, 2016
    • Non-discretionary RAUM · $28.5M to $2.0M
      Mar 27, 2015 to Mar 23, 2016
    • RAUM · $263M to $221M
      Mar 27, 2015 to Mar 23, 2016
    • Accounts · 763 to 810
      Apr 2, 2014 to Mar 27, 2015
    • Assets in custody · $11.5M to $0
      Apr 2, 2014 to Mar 27, 2015
    • Employees · 8 to 7
      Apr 2, 2014 to Mar 27, 2015
    • Discretionary RAUM · $251M to $235M
      Apr 2, 2014 to Mar 27, 2015
    • Non-discretionary RAUM · $29.0M to $28.5M
      Apr 2, 2014 to Mar 27, 2015
    • RAUM · $280M to $263M
      Apr 2, 2014 to Mar 27, 2015
    • State-registered IARs · 1 to 3
      Mar 12, 2014 to Apr 2, 2014
    • Accounts · 777 to 763
      Mar 19, 2013 to Mar 12, 2014
    • Assets in custody · $7.8M to $11.5M
      Mar 19, 2013 to Mar 12, 2014
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026
    Across the graphs

    Beacon Wealth Management, LLC is the same institution as 1 record in Real Estate Funds.

    Real Estate Funds1

    Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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