DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Columbia Benefits, LLC
Latest filing Mar 31, 2026
First filing on the tape Dec 24, 2024 · 4 filings
SEC status approved since May 20, 2025
RAUM
$116M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$95.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$116M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$116M as of Mar 31, 2026
May 16, 2025$108M then
HNW client RAUM$81.1M as of Mar 31, 2026
May 16, 2025$39.9M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
May 16, 20251 then
Employees (5.A)1 as of Mar 31, 2026
May 16, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $116MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 109derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $893,619derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$81.1M70%
- Pension and profit-sharing plans$20.6M18%
- Individuals$14.3M12%
- Corporations and businesses$158,4500.1%
- Individual clients
- 61reported
- HNW clients
- 48reported
- Pension plan clients
- 26reported
- Charitable clients
- 0reported
- Accounts
- 130reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gary Paul DavisChartered Financial Consultant | Centennial, Co | Apr 24, 2017 | 29 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Rena Kay Breeding to Abundant Capital Strategies LLCJun 7, 2016 · RIA to a state-registered adviser
- Geraldine Ann Janiczek to Noven Financial Group, Inc.Feb 25, 2008 · Other
Joined, latest
- Gary Paul Davis from Brookstreet Securities CorporationApr 24, 2017 · Other
- Rena Kay Breeding from Tlg Advisors, Inc.Oct 30, 2015 · Other
- Geraldine Ann Janiczek from Janiczek Financial Advisors, LLCAug 1, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paul Gary Davis · Member Owner / Chief Compliance Officercontrolsince 03/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 179 to 130May 16, 2025 to Mar 31, 2026
- Corporate clients · 1 to 3May 16, 2025 to Mar 31, 2026
- HNW clients · 68 to 48May 16, 2025 to Mar 31, 2026
- Individual clients · 85 to 61May 16, 2025 to Mar 31, 2026
- Pension plan clients · 25 to 26May 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $108M to $116MMay 16, 2025 to Mar 31, 2026
- HNW RAUM · $39.9M to $81.1MMay 16, 2025 to Mar 31, 2026
- Individual RAUM · $51.7M to $14.3MMay 16, 2025 to Mar 31, 2026
- Pension RAUM · $15.1M to $20.6MMay 16, 2025 to Mar 31, 2026
- RAUM · $108M to $116MMay 16, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Dec 24, 2024 to May 16, 2025
Signals
1 dated events
- Columbia Benefits, Llc filed its initial SEC registration (Form ADV)Dec 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cbadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 303-759-1100reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 303-759-1104reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- CBADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-759-1100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $116Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026