DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• W••••• M••••••••• G••••• L••
Latest filing Feb 25, 2026
First filing on the tape Feb 13, 2015 · 21 filings
SEC status approved since Feb 25, 2015
RAUM
$336M
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
99%
$333M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$336M as of Feb 25, 2026
Mar 29, 2016$152M then
HNW client RAUM$241M as of Feb 25, 2026
Mar 29, 2018$160M then
State-registered IARs (5.B.3)3 as of Feb 25, 2026
Mar 29, 20164 then
Employees (5.A)4 as of Feb 25, 2026
Mar 29, 20165 then
Private funds: no history
RAUM +8.6% over the last fiscal year+12% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 185derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $216,573derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$241M72%
- Individuals$92.8M28%
- Corporations and businesses$2.9M0.9%
- Individual clients
- 406reported
- HNW clients
- 149reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,553reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••••• B••••••• K•••• | Metairie, La | Mar 23, 2019 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P••• G••••• G••••• to S••••• F•••••••• W••••• A•••••••Oct 24, 2022 · RIA to RIA
Joined, latest
- S•••••••• B••••••• K•••• from N•••••• A•••••••Mar 23, 2019 · RIA to RIA
- N••••••• A••••••• D•••• from S••••• A••• A•••• M••••••••• I•••Aug 18, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• P•••••• L•••••• · Membercontrolsince 01/2012 · owns 25% to 50%
- D•••••• J•••• H••••• · Membercontrolsince 01/2013 · owns 25% to 50%
- D••••• N•••••••• A••••••• · Membercontrolsince 01/2012 · owns 25% to 50%
- K••••• S••••••••• B••••••• · Chief Compliance Officersince 01/2019 · owns less than 5%
Related persons
Schedule D 7.A
- W••••••••• C•••••• G••••• L••investment advisernRAUM $335M
Advisers that list A•• W••••• M••••••••• G••••• L•• as a related person
- 118614 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Metairie, La · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 25, 2026wrap fee program participation (Item 5.I): yes on the filing of 2025-08-15, no on the filing of 2026-02-25peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,235 to 1,553Aug 15, 2025 to Feb 25, 2026
- BD registered reps · 2 to 0Aug 15, 2025 to Feb 25, 2026
- Corporate clients · 18 to 14Aug 15, 2025 to Feb 25, 2026
- HNW clients · 140 to 149Aug 15, 2025 to Feb 25, 2026
- Individual clients · 438 to 406Aug 15, 2025 to Feb 25, 2026
- Assets in custody · $48.8M to $68.8MAug 15, 2025 to Feb 25, 2026
- Discretionary RAUM · $250M to $280MAug 15, 2025 to Feb 25, 2026
- HNW RAUM · $205M to $241MAug 15, 2025 to Feb 25, 2026
- Individual RAUM · $98.8M to $92.8MAug 15, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $59.5M to $55.9MAug 15, 2025 to Feb 25, 2026
- RAUM · $310M to $336MAug 15, 2025 to Feb 25, 2026
- Wrap assets (manager) · 263543.0 to unsetAug 15, 2025 to Feb 25, 2026
- Wrap assets (sponsor) · 0.0 to unsetAug 15, 2025 to Feb 25, 2026
- Advisory employees · 4 to 3Mar 24, 2025 to Aug 15, 2025
- Employees · 5 to 4Mar 24, 2025 to Aug 15, 2025
- Financial planning clients · 0 to 0Mar 24, 2025 to Aug 15, 2025
- State-registered IARs · 4 to 3Mar 24, 2025 to Aug 15, 2025
- Accounts · 1,218 to 1,235Mar 21, 2024 to Mar 24, 2025
- Corporate clients · 14 to 18Mar 21, 2024 to Mar 24, 2025
- HNW clients · 149 to 140Mar 21, 2024 to Mar 24, 2025
- Individual clients · 410 to 438Mar 21, 2024 to Mar 24, 2025
- Assets in custody · $35.0M to $48.8MMar 21, 2024 to Mar 24, 2025
- Financial planning clients · 1-10 to 0Mar 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $222M to $250MMar 21, 2024 to Mar 24, 2025
- HNW RAUM · $193M to $205MMar 21, 2024 to Mar 24, 2025
- Individual RAUM · $84.6M to $98.8MMar 21, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $57.5M to $59.5MMar 21, 2024 to Mar 24, 2025
- RAUM · $279M to $310MMar 21, 2024 to Mar 24, 2025
- Wrap assets (manager) · $232,631 to $263,543Mar 21, 2024 to Mar 24, 2025
- Accounts · 1,172 to 1,218Mar 27, 2023 to Mar 21, 2024
- Corporate clients · 11 to 14Mar 27, 2023 to Mar 21, 2024
- HNW clients · 125 to 149Mar 27, 2023 to Mar 21, 2024
- Individual clients · 418 to 410Mar 27, 2023 to Mar 21, 2024
- Assets in custody · $23.9M to $35.0MMar 27, 2023 to Mar 21, 2024
- Financial planning clients · 0 to 1-10Mar 27, 2023 to Mar 21, 2024
- Discretionary RAUM · $184M to $222MMar 27, 2023 to Mar 21, 2024
- HNW RAUM · $149M to $193MMar 27, 2023 to Mar 21, 2024
- Individual RAUM · $85.2M to $84.6MMar 27, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $52.8M to $57.5MMar 27, 2023 to Mar 21, 2024
- RAUM · $237M to $279MMar 27, 2023 to Mar 21, 2024
Signals
4 dated events
- A•• W••••• M••••••••• G••••• L•• reported RAUM $236.8M, down 31% from $341.4M (2022-10-25 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Gerald Paul Guidry (Member) no longer on Schedule A of A•• W••••• M••••••••• G••••• L•• (listed 2022-03-17, absent 2022-10-25)Oct 25, 2022 · Control person left · inference
- P••• G••••• G••••• left A•• W••••• M••••••••• G••••• L•• for S••••• F•••••••• W••••• A••••••• (registered 2022-10-25)Oct 24, 2022 · Advisor changed firm · fact
- A•• W••••• M••••••••• G••••• L•• filed its initial SEC registration (Form ADV)Feb 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@adgwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ecronian@adgwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-719-4113reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 504-267-9880reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 504-267-9881reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 504-267-9880reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- adgwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- adgwealth.com/our-peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026