DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Mutual Fund Store
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett Temple Stephens | Valic Financial Advisors, Inc. other | The Mutual Fund Store other | Other | May 13, 2008 | May 16, 2008 |
| Jeffrey Paul Mucci | Valic Financial Advisors, Inc. other | The Mutual Fund Store other | Other | Dec 21, 2007 | Jan 17, 2008 |
| Scott Clifton Buell | Sparrow Capital Management Inc other | The Mutual Fund Store other | Other | Jun 28, 2006 | Jan 14, 2005 |
| Josh Douglas Hederick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | The Mutual Fund Store other | Other | Oct 24, 2002 | Jan 3, 2007 (1532 d) |
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4 moves match.