DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Sg Financial Advisors, LLC

Former SEC-registered adviserSandy Springs, GeorgiaCRD 133824SEC 801-67524IAPD
Latest filing Aug 17, 2020
First filing on the tape Apr 2, 2012 · 16 filings
RAUM
$388M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$388M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$388M as of Mar 27, 2020
Apr 2, 2012$122M then
HNW client RAUM$42.7M as of Mar 27, 2020
Mar 26, 2018$251M then
State-registered IARs (5.B.3)3 as of Mar 27, 2020
Apr 2, 20120 then
Employees (5.A)4 as of Mar 27, 2020
Apr 1, 20132 then
Private funds: no history
RAUM +25% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Aug 17, 2020; every figure names its basis
RAUM per advisor
$129MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
73derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$402,556derivedHNW RAUM over HNW clients
Average account
$397,272derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+25%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.8%derived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$168M, 182 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$345M89%
  • High-net-worth individuals$42.7M11%
Individual clients
112reported
HNW clients
106reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
976reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$168M for 182 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Jason Samuel Grant · Chief Executive Officercontrol
      since 01/2005 · owns 75% or more
    • Eugene Russell Wood · Chief Investment Strategist / Chief Compliance Officercontrol
      since 08/2005 · owns 10% to 25%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 932 to 976
      Mar 26, 2019 to Mar 27, 2020
    • HNW clients · 104 to 106
      Mar 26, 2019 to Mar 27, 2020
    • Individual clients · 106 to 112
      Mar 26, 2019 to Mar 27, 2020
    • Assets in custody · $114M to $168M
      Mar 26, 2019 to Mar 27, 2020
    • Discretionary RAUM · $309M to $387M
      Mar 26, 2019 to Mar 27, 2020
    • HNW RAUM · $275M to $42.7M
      Mar 26, 2019 to Mar 27, 2020
    • Individual RAUM · $34.5M to $345M
      Mar 26, 2019 to Mar 27, 2020
    • Non-discretionary RAUM · $759,815 to $991,792
      Mar 26, 2019 to Mar 27, 2020
    • RAUM · $309M to $388M
      Mar 26, 2019 to Mar 27, 2020
    • Accounts · 892 to 932
      Apr 9, 2018 to Mar 26, 2019
    • Advisory employees · 2 to 3
      Apr 9, 2018 to Mar 26, 2019
    • HNW clients · 99 to 104
      Apr 9, 2018 to Mar 26, 2019
    • Individual clients · 101 to 106
      Apr 9, 2018 to Mar 26, 2019
    • Assets in custody · unset to 113805373.0
      Apr 9, 2018 to Mar 26, 2019
    • Custody of client assets · false to true
      Apr 9, 2018 to Mar 26, 2019
    • State-registered IARs · 2 to 3
      Apr 9, 2018 to Mar 26, 2019
    • Discretionary RAUM · $286M to $309M
      Apr 9, 2018 to Mar 26, 2019
    • HNW RAUM · $251M to $275M
      Apr 9, 2018 to Mar 26, 2019
    • Individual RAUM · $34.7M to $34.5M
      Apr 9, 2018 to Mar 26, 2019
    • Non-discretionary RAUM · $0 to $759,815
      Apr 9, 2018 to Mar 26, 2019
    • RAUM · $286M to $309M
      Apr 9, 2018 to Mar 26, 2019
    • Accounts · 842 to 892
      Apr 12, 2017 to Mar 26, 2018
    • HNW clients · unset to 99.0
      Apr 12, 2017 to Mar 26, 2018
    • Individual clients · unset to 101.0
      Apr 12, 2017 to Mar 26, 2018
    • Financial planning clients · 101-250 to 1-10
      Apr 12, 2017 to Mar 26, 2018
    • Other offices · unset to 0.0
      Apr 12, 2017 to Mar 26, 2018
    • Discretionary RAUM · $256M to $286M
      Apr 12, 2017 to Mar 26, 2018
    • HNW RAUM · unset to 250969000.0
      Apr 12, 2017 to Mar 26, 2018
    • Individual RAUM · unset to 34690000.0
      Apr 12, 2017 to Mar 26, 2018
    • RAUM · $256M to $286M
      Apr 12, 2017 to Mar 26, 2018
    • Accounts · 705 to 842
      Mar 30, 2016 to Mar 28, 2017
    • Discretionary RAUM · $206M to $256M
      Mar 30, 2016 to Mar 28, 2017
    • RAUM · $206M to $256M
      Mar 30, 2016 to Mar 28, 2017
    • Accounts · 576 to 705
      Mar 18, 2015 to Mar 30, 2016
    • Discretionary RAUM · $196M to $206M
      Mar 18, 2015 to Mar 30, 2016
    • RAUM · $196M to $206M
      Mar 18, 2015 to Mar 30, 2016
    • Accounts · 642 to 576
      Feb 11, 2015 to Mar 18, 2015
    • Advisory activities · 2 to 3
      Feb 11, 2015 to Mar 18, 2015
    • Employees · 3 to 4
      Feb 11, 2015 to Mar 18, 2015
    • Discretionary RAUM · $198M to $196M
      Feb 11, 2015 to Mar 18, 2015
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026