DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sg Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Jason Grant | Sg Financial Advisors, LLC independent RIA | Homrich Berg independent RIA | RIA to RIA | Jan 2, 2021 | Jan 4, 2021 |
| Russell Eugene Wood | Sg Financial Advisors, LLC independent RIA | Homrich Berg independent RIA | RIA to RIA | Jan 2, 2021 | Jan 25, 2021 |
| Anna Stastny Keisler | Sg Financial Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Jul 29, 2025 (1681 d) |
| Tyler Steven Baker | Sg Financial Advisors, LLC other | Willis Johnson Wealth other | Other | Oct 16, 2017 | Oct 19, 2017 |
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4 moves match.