DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• I••••••••• M••••••••• L••
Latest filing Jun 3, 2026
First filing on the tape Nov 18, 2011 · 50 filings
SEC status approved since Apr 13, 2005
RAUM
$8.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$8.6B as of Jun 3, 2026
Mar 21, 2012$14B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 3, 2026
Mar 28, 20130 then
Employees (5.A)41 as of Jun 3, 2026
Mar 28, 201352 then
Private funds9 as of Jun 3, 2026
Mar 21, 201213 then
RAUM +26% over the last fiscal year+9.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
- ocio institutional a••••••y · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $407MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 51%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $3.2B, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.1B48%
- State and municipal entities$3.8B45%
- Sovereign wealth funds$524M6.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 21reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.2B for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.48 institutional_share=0.51 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••••• • A••• M••••• F•••• L••• | Hedge Fund | $1.4B | 136 | Mar 31, 2017 |
| S•••••••• C••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $497M | 76 | Aug 15, 2012 |
| T•• T•• M••••• F•••• L••• | Hedge Fund | $403M | 38 | Nov 18, 2011 |
| T•• G•••••• G••• M••••• F•••• L•••no longer reported | Hedge Fund | $383M | 1 | Nov 18, 2011 |
| T•• O•••••• E••• F•••• L•••••no longer reported | Hedge Fund | $339M | 8 | Nov 18, 2011 |
| T•• T•• C••••••••• F•••• L••••• | Hedge Fund | $273M | 23 | Mar 28, 2024 |
| G•••••• R•• P••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $179M | 12 | Jul 7, 2017 |
| T•• E••• M••••• F•••• L••• | Hedge Fund | $132M | 18 | Nov 18, 2011 |
| T•• D•• C••••••••• F•••• L••••• | Hedge Fund | $113M | 2 | Mar 28, 2024 |
| T•• E• M••••• F•••• L•••no longer reported | Hedge Fund | $65.9M | 1 | Nov 18, 2011 |
| T•• M••• C••••••••• F•••• L••••• | Hedge Fund | $60.5M | 5 | Mar 28, 2024 |
| G•••••• D•••••• C••••••••• M••••• F•••• L••• | Hedge Fund | $59.4M | 14 | Jun 22, 2021 |
| G••••••••• S••• M••••• F•••• L••• | Hedge Fund | $56.0M | 16 | Aug 10, 2022 |
| T•• T•• M••••• F•••• L••••••••• S•••••••no longer reported | Hedge Fund | $55.1M | 4 | Nov 18, 2011 |
| T•• A• M••••• F•••• L••• | Hedge Fund | $47.6M | 11 | Nov 18, 2011 |
| T•• G•••••• T•• F•••• L•••no longer reported | Hedge Fund | $46.8M | 1 | Nov 18, 2011 |
| T•• O•••••• A• F•••• L•••••no longer reported | Hedge Fund | $39.6M | 2 | Nov 18, 2011 |
| T•• G•••••• C•••••••• I••••••••• M••••• F•••• L••• | Hedge Fund | $36.0M | 9 | Aug 26, 2024 |
| T•• T•• M••••• F•••• L•••••••• S•••••••no longer reported | Hedge Fund | $33.5M | 2 | May 25, 2017 |
| G•••••• C•• M••••• F•••• L•••no longer reported | Hedge Fund | $32.9M | 3 | Nov 9, 2016 |
| T•• G• M••••• F•••• L••• | Hedge Fund | $12.9M | 2 | Nov 18, 2011 |
| T•• G•••••• A• F••• M••••• F•••• L•••no longer reported | Hedge Fund | $182,621 | 1 | Nov 18, 2011 |
| T•• D•• M••••• F•••• L•••no longer reported | Hedge Fund | $100,000 | 0 | Aug 15, 2012 |
| T•• G•••••• A• C••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $12,813 | 1 | Nov 18, 2011 |
| T•• T•• M••••• F•••• L••••••••• S•••••••no longer reported | Hedge Fund | $0 | 0 | Nov 18, 2011 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• A•••• I•••• · Chief Administrative Officer, General Counselcontrolsince 03/2014 · owns less than 5%
- H•••••••• D••••••• J•• · Chief Operating Officer & Chief Risk Officercontrolsince 12/2004 · owns less than 5%
- S••••••• J•••••••• S••••• · President & Chief Investment Officercontrolsince 12/2004 · owns less than 5%
- T••••••• A•••• M• · Managing Director & Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
Entity owners
- N••••• I••••••••• I••• · Managing Memberdirect · owns 75% or more
- G••••••• T•••• C•••••• · Trusteeindirect · owns F of T•• T••••• F•••• T••••
- N••••• F••••••• L•• · Shareholderindirect · owns 75% or more of N••••• Holdings 1, Inc
- N••••• H••••••• 1• I••• · Shareholderindirect · owns 75% or more of N••••• H•••••••• I••
- N••••• H•••••••• I•• · Ownerindirect · owns 75% or more of N••••• I••••••••• I•••
- N••••• L•• · Memberindirect · owns 75% or more of N••••• F••••••• L••
- T••••••• I•••••••• A•• A•••••• A••••••••• O• A•••••• · Memberindirect · owns 75% or more of N••••• L••
- T••• B•••• O• G•••••••• · Shareholderindirect · owns 75% or more of T••••••• I•••••••• A•• A•••••• A••••••••• O• A••••••
- T•• G••• 2••• T•••• · Memberdirect · owns 5% to 10%
- T•• T••••• F•••• T•••• · Memberdirect · owns 5% to 10%
- W•• I• F•••••••• S••••••• I••• · Trusteeindirect · owns F of T•• G••• 2••• T••••
Related persons
Schedule D 7.A
- A•• P••••••• L••investment adviserpooled vehicle sponsornRAUM $1.2B
- C•••••••• A•••• M••••••••• L••investment adviserpooled vehicle sponsornRAUM $56B
- C•••••••• D•• A•••••• L••investment advisernRAUM $2.1B
- C•••• E••••• P••••••• L••pooled vehicle sponsorn
- G•••••••• A•••• M••••••••• L••••••pooled vehicle sponsorn
- G•••••••• P••••••• I• L••••••pooled vehicle sponsorn
- G•••••• A•••• M••••••••• L••pooled vehicle sponsorn
- N••••• A••••••••• A••••••• L••investment adviserpooled vehicle sponsornRAUM $142B
- N••••• A•••• M••••••••• E••••• S•••investment advisern
- N••••• A•••• M••••••••• L••investment adviserbankpooled vehicle sponsorLP sponsornRAUM $280B
- N••••• F••• A•••••••• L••investment adviserbanknRAUM $186B
- N••••• I••••••••• M••••••••• I••••••••• L••••••investment advisern
- N••••• M••••••••• A••• L••••••investment advisern
- N••••• S••••••••• L••broker-dealern
- N••••• S•••••••• P•••••• L••investment advisern
- T••••••• A•••••••• L••investment adviserpooled vehicle sponsornRAUM $436B
- T•••••••• I••••••••• M••••••••• L••investment advisernRAUM $292B
- W••••••••• G•••• R••• E•••••• I•••investment companyn
- W•••••• C•••••• M••••••••• L••investment adviserpooled vehicle sponsornRAUM $29B
Advisers that list G•••••• I••••••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- BD registered reps · 2 to 0Mar 31, 2026 to Apr 30, 2026
- Related adviser · true to falseMar 31, 2026 to Apr 30, 2026
- Related bank · true to falseMar 31, 2026 to Apr 30, 2026
- Related broker-dealer · true to falseMar 31, 2026 to Apr 30, 2026
- Accounts · 24 to 21Sep 25, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 11Sep 25, 2025 to Mar 31, 2026
- Assets in custody · $3.3B to $3.2BSep 25, 2025 to Mar 31, 2026
- Employees · 43 to 41Sep 25, 2025 to Mar 31, 2026
- Private funds · 11 to 9Sep 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.9B to $8.6BSep 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.5B to $4.1BSep 25, 2025 to Mar 31, 2026
- RAUM · $6.9B to $8.6BSep 25, 2025 to Mar 31, 2026
- Accounts · 23 to 24Mar 27, 2025 to Sep 25, 2025
- Pooled vehicle clients · 12 to 13Mar 27, 2025 to Sep 25, 2025
- Financial planning clients · 0 to 0Mar 27, 2025 to Sep 25, 2025
- Private funds · 10 to 11Mar 27, 2025 to Sep 25, 2025
- Discretionary RAUM · $6.8B to $6.9BMar 27, 2025 to Sep 25, 2025
- Pooled vehicle RAUM · $3.4B to $3.5BMar 27, 2025 to Sep 25, 2025
- RAUM · $6.8B to $6.9BMar 27, 2025 to Sep 25, 2025
- Advisory employees · 22 to 18Jan 15, 2025 to Mar 27, 2025
- BD registered reps · 1 to 2Jan 15, 2025 to Mar 27, 2025
- Pooled vehicle clients · 14 to 12Jan 15, 2025 to Mar 27, 2025
- Assets in custody · $3.5B to $3.3BJan 15, 2025 to Mar 27, 2025
- Employees · 47 to 43Jan 15, 2025 to Mar 27, 2025
- Private funds · 11 to 10Jan 15, 2025 to Mar 27, 2025
- Discretionary RAUM · $6.2B to $6.8BJan 15, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $3.7B to $3.4BJan 15, 2025 to Mar 27, 2025
- RAUM · $6.2B to $6.8BJan 15, 2025 to Mar 27, 2025
- Accounts · 22 to 23Mar 28, 2024 to Aug 26, 2024
- Pooled vehicle clients · 13 to 14Mar 28, 2024 to Aug 26, 2024
- Private funds · 10 to 11Mar 28, 2024 to Aug 26, 2024
- Discretionary RAUM · $6.1B to $6.2BMar 28, 2024 to Aug 26, 2024
- Pooled vehicle RAUM · $3.6B to $3.7BMar 28, 2024 to Aug 26, 2024
- RAUM · $6.1B to $6.2BMar 28, 2024 to Aug 26, 2024
- Advisory employees · 19 to 22Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 0 to 1Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $3.7B to $3.5BMar 31, 2023 to Mar 28, 2024
- Employees · 40 to 47Mar 31, 2023 to Mar 28, 2024
- Other offices · 1 to 0Mar 31, 2023 to Mar 28, 2024
- Private funds · 7 to 10Mar 31, 2023 to Mar 28, 2024
Signals
6 dated events
- Hood George Mclaughlin (Trustee) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- M. A••• T•••••• (Managing Director & Chief Compliance Officer) appeared on Schedule A of G•••••• I••••••••• M••••••••• L••Jan 19, 2022 · Control person joined · fact
- Slocum Steven Drachman (Managing Director & Chief Compliance Officer) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2021-06-22, absent 2022-01-19)Jan 19, 2022 · Control person left · inference
- Slocum Steven Drachman (Managing Director & Chief Compliance Officer) appeared on Schedule A of G•••••• I••••••••• M••••••••• L••Jul 9, 2020 · Control person joined · fact
- A.K.L. Avery Salisbury (Managing Director & Chief Compliance Officer) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2020-03-27, absent 2020-07-09)Jul 9, 2020 · Control person left · inference
- A.K.L. Avery Salisbury (Managing Director & Chief Compliance Officer) appeared on Schedule A of G•••••• I••••••••• M••••••••• L••Jul 16, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gresham-investment-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G••••••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-984-1430reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G•••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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