DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tiaa-Cref Investment Management LLC
Latest filing Mar 28, 2026
First filing on the tape Mar 30, 2012 · 46 filings
SEC status approved since Dec 31, 1990
RAUM
$292B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
383
296 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$292B as of Mar 28, 2026
Mar 30, 2012$180B then
HNW client RAUM: no history
State-registered IARs (5.B.3)30 as of Mar 28, 2026
Mar 30, 20120 then
Employees (5.A)383 as of Mar 28, 2026
Apr 1, 20131,250 then
Private funds: no history
RAUM +7.6% over the last fiscal year+11% a year over threeIARs 30 to 30offices 19 to 28
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
- RAUM per advisor
- $9.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $37BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 12.8derivedItem 5.A over advisors
- Advisors per office
- 1.0derived29 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$292B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=46.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Redman Stuart Brunet · Managing Director, Chief Compliance Officercontrolsince 12/2016 · owns less than 5%
- Thomas William Huffman · Presidentcontrolsince 07/2019 · owns less than 5%
- Ann Saira Malik · Executive Vice Presidentcontrolsince 07/2024 · owns less than 5%
- Michael John Mccann · Associate General Counsel, Assistant Secretary, Managing Directorcontrolsince 11/2011 · owns less than 5%
- Eileen Megan Sendlak · Controller And Managing Directorcontrolsince 11/2020 · owns less than 5%
- Dawn Cinda Whitten · Officer - Senior Managing Directorcontrolsince 02/2023 · owns less than 5%
Entity owners
- Tiaa-Cref Asset Management, LLC · Sole Member And Direct Ownerdirect · owns 75% or more
- Nuveen, LLC (Fka Tiaa Global Asset Management LLC As Of 1/13/2017) · Shareholderindirect · owns 75% or more of Tiaa-Cref Asset Management LLC
- Teachers Insurance And Annuity Association Of America · Shareholderindirect · owns 75% or more of Nuveen, LLC (Fka Tiaa Global Asset Management LLC As Of 1/13/2017)
- Tiaa Board Of Governors · Shareholderindirect · owns 75% or more of Teachers Insurance And Annuity Association Of America
- Tiaa-Cref Asset Management LLC · Shareholderindirect · owns 75% or more of Tiaa-Cref Investment Management LLC
Related persons
Schedule D 7.A
- Agr Partners LLCinvestment adviserpooled vehicle sponsornRAUM $1.2B
- Churchill Asset Management LLCinvestment adviserpooled vehicle sponsornRAUM $56B
- Churchill Dlc Advisor LLCinvestment advisernRAUM $2.1B
- Clean Energy Partners Llppooled vehicle sponsorn
- Glennmont Asset Management Limitedpooled vehicle sponsorn
- Glennmont Partners I Limitedpooled vehicle sponsorn
- Gresham Investment Management LLCinvestment adviserbankpooled vehicle sponsornRAUM $8.6B
- Nuveen Alternatives Advisors LLCinvestment adviserpooled vehicle sponsornRAUM $142B
- Nuveen Asset Management Europe Sarlinvestment advisern
- Nuveen Asset Management, LLCinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $280B
- Nuveen Fund Advisors, LLCinvestment adviserbanknRAUM $186B
- Nuveen Investment Management International Limitedinvestment advisern
- Nuveen Management Aifm Limitedinvestment advisern
- Nuveen Securities, LLCbroker-dealern
- Nuveen Singapore Private Ltdinvestment advisern
- Teachers Advisors, LLCinvestment adviserpooled vehicle sponsornRAUM $436B
- Teachers Insurance And Annuity Association Of Americareal estatey
- Tiaa Kaspick, LLCinvestment advisernRAUM $8.7B
- Tiaa Trust, N.A.n
- Tiaa-Cref Asset Management LLCy
- Advice And Planning Servicesbroker-dealerinvestment advisernRAUM $38B
- Tiaa-Cref Insurance Agency, LLCreal estaten
- Tiaa-Cref Life Insurance Companyreal estaten
- Tiaa-Cref Tuition Financing, Inc.investment advisernRAUM $71B
- Westchester Group Real Estate, Inc.investment companyn
- Winslow Capital Management LLCinvestment adviserpooled vehicle sponsornRAUM $29B
Advisers that list Tiaa-Cref Investment Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL60 employees
- Minneapolis, MN50 employees
- Los Angeles, CA33 employees
- Charlotte, NC30 employees
- San Francisco, CA25 employees
- San Francisco, CA25 employees
- London, United Kingdom3 employees
- Clayton, MO3 employees
- Portland, OR2 employees
- Newport Beach, CA2 employees
- Toyko, Japan1 employees
- Princeton, NJ1 employees
- Aia Central, Hong Kong1 employees
- Singapore, Singapore1 employees
What changed
consecutive filings, newest first
- Advisory employees · 299 to 296May 6, 2025 to Mar 28, 2026
- BD registered reps · 45 to 46May 6, 2025 to Mar 28, 2026
- Employees · 374 to 383May 6, 2025 to Mar 28, 2026
- Other offices · 19 to 28May 6, 2025 to Mar 28, 2026
- Discretionary RAUM · $271B to $292BMay 6, 2025 to Mar 28, 2026
- RAUM · $271B to $292BMay 6, 2025 to Mar 28, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 6, 2025
- Advisory employees · 321 to 299Jul 31, 2024 to Mar 28, 2025
- BD registered reps · 46 to 45Jul 31, 2024 to Mar 28, 2025
- Employees · 398 to 374Jul 31, 2024 to Mar 28, 2025
- State-registered IARs · 29 to 30Jul 31, 2024 to Mar 28, 2025
- Other offices · 14 to 19Jul 31, 2024 to Mar 28, 2025
- Discretionary RAUM · $250B to $271BJul 31, 2024 to Mar 28, 2025
- RAUM · $250B to $271BJul 31, 2024 to Mar 28, 2025
- Advisory employees · 326 to 321Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 51 to 46Mar 31, 2023 to Mar 28, 2024
- Employees · 407 to 398Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 32 to 29Mar 31, 2023 to Mar 28, 2024
- Other offices · 10 to 14Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $215B to $250BMar 31, 2023 to Mar 28, 2024
- RAUM · $215B to $250BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 315 to 326Nov 23, 2022 to Mar 31, 2023
- BD registered reps · 9 to 51Nov 23, 2022 to Mar 31, 2023
- Employees · 344 to 407Nov 23, 2022 to Mar 31, 2023
- State-registered IARs · 0 to 32Nov 23, 2022 to Mar 31, 2023
- Other offices · 11 to 10Nov 23, 2022 to Mar 31, 2023
- Discretionary RAUM · $283B to $215BNov 23, 2022 to Mar 31, 2023
- RAUM · $283B to $215BNov 23, 2022 to Mar 31, 2023
- Discretionary RAUM · $267B to $283BMar 31, 2022 to Jul 26, 2022
- RAUM · $267B to $283BMar 31, 2022 to Jul 26, 2022
- Advisory employees · 276 to 315Mar 31, 2021 to Mar 31, 2022
- BD registered reps · 34 to 9Mar 31, 2021 to Mar 31, 2022
- Employees · 350 to 344Mar 31, 2021 to Mar 31, 2022
- Other offices · 10 to 11Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $264B to $267BMar 31, 2021 to Mar 31, 2022
- RAUM · $264B to $267BMar 31, 2021 to Mar 31, 2022
- Advisory employees · 308 to 276Nov 9, 2020 to Mar 31, 2021
- BD registered reps · 37 to 34Nov 9, 2020 to Mar 31, 2021
- Employees · 368 to 350Nov 9, 2020 to Mar 31, 2021
- Other offices · 13 to 10Nov 9, 2020 to Mar 31, 2021
Signals
21 dated events
- Tiaa-Cref Investment Management Llc reported 28 offices beyond its principal office, up from 19 (2025-05-06 to 2026-03-28)Mar 28, 2026 · Office count change · derived
- Tiaa-Cref Investment Management Llc reported 19 offices beyond its principal office, up from 14 (2024-07-31 to 2025-03-28)Mar 28, 2025 · Office count change · derived
- Ann Saira Malik (Executive Vice President) appeared on Schedule A of Tiaa-Cref Investment Management LlcJul 31, 2024 · Control person joined · fact
- Eileen Megan Sendlak (Controller And Managing Director) appeared on Schedule A of Tiaa-Cref Investment Management LlcMar 28, 2024 · Control person joined · fact
- S Oluseun Salami (Senior Vice President, Chief Financial Officer) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Tiaa-Cref Investment Management Llc reported 32 state-registered advisory representatives, up from 0 (2022-11-23 to 2023-03-31)Mar 31, 2023 · Advisor headcount change · derived
- Michael John Mccann (Associate General Counsel, Assistant Secretary, Managing Director) appeared on Schedule A of Tiaa-Cref Investment Management LlcMar 31, 2023 · Control person joined · fact
- Geoffry Ronald Stutes (Head Of Global Investment Operations (Interim)) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2022-08-08, absent 2022-11-23)Nov 23, 2022 · Control person left · inference
- Dawn Cinda Whitten (Smd - Head Of Global Investment Operations) appeared on Schedule A of Tiaa-Cref Investment Management LlcNov 23, 2022 · Control person joined · fact
- Byers Sheryl Craun (Senior Managing Director, Head Global Investments Operations) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2022-07-26, absent 2022-08-08)Aug 8, 2022 · Control person left · inference
- Geoffry Ronald Stutes (Head Of Global Investment Operations (Interim)) appeared on Schedule A of Tiaa-Cref Investment Management LlcAug 8, 2022 · Control person joined · fact
- Eugene Glenn Brightman (Evp, Chief Financial Officer) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2020-11-09, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Oluseun Salami (Senior Vice President, Chief Financial Officer) appeared on Schedule A of Tiaa-Cref Investment Management LlcMar 31, 2021 · Control person joined · fact
- Michael John Mccann (Managing Director, Associate General Counsel) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2019-05-16, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Byers Sheryl Craun (Senior Managing Director, Head Global Investments Operations) appeared on Schedule A of Tiaa-Cref Investment Management LlcMar 30, 2020 · Control person joined · fact
- Hylton Holly Miller (Senior Managing Director, Global Operations Strategy) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2019-05-16, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- T William Huffman (Senior Managing Director, Head Of Nuveen Equities And Fixed Income) appeared on Schedule A of Tiaa-Cref Investment Management LlcMar 26, 2019 · Control person joined · fact
- Ward Carol Deckbar (Evp, Institutional Investments & Endowment Services) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2018-10-05, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- Gordon Bradley Finkle (Senior Managing Director, President, Tiaa Public Investments) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2018-10-05, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- Davenport Elizabeth Black (Senior Managing Director, Cio, Fixed Income) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2018-10-05, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- Michael Thomas Franks (Senior Managing Director, Cio, Global Equities) no longer on Schedule A of Tiaa-Cref Investment Management Llc (listed 2018-10-05, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nuveenreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/tiaareportedpublic record, Form ADV, Sep 17, 2026
- Website
- tiaa.orgreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-490-9000reportedpublic record, Form ADV, Mar 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026