DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nuveen Alternatives Advisors LLC
Latest filing Apr 29, 2026
First filing on the tape Feb 29, 2012 · 39 filings
SEC status approved since Apr 5, 2012
RAUM
$142B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
87
27 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
42
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$142B as of Apr 29, 2026
Apr 1, 2013$49.0M then
HNW client RAUM$0 as of Apr 29, 2026
Mar 31, 2026$0 then
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Apr 1, 20138 then
Employees (5.A)87 as of Apr 29, 2026
Apr 1, 20131,020 then
Private funds42 as of Apr 29, 2026
Apr 1, 20131 then
RAUM +3.6% over the last fiscal year-2.1% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 89%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $157B, 63 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$126B89%
- Pooled investment vehicles$16B11%
- Pension and profit-sharing plans$42.0M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 57reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $157B for 63 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.11 institutional_share=0.89 related_bd=true related_bank=true bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
47 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Tiaa-Cref Global Agriculture II LLC | Real Estate Fund | $3.7B | 32 | Mar 28, 2024 |
| Tiaa-Cref Global Agriculture LLC | Real Estate Fund | $2.6B | 6 | Mar 28, 2024 |
| U.S. Core+ Real Estate Debt Fund LP | Real Estate Fund | $1.9B | 17 | Mar 29, 2019 |
| Tps Investors Master Fund, LP | Private Equity Fund | $898M | 1 | Mar 29, 2018 |
| Symphony Clo 37, Ltd. | Securitized Asset Fund | $494M | 1 | Mar 31, 2023 |
| Symphony Clo Xxxi, Ltd. | Securitized Asset Fund | $486M | 1 | Mar 31, 2023 |
| Symphony Clo Xxviii, Ltd. | Securitized Asset Fund | $485M | 1 | Mar 31, 2022 |
| Symphony Clo Xxv, Ltd. | Securitized Asset Fund | $482M | 1 | Mar 31, 2022 |
| Global Timber Resources, LLC | Real Estate Fund | $457M | 18 | Mar 28, 2024 |
| Churchill Middle Market Senior Loan Fund II - Ps Co-Invest Fund, LP | Private Equity Fund | $450M | 2 | Mar 29, 2019 |
| Symphony Clo 38, Ltd. | Securitized Asset Fund | $446M | 1 | Mar 28, 2024 |
| T-C U.S. Super Regional Mall Fund LPno longer reported | Real Estate Fund | $430M | 4 | Jul 20, 2016 |
| Symphony Clo 39, Ltd. | Securitized Asset Fund | $401M | 1 | Mar 28, 2024 |
| Symphony Clo 40, Ltd. | Securitized Asset Fund | $399M | 1 | Mar 28, 2024 |
| Symphony Clo 34-Ps, Ltd. | Securitized Asset Fund | $394M | 1 | Mar 31, 2023 |
| Symphony Clo Xxx, Ltd. | Securitized Asset Fund | $394M | 1 | Mar 31, 2022 |
| Symphony Clo 36, Ltd. | Securitized Asset Fund | $391M | 1 | Mar 31, 2023 |
| Symphony Clo Xxxiii, Ltd. | Securitized Asset Fund | $390M | 1 | Mar 31, 2023 |
| Symphony Clo 35, Ltd. | Securitized Asset Fund | $390M | 1 | Mar 31, 2023 |
| Symphony Clo Xxxii, Ltd. | Securitized Asset Fund | $390M | 1 | Mar 31, 2023 |
| Symphony Clo Xxix, Ltd. | Securitized Asset Fund | $388M | 1 | Mar 31, 2022 |
| Symphony Clo Xxiii, Ltd. | Securitized Asset Fund | $388M | 1 | Sep 3, 2020 |
| Symphony Clo Xxiv, Ltd. | Securitized Asset Fund | $386M | 1 | Apr 29, 2021 |
| Tiaa Churchill Middle Market Clo II Ltd.no longer reported | Securitized Asset Fund | $334M | 1 | Mar 28, 2016 |
| Symphony Static Clo I, Ltd. | Securitized Asset Fund | $315M | 1 | Mar 31, 2022 |
| Churchill Middle Market Clo V-A Ltd. | Securitized Asset Fund | $298M | 1 | Mar 31, 2022 |
| Tgam Agribusiness Fund LP | Private Equity Fund | $247M | 19 | Apr 20, 2017 |
| Churchill Middle Market Senior Loan Fund II - Feeder Fund, LPno longer reported | Private Equity Fund | $197M | 5 | Mar 29, 2019 |
| Nuveen Ag Infrastructure Fund, LP | Private Equity Fund | $159M | 10 | Mar 31, 2022 |
| Nuveen Global Impact Fund | Private Equity Fund | $158M | 25 | Mar 31, 2021 |
| Churchill Junior Capital Opportunities Fund II, L.P.no longer reported | Private Equity Fund | $141M | 1 | Mar 31, 2022 |
| Churchill Junior Capital Opportunities Fund II Scspno longer reported | Private Equity Fund | $141M | 2 | Mar 31, 2022 |
| Nuveen Agribusiness Fund III, L.P. | Private Equity Fund | $104M | 29 | Mar 31, 2021 |
| Agr Special Opportunities Fund I, LPno longer reported | Private Equity Fund | $76.6M | 12 | Mar 31, 2021 |
| Agr Special Opportunities Fund I, LP | Private Equity Fund | $74.1M | 12 | Mar 31, 2022 |
| Churchill Middle Market Clo V Ltd.no longer reported | Securitized Asset Fund | $69.4M | 1 | Mar 29, 2019 |
| Nuveen Global Impact Fund Lux Scsp | Private Equity Fund | $67.9M | 3 | Mar 31, 2021 |
| Tps Investors Fund II, LP | Private Equity Fund | $63.4M | 1 | Mar 31, 2023 |
| Tgam Agribusiness Fund-B- LP | Private Equity Fund | $46.5M | 2 | Jul 14, 2023 |
| Churchill Mmsl III Investment Subsidiary LPno longer reported | Hedge Fund | $45.3M | 36 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Frederick Keith Atkinson · General Counselcontrolsince 01/2018 · owns less than 5%
- T William Huffman · Senior Managing Directorcontrolsince 04/2019 · owns less than 5%
- Christopher Gordon Mcgibbon · Smd, Head Of US Real Estatecontrolsince 06/2016 · owns less than 5%
- Eileen Megan Sendlak · Managing Director, Controllercontrolsince 11/2020 · owns less than 5%
- Anique Shalinni Thompson · Managing Director, Chief Compliance Officersince 06/2023 · owns less than 5%
Entity owners
- Nuveen Alternative Holdings LLC · Direct Ownerdirect · owns 75% or more
- Nuveen Alternative Holdings LLC · Shareholderindirect · owns 75% or more of Nuveen Alternatives Advisors LLC
- Nuveen LLC · Shareholderindirect · owns 75% or more of Tiaa-Cref Asset Management LLC
- Teachers Insurance & Annuity Association Of America · Shareholderindirect · owns 75% or more of Nuveen LLC
- Tiaa Board Of Overseers · Shareholderindirect · owns 75% or more of Teachers Insurance & Annuity Association Of America
- Tiaa-Cref Asset Management LLC · Shareholderindirect · owns 75% or more of Nuveen Alternative Holdings LLC
Related persons
Schedule D 7.A
- Ag Infra - Agr Ag Infrastructure Gp, LLCpooled vehicle sponsorn
- Agr Partners LLCinvestment adviserpooled vehicle sponsornRAUM $1.2B
- Agr Partners Rbic Gp Partners LLCpooled vehicle sponsorn
- Agr Sof - Agr Special Opportunities Gp, LLCpooled vehicle sponsorn
- Casa Grande Investments I Gp , LLCbankpooled vehicle sponsorn
- Casa Grande Investments I, LLCbankpooled vehicle sponsorn
- Casa Grande Investments II Gp, LLCbankpooled vehicle sponsorn
- Casa Grande Investments II, LPbankpooled vehicle sponsorn
- Casa Partners III, L.P.bankpooled vehicle sponsorn
- Casa Partners Ix Gp, LLCbankpooled vehicle sponsorn
- Casa Partners Ix LPbankpooled vehicle sponsorn
- Casa Partners Vi, Gp LLCbankpooled vehicle sponsorn
- Casa Partners Vi, LPbankpooled vehicle sponsorn
- Casa Partners Vii Gp, LLCbankpooled vehicle sponsorn
- Casa Partners Vii, LPbankpooled vehicle sponsorn
- Casa Partners Viii Gp LLCpooled vehicle sponsorn
- Casa Partners Viii, LPbankpooled vehicle sponsorn
- Churchill Asset Management LLCinvestment adviserpooled vehicle sponsornRAUM $56B
- Churchill Dlc Advisor LLCinvestment advisernRAUM $2.1B
- Clean Energy Partners Llpinvestment adviserpooled vehicle sponsorn
- Cred Gp LLCpooled vehicle sponsorn
- Eres Apac II (Gp) Sarlpooled vehicle sponsorn
- Glennmont Asset Management Limitedinvestment adviserpooled vehicle sponsorn
- Glennmont Partners I Limitedinvestment adviserpooled vehicle sponsorn
- Global Ag Aiv (Cn) Gp LLCpooled vehicle sponsorn
- Global Ag II Aiv Gp LLCpooled vehicle sponsorn
- Global Investors Gp II, LLCbankpooled vehicle sponsorn
- Global Investors Gp IV, LLCbankpooled vehicle sponsorn
- Global Investors Gp, LLCpooled vehicle sponsorn
- Gresham Investment Management LLCinvestment adviserbankpooled vehicle sponsornRAUM $8.6B
Advisers that list Nuveen Alternatives Advisors LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC18 employees
- Chicago, IL4 employees
- Dallas, TX3 employees
- Miami, FL2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Apr 29, 2026RAUM per account of $2,491,596,596 against a peer median of $155,134,994 (63 comparable advisers, 98.0th percentile, 10.6 robust deviations)peers: institutional managers, $20B and over (63) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 59 to 57Mar 31, 2026 to Apr 29, 2026
- Pooled vehicle clients · 87 to 85Mar 31, 2026 to Apr 29, 2026
- Assets in custody · $157B to $157BMar 31, 2026 to Apr 29, 2026
- Private funds · 43 to 42Mar 31, 2026 to Apr 29, 2026
- Discretionary RAUM · $141B to $142BMar 31, 2026 to Apr 29, 2026
- Pooled vehicle RAUM · $15B to $16BMar 31, 2026 to Apr 29, 2026
- RAUM · $141B to $142BMar 31, 2026 to Apr 29, 2026
- Accounts · 50 to 59Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 28 to 27Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 7 to 8Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 0 to 2Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 83 to 87Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $153B to $157BMar 31, 2025 to Mar 31, 2026
- Employees · 61 to 87Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 1 to 0Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $137B to $141BMar 31, 2025 to Mar 31, 2026
- HNW RAUM · unset to 0.0Mar 31, 2025 to Mar 31, 2026
- Individual RAUM · unset to 0.0Mar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $205M to $0Mar 31, 2025 to Mar 31, 2026
- Pension RAUM · unset to 41958601.0Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $15B to $15BMar 31, 2025 to Mar 31, 2026
- RAUM · $137B to $141BMar 31, 2025 to Mar 31, 2026
- Accounts · 38 to 50Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 42 to 28Mar 28, 2024 to Mar 31, 2025
- BD registered reps · 5 to 7Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 58 to 83Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $151B to $153BMar 28, 2024 to Mar 31, 2025
- Employees · 47 to 61Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- State-registered IARs · 0 to 1Mar 28, 2024 to Mar 31, 2025
- Private funds · 31 to 43Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $141B to $137BMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $358M to $205MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $19B to $15BMar 28, 2024 to Mar 31, 2025
- RAUM · $142B to $137BMar 28, 2024 to Mar 31, 2025
- Accounts · 72 to 38Jan 4, 2024 to Mar 28, 2024
- Advisory employees · 43 to 42Jan 4, 2024 to Mar 28, 2024
- BD registered reps · 4 to 5Jan 4, 2024 to Mar 28, 2024
- Pooled vehicle clients · 85 to 58Jan 4, 2024 to Mar 28, 2024
- Assets in custody · $153B to $151BJan 4, 2024 to Mar 28, 2024
Signals
17 dated events
- Beth Mary Ramsay (Evp, Chief Risk Officer) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2024-01-04, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Beth Mary Ramsay (Evp, Chief Risk Officer) appeared on Schedule A of Nuveen Alternatives Advisors LlcNov 15, 2023 · Control person joined · fact
- Stone James Stenersen (Smd, Chief Risk Officer) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2023-07-14, absent 2023-11-15)Nov 15, 2023 · Control person left · inference
- Emil Thomas Grenville (Managing Director, Chief Compliance Officer) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2023-03-31, absent 2023-07-14)Jul 14, 2023 · Control person left · inference
- Nuveen Alternatives Advisors Llc reported RAUM $151.5B, up 26% from $119.9B (2022-11-18 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Manuel Jose Minaya (Evp, President, Global Investments) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2022-03-31, absent 2022-11-17)Nov 17, 2022 · Control person left · inference
- Penn Austin Wachter (Md, Controller) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2022-03-31, absent 2022-11-17)Nov 17, 2022 · Control person left · inference
- T William Huffman (Senior Managing Director) appeared on Schedule A of Nuveen Alternatives Advisors LlcNov 17, 2022 · Control person joined · fact
- Megan Sendlak (Managing Director, Controller) appeared on Schedule A of Nuveen Alternatives Advisors LlcNov 17, 2022 · Control person joined · fact
- Nmn Marjorie Pierre-Merritt (Vp, Corporate Secretary) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2020-09-03, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- C Jorge Gutierrez (Vp, Treasurer) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2020-09-03, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Lynn Heather Davis (Smd, President And Cio, Private Markets) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Stone James Stenersen (Smd, Chief Risk Officer) appeared on Schedule A of Nuveen Alternatives Advisors LlcMar 29, 2019 · Control person joined · fact
- Frederick Keith Atkinson (General Counsel) appeared on Schedule A of Nuveen Alternatives Advisors LlcMar 29, 2019 · Control person joined · fact
- Leland John Maccarthy (Evp, Chief Legal Officer) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2018-03-29, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Mccarthy Michelle Beck (Evp, Chief Risk Officer) no longer on Schedule A of Nuveen Alternatives Advisors Llc (listed 2018-03-29, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Nuveen Alternatives Advisors Llc reported RAUM $79.3B, up 3340% from $2.3B (2017-09-29 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Nuveen Alternatives Advisors LLC · Independent Sponsorsshared crd · capital_provider
- Nuveen Alternatives Advisors LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- TIAA.ORGreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-490-9000reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Nuveen Alternatives Advisors LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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