DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Onyx Financial Advisors, LLC

Independent wealth managerIdaho Falls, IdahoCRD 134881SEC 801-107355websiteIAPD
Latest filing Feb 19, 2026
First filing on the tape Feb 24, 2016 · 23 filings
SEC status approved since Mar 24, 2016
RAUM
$506M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$496M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$72.3M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$506M as of Feb 19, 2026
Feb 24, 2017$130M then
HNW client RAUM$431M as of Feb 19, 2026
Feb 23, 2018$120M then
State-registered IARs (5.B.3)7 as of Feb 19, 2026
Feb 24, 20175 then
Employees (5.A)10 as of Feb 19, 2026
Feb 24, 20176 then
Private funds: no history
RAUM +19% over the last fiscal year+19% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$72.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
38derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$484,640derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
+17%derivedItem 5.B.3 between annual amendments
Client growth, one year
+10.0%derived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody
$19.6M, 12 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$431M85%
  • Individuals$64.8M13%
  • Charitable organizations$4.9M1.0%
  • Pension and profit-sharing plans$3.5M0.7%
  • Corporations and businesses$1.9M0.4%
Individual clients
112reported
HNW clients
153reported
Pension plan clients
n/areported
Charitable clients
7reported
Accounts
1,045reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$19.6M for 12 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Terry Lee RoePersonal Financial SpecialistIdaho Falls, IdOct 31, 200635 y0
Aaron Blair SautterPersonal Financial SpecialistIdaho Falls, IdDec 18, 200918 y0
Lyndsay GoodyPersonal Financial SpecialistIdaho Falls, IdNov 23, 201018 y0
Jonathan Isaac PetersenCertified Financial PlannerIdaho Falls, IdAug 17, 202010 y1
Cody Grant DanielsCertified Financial PlannerIdaho Falls, IdSep 15, 20219 y5
Orrin D CellanCertified Financial PlannerIdaho Falls, IdMar 15, 202311 y0
Benson PackerIdaho Falls, IdFeb 17, 202612 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Lyndsay Goody · Chief Compliance Officercontrol
    since 01/2022 · owns less than 5%
  • Lyndsay Goody · Manager/Ownercontrol
    since 05/2018 · owns 75% or more of Lyndsgood, Inc.
  • Lyn Deborah Roe · Manager/Ownercontrol
    since 03/2005 · owns 25% to 50% of Td Financial, Inc.
  • Lee Terry Roe · Manager/Ownercontrol
    since 03/2005 · owns 50% to 75% of Td Financial, Inc.
  • Blair Aaron Sautter · Manager/Ownercontrol
    since 05/2018 · owns 50% to 75% of Ca Services, Inc.
  • Ann Candace Sautter · Manager/Ownercontrol
    since 05/2018 · owns 25% to 50% of Ca Services, Inc.
Entity owners
  • Ca Services, Inc. · Owner
    direct · owns 25% to 50%
  • Lyndsgood, Inc. · Owner
    direct · owns 25% to 50%
  • Td Financial, Inc. · Owner
    direct · owns 25% to 50%
Related persons
Schedule D 7.A
  • Parry, Roe & Company, Pllc
    insurancen
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Idaho Falls, Id · principal710
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 978 to 1,045
    Feb 27, 2025 to Feb 19, 2026
  • Advisory employees · 6 to 7
    Feb 27, 2025 to Feb 19, 2026
  • Charity clients · 6 to 7
    Feb 27, 2025 to Feb 19, 2026
  • HNW clients · 133 to 153
    Feb 27, 2025 to Feb 19, 2026
  • Individual clients · 108 to 112
    Feb 27, 2025 to Feb 19, 2026
  • Assets in custody · $13.5M to $19.6M
    Feb 27, 2025 to Feb 19, 2026
  • Employees · 8 to 10
    Feb 27, 2025 to Feb 19, 2026
  • State-registered IARs · 6 to 7
    Feb 27, 2025 to Feb 19, 2026
  • Discretionary RAUM · $427M to $506M
    Feb 27, 2025 to Feb 19, 2026
  • HNW RAUM · $357M to $431M
    Feb 27, 2025 to Feb 19, 2026
  • Individual RAUM · $60.0M to $64.8M
    Feb 27, 2025 to Feb 19, 2026
  • Pension RAUM · $2.5M to $3.5M
    Feb 27, 2025 to Feb 19, 2026
  • RAUM · $427M to $506M
    Feb 27, 2025 to Feb 19, 2026
  • Accounts · 898 to 978
    Jan 31, 2024 to Feb 27, 2025
  • Advisory employees · 7 to 6
    Jan 31, 2024 to Feb 27, 2025
  • Charity clients · 8 to 6
    Jan 31, 2024 to Feb 27, 2025
  • Corporate clients · 5.0 to unset
    Jan 31, 2024 to Feb 27, 2025
  • HNW clients · 118 to 133
    Jan 31, 2024 to Feb 27, 2025
  • Individual clients · 112 to 108
    Jan 31, 2024 to Feb 27, 2025
  • Assets in custody · $9.8M to $13.5M
    Jan 31, 2024 to Feb 27, 2025
  • Employees · 9 to 8
    Jan 31, 2024 to Feb 27, 2025
  • Financial planning clients · 101-250 to 251-500
    Jan 31, 2024 to Feb 27, 2025
  • State-registered IARs · 7 to 6
    Jan 31, 2024 to Feb 27, 2025
  • Discretionary RAUM · $356M to $427M
    Jan 31, 2024 to Feb 27, 2025
  • HNW RAUM · $283M to $357M
    Jan 31, 2024 to Feb 27, 2025
  • Individual RAUM · $60.4M to $60.0M
    Jan 31, 2024 to Feb 27, 2025
  • Pension RAUM · $1.7M to $2.5M
    Jan 31, 2024 to Feb 27, 2025
  • RAUM · $356M to $427M
    Jan 31, 2024 to Feb 27, 2025
  • Accounts · 882 to 898
    Jun 14, 2023 to Jan 31, 2024
  • Corporate clients · 6 to 5
    Jun 14, 2023 to Jan 31, 2024
  • HNW clients · 103 to 118
    Jun 14, 2023 to Jan 31, 2024
  • Individual clients · 119 to 112
    Jun 14, 2023 to Jan 31, 2024
  • Assets in custody · $8.8M to $9.8M
    Jun 14, 2023 to Jan 31, 2024
  • Discretionary RAUM · $300M to $356M
    Jun 14, 2023 to Jan 31, 2024
  • HNW RAUM · $229M to $283M
    Jun 14, 2023 to Jan 31, 2024
  • Individual RAUM · $60.1M to $60.4M
    Jun 14, 2023 to Jan 31, 2024
  • Pension RAUM · $1.1M to $1.7M
    Jun 14, 2023 to Jan 31, 2024
  • RAUM · $300M to $356M
    Jun 14, 2023 to Jan 31, 2024
  • Accounts · 911 to 882
    Feb 2, 2022 to Jan 24, 2023
  • Advisory employees · 8 to 7
    Feb 2, 2022 to Jan 24, 2023
Signals
4 dated events
  • Dallin Van Walker left Onyx Financial Advisors, Llc for Xypn Sapphire (registered 2025-05-22)
    Jan 2, 2025 · Advisor changed firm · fact
  • John Kenneth Simpson (Manager/Owner) no longer on Schedule A of Onyx Financial Advisors, Llc (listed 2022-02-02, absent 2023-01-24)
    Jan 24, 2023 · Control person left · inference
  • Ray Renita Simpson (Manager/Owner) no longer on Schedule A of Onyx Financial Advisors, Llc (listed 2022-02-02, absent 2023-01-24)
    Jan 24, 2023 · Control person left · inference
  • Onyx Financial Advisors, Llc filed its initial SEC registration (Form ADV)
    Feb 24, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
onyx@onyxfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
208-522-6400reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
208-529-9802reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
LINKEDIN.COM/COMPANY/ONYX-FINANCIAL-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
Website
ONYXFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
208-522-6400reportedpublic record, Form ADV, Feb 19, 2026
Contact form
ONYXFINANCIAL.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$72.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026