RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A••• S•••••••••
- C••••••• P••••••• independent RIA currentsince Jun 1, 2022 · Macon, Ga
- R•••• C•••••• M••••••••• I••• formerJan 8, 2013 to Aug 26, 2022 · Macon, Ga
- C•• W••••• M••••••••• independent RIAMar 31, 2008 to Jan 2, 2013 · Macon, Ga
- C•••••• F•••••••• S•••••••• L•• unclassifiedMar 3, 2008 to Jun 16, 2008 · Macon, Ga
- C•• W••••• M••••••••• independent RIADec 7, 2005 to Mar 14, 2008 · Macon, Ga
- C••••••••• F•••••••• N•••••• national BDMar 17, 2005 to Jan 3, 2006 · Macon, Ga
- M•••• C••••••• A••••••• S•••••• BD affiliatedMar 28, 2003 to Jun 27, 2003 · Macon, Ga
- R•••• C•••••• M••••••••• I••• to C••••••• P•••••••left Aug 26, 2022, registered Jun 1, 2022 (-86 days) · Other · moved with a team
- C•• W••••• M••••••••• to R•••• C•••••• M••••••••• I•••left Jan 2, 2013, registered Jan 8, 2013 (6 days) · Other
- C•••••• F•••••••• S•••••••• L•• to C•• W••••• M•••••••••left Jun 16, 2008, registered Mar 31, 2008 (-77 days) · Other
- C•• W••••• M••••••••• to C•••••• F•••••••• S•••••••• L••left Mar 14, 2008, registered Mar 3, 2008 (-11 days) · Other
- C••••••••• F•••••••• N•••••• to C•• W••••• M•••••••••left Jan 3, 2006, registered Dec 7, 2005 (-27 days) · Other
- M•••• C••••••• A••••••• S•••••• to C••••••••• F•••••••• N••••••left Jun 27, 2003, registered Mar 17, 2005 (629 days) · Other
- D••••• A••• S••••••••• left R•••• C•••••• M••••••••• I••• for C••••••• P••••••• (registered 2022-06-01)Aug 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address