DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Strategic Asset Management Group Advisors
Legal name Strategic Asset Management Group Advisors, Inc.
Latest filing Mar 27, 2026
First filing on the tape Mar 19, 2012 · 43 filings
SEC status approved since Mar 31, 2008
RAUM
$416M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
99%
$413M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$416M as of Mar 27, 2026
Mar 19, 2012$398M then
HNW client RAUM$371M as of Mar 27, 2026
Feb 20, 2018$369M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 19, 20120 then
Employees (5.A)5 as of Mar 27, 2026
Mar 19, 20136 then
Private funds: no history
RAUM +11% over the last fiscal year+8.0% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $386MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$371M89%
- Individuals$41.6M10.0%
- Corporations and businesses$2.1M0.5%
- Pension and profit-sharing plans$1.6M0.4%
- Individual clients
- 58reported
- HNW clients
- 66reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 404reported
- Financial planning clients
- reported
- Wrap fee programs
- $305M sponsored, $81.5M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Frank Oden | Ft. Lauderdale, Fl | Sep 15, 2005 | 34 y | 1 |
| Jacob Ivey | Pompano Beach, Fl | Feb 13, 2015 | 13 y | 0 |
| Andrew Oden | Pompano Beach, Fl | Apr 10, 2018 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Brett William Orvieto to Capital AnalystsMay 7, 2018 · Other
Joined, latest
- Robert Frank Oden from Mutual Service CorporationSep 15, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Suzanne April Keenan · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- Frank Robert Oden · Managing Partner/Owner/Iarcontrolsince 05/2005 · owns 75% or more
- Jacob Ivey · Partnersince 04/2019 · owns less than 5%
- Andrew Oden · Partnersince 04/2019 · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pompano Beach, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 394 to 404Mar 5, 2025 to Mar 27, 2026
- HNW clients · 65 to 66Mar 5, 2025 to Mar 27, 2026
- Individual clients · 56 to 58Mar 5, 2025 to Mar 27, 2026
- Discretionary RAUM · $350M to $386MMar 5, 2025 to Mar 27, 2026
- HNW RAUM · $340M to $371MMar 5, 2025 to Mar 27, 2026
- Individual RAUM · $33.7M to $41.6MMar 5, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $26.5M to $30.0MMar 5, 2025 to Mar 27, 2026
- Pension RAUM · $1.4M to $1.6MMar 5, 2025 to Mar 27, 2026
- RAUM · $377M to $416MMar 5, 2025 to Mar 27, 2026
- Wrap assets (manager) · $68.6M to $81.5MMar 5, 2025 to Mar 27, 2026
- Wrap assets (sponsor) · $282M to $305MMar 5, 2025 to Mar 27, 2026
- Accounts · 392 to 394Jan 9, 2025 to Mar 5, 2025
- Corporate clients · 2 to 1Jan 9, 2025 to Mar 5, 2025
- HNW clients · 69 to 65Jan 9, 2025 to Mar 5, 2025
- Financial planning clients · unset to Jan 9, 2025 to Mar 5, 2025
- Discretionary RAUM · $331M to $350MJan 9, 2025 to Mar 5, 2025
- HNW RAUM · $332M to $340MJan 9, 2025 to Mar 5, 2025
- Individual RAUM · $29.0M to $33.7MJan 9, 2025 to Mar 5, 2025
- Non-discretionary RAUM · $31.1M to $26.5MJan 9, 2025 to Mar 5, 2025
- Pension RAUM · $1.1M to $1.4MJan 9, 2025 to Mar 5, 2025
- RAUM · $362M to $377MJan 9, 2025 to Mar 5, 2025
- Wrap assets (manager) · $74.1M to $68.6MJan 9, 2025 to Mar 5, 2025
- Wrap assets (sponsor) · $257M to $282MJan 9, 2025 to Mar 5, 2025
- Accounts · 389 to 392Feb 15, 2023 to Feb 21, 2024
- Corporate clients · 3 to 2Feb 15, 2023 to Feb 21, 2024
- HNW clients · 68 to 69Feb 15, 2023 to Feb 21, 2024
- Individual clients · 60 to 56Feb 15, 2023 to Feb 21, 2024
- Discretionary RAUM · $304M to $331MFeb 15, 2023 to Feb 21, 2024
- HNW RAUM · $300M to $332MFeb 15, 2023 to Feb 21, 2024
- Individual RAUM · $23.5M to $29.0MFeb 15, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $26.8M to $31.1MFeb 15, 2023 to Feb 21, 2024
- Pension RAUM · $987,878 to $1.1MFeb 15, 2023 to Feb 21, 2024
- RAUM · $331M to $362MFeb 15, 2023 to Feb 21, 2024
- Wrap assets (manager) · $69.4M to $74.1MFeb 15, 2023 to Feb 21, 2024
- Wrap assets (sponsor) · $233M to $257MFeb 15, 2023 to Feb 21, 2024
- Accounts · 377 to 389Jan 15, 2023 to Feb 15, 2023
- Corporate clients · 1 to 3Jan 15, 2023 to Feb 15, 2023
- HNW clients · 67 to 68Jan 15, 2023 to Feb 15, 2023
- Individual clients · 61 to 60Jan 15, 2023 to Feb 15, 2023
- Discretionary RAUM · $334M to $304MJan 15, 2023 to Feb 15, 2023
Signals
2 dated events
- Suzanne April Keenan (Chief Compliance Officer) appeared on Schedule A of Strategic Asset Management Group AdvisorsSep 21, 2022 · Control person joined · fact
- Strategic Asset Management Group Advisors reported RAUM $265.5M, down 43% from $465.7M (2018-06-04 to 2018-06-05)Jun 5, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 954-473-1110reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 954-761-3820reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- 1SAMGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 954-473-1110reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- 1samgroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- 1samgroup.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026