DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• A•••• M••••••••• L••
Latest filing Aug 5, 2026
First filing on the tape Dec 23, 2016 · 27 filings
SEC status approved since Jan 9, 2017
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.9B
derived; firm RAUM over IAPD count
Employees
167
26 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.9B as of Aug 5, 2026
Mar 14, 2017$20.0M then
HNW client RAUM$0 as of Jan 15, 2025
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Mar 14, 20170 then
Employees (5.A)167 as of Aug 5, 2026
Mar 14, 2017142 then
Private funds: no history
RAUM +819% over the last fiscal year+145% a year over threeIARs 0 to 0offices 0 to 2
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $384MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 65%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 167.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +819%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$1.2B65%
- Other investment advisers$474M25%
- Investment companies$200M10%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.35 institutional_share=0.65 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••• R••• · Presidentcontrolsince 08/2016 · owns less than 5%
- R•••••• E•••••• R•••••• · Chief Operating Officercontrolsince 08/2016 · owns less than 5%
- S••••••••• D••••• J•• · Chief Executive Officercontrolsince 10/2022 · owns less than 5%
- T••••• M•••••• · Chief Compliance Officercontrolsince 08/2016 · owns less than 5%
- W••••••• K•••• J• · General Counselcontrolsince 08/2016 · owns less than 5%
- L••••• R••• · Member/Managercontrolsince 04/2006 · owns 25% to 50% of S•••••••• M••••••••• L••
- S••••••••• D••••• J•• · Member/Managercontrolsince 11/2022 · owns 25% to 50% of S•••••••• M••••••••• L••
- D•••••• J••••••• L• · Chief Financial Officer, Management Companysince 04/2023 · owns less than 5%
- G••••••••• N•••• · Chief Financial Officer, Liquid Strategiessince 04/2023 · owns less than 5%
- H•••••• L••••••• E••••• · Chief Financial Officer, Alternative Credit & Fixed Incomesince 04/2023 · owns less than 5%
- L•••••••• A••• · Membersince 04/2006 · owns 25% to 50% of S•••••••• M••••••••• L••
Entity owners
- M••••••• C•••••• P••••••• L• · Sole Memberdirect · owns 75% or more
- S•••••••• M••••••••• L•• · General Partnerindirect · owns F of M••••••• C•••••• P••••••• L•
- L• N••• I••••••••• L•• · Limited Partnerindirect · owns 25% to 50% of M••••••• C•••••• P••••••• L•
Related persons
Schedule D 7.A
- M••••••• F•••••••• ••• L••investment adviserbankn
- M••••••• F•••••••• L••investment adviserbankpooled vehicle sponsornRAUM $32B
Advisers that list M••••••• A•••• M••••••••• L•• as a related person
- 136045 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 53.0% to 90.0% between the annual amendments of 2025-03-28 and 2026-03-31peers: other advisers, $1B to $5B (247)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $209,009,769 to $1,921,501,420 (+819.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (231 comparable advisers, 99.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 3 to 5Jan 22, 2026 to Mar 31, 2026
- Advisory employees · 23 to 26Jan 22, 2026 to Mar 31, 2026
- Employees · 147 to 167Jan 22, 2026 to Mar 31, 2026
- Other offices · 1 to 2Jan 22, 2026 to Mar 31, 2026
- Discretionary RAUM · $209M to $1.9BJan 22, 2026 to Mar 31, 2026
- RAUM · $209M to $1.9BJan 22, 2026 to Mar 31, 2026
- Other offices · 0 to 1Jun 5, 2025 to Jan 22, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 5, 2025
- Accounts · 2 to 3Jan 15, 2025 to Mar 28, 2025
- Advisory employees · 19 to 23Jan 15, 2025 to Mar 28, 2025
- Advisory activities · 1 to 2Jan 15, 2025 to Mar 28, 2025
- Charity clients · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- Corporate clients · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- HNW clients · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- Individual clients · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- Pension plan clients · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- Pooled vehicle clients · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- Employees · 128 to 147Jan 15, 2025 to Mar 28, 2025
- Discretionary RAUM · $163M to $209MJan 15, 2025 to Mar 28, 2025
- HNW RAUM · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- Individual RAUM · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- Pension RAUM · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · 0.0 to unsetJan 15, 2025 to Mar 28, 2025
- RAUM · $163M to $209MJan 15, 2025 to Mar 28, 2025
- Advisory employees · 15 to 19Mar 22, 2023 to Mar 28, 2024
- Employees · 80 to 128Mar 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $131M to $163MMar 22, 2023 to Mar 28, 2024
- RAUM · $131M to $163MMar 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $381M to $131MJan 5, 2023 to Mar 22, 2023
- RAUM · $381M to $131MJan 5, 2023 to Mar 22, 2023
- Accounts · 3 to 2Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 24 to 15Mar 31, 2021 to Mar 30, 2022
- Employees · 85 to 80Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $734M to $381MMar 31, 2021 to Mar 30, 2022
- RAUM · $734M to $381MMar 31, 2021 to Mar 30, 2022
- Advisory employees · 77 to 24Feb 1, 2021 to Mar 31, 2021
- BD registered reps · 1 to 0Feb 1, 2021 to Mar 31, 2021
- Employees · 197 to 85Feb 1, 2021 to Mar 31, 2021
- Discretionary RAUM · $681M to $734MFeb 1, 2021 to Mar 31, 2021
- Non-discretionary RAUM · $45.5M to $0Feb 1, 2021 to Mar 31, 2021
Signals
8 dated events
- M••••••• A•••• M••••••••• L•• reported RAUM $1.9B, up 819% from $209.0M (2026-01-22 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Paul Smith (Chief Legal Officer) no longer on Schedule A of M••••••• A•••• M••••••••• L•• (listed 2023-03-22, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- M••••••• A•••• M••••••••• L•• reported RAUM $131.0M, down 66% from $381.5M (2023-01-05 to 2023-03-22)Mar 22, 2023 · RAUM change · derived
- M••••••• A•••• M••••••••• L•• reported RAUM $381.5M, down 48% from $733.8M (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- M••••••• A•••• M••••••••• L•• reported RAUM $727.0M, up 40% from $517.8M (2019-04-08 to 2020-03-29)Mar 29, 2020 · RAUM change · derived
- Michael Benjamin Paull (Chief Financial Officer) no longer on Schedule A of M••••••• A•••• M••••••••• L•• (listed 2019-03-26, absent 2019-04-08)Apr 8, 2019 · Control person left · inference
- M••••••• A•••• M••••••••• L•• reported RAUM $517.8M, up 251% from $147.5M (2018-03-29 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- M••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 23, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/magnetar-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847-905-4400reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026