DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••• C•••• W••••• M••••••••• I•••
Latest filing Feb 26, 2026
First filing on the tape Mar 25, 2025 · 3 filings
SEC status approved since Apr 29, 2025
RAUM
$153M
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
100%
$153M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$51.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$153M as of Feb 26, 2026
Mar 25, 2025$125M then
HNW client RAUM$126M as of Feb 26, 2026
Mar 25, 2025$79.7M then
State-registered IARs (5.B.3)2 as of Feb 26, 2026
Mar 25, 20252 then
Employees (5.A)2 as of Feb 26, 2026
Mar 25, 20252 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $51.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $536,798derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 70%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +44%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$126M82%
- Individuals$27.2M18%
- Individual clients
- 141reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 285reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• R••••• M••••••••• | Florham Park, Nj | Oct 7, 2014 | 16 y | 0 |
| B••••••• A••••• B•••••••••Certified Financial Planner | Florham Park, Nj | Feb 16, 2021 | 42 y | 1 |
| R••••• M•••••• M••••••••• | Florham Park, Nj | Feb 20, 2021 | 31 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• M•••••• M••••••••• from P•• A••••••• S•••••••• L••Feb 20, 2021 · Other
- B••••••• A••••• B••••••••• from B•• S••••••••• I•••Feb 16, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• G••••••• R••••• · Officer And Shareholdercontrolsince 10/2014 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Florham Park, Nj · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Feb 26, 2026HNW share of RAUM moved from 64.0% to 82.0% between the annual amendments of 2025-03-25 and 2026-02-26peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 254 to 285Jul 1, 2025 to Feb 26, 2026
- HNW clients · 43 to 60Jul 1, 2025 to Feb 26, 2026
- Individual clients · 97 to 141Jul 1, 2025 to Feb 26, 2026
- Discretionary RAUM · $78.9M to $107MJul 1, 2025 to Feb 26, 2026
- HNW RAUM · $79.7M to $126MJul 1, 2025 to Feb 26, 2026
- Individual RAUM · $35.0M to $27.2MJul 1, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $46.0M to $46.5MJul 1, 2025 to Feb 26, 2026
- Pension RAUM · 10096336.0 to unsetJul 1, 2025 to Feb 26, 2026
- RAUM · $125M to $153MJul 1, 2025 to Feb 26, 2026
- Financial planning clients · 1-10 to 1-10Mar 25, 2025 to Jul 1, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- E•••C••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 973-396-8626reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026