DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Greene Wealth Management, LLC
Latest filing Apr 29, 2026
First filing on the tape Mar 9, 2012 · 30 filings
SEC status approved since Nov 15, 2005
RAUM
$1.4B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
88%
$1.2B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$352M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.4B as of Apr 29, 2026
Mar 9, 2012$477M then
HNW client RAUM$1.1B as of Apr 29, 2026
Mar 26, 2018$649M then
State-registered IARs (5.B.3)2 as of Apr 29, 2026
Mar 9, 20120 then
Employees (5.A)9 as of Apr 29, 2026
Mar 8, 20138 then
Private funds: no history
RAUM +19% over the last fiscal year+13% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $352MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $790,177derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.3B, 396 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B80%
- Individuals$118M8.3%
- Corporations and businesses$98.2M7.0%
- Charitable organizations$46.9M3.3%
- Pension and profit-sharing plans$25.0M1.8%
- Individual clients
- 178reported
- HNW clients
- 199reported
- Pension plan clients
- 6reported
- Charitable clients
- 5reported
- Accounts
- 1,783reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 396 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Robert RadabaughCertified Financial Planner | Seattle, Wa | Jan 9, 2006 | 24 y | 0 |
| Christopher Bryan DowningCertified Financial Planner | Seattle, Wa | Feb 18, 2008 | 29 y | 0 |
| Matthew Benjamin LoweCertified Financial Planner, Chartered Financial Analyst | Seattle, Wa | Jul 23, 2014 | 17 y | 0 |
| Daniel Kenneth Gill | Seattle, Wa | May 20, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jave Darrick Ragan to Bordeaux Wealth AdvisorsApr 11, 2011 · Other
- Kevin Richard Mcintosh to Russell InvestmentsNov 2, 2007 · Other
Joined, latest
- Jave Darrick Ragan from Coldstream Wealth ManagementJan 29, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kay Sheri Christensen · Chief Compliance Officer And Operations Managercontrolsince 03/2016 · owns less than 5%
- Bryan Christopher Downing · Membercontrolsince 01/2014 · owns 25% to 50%
- Benjamin Matthew Lowe · Membercontrolsince 01/2016 · owns 25% to 50%
- Robert Jason Radabaugh · Membercontrolsince 01/2014 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,759 to 1,783Mar 12, 2025 to Mar 30, 2026
- Advisory employees · 3 to 4Mar 12, 2025 to Mar 30, 2026
- Charity clients · 6 to 5Mar 12, 2025 to Mar 30, 2026
- Corporate clients · 9 to 10Mar 12, 2025 to Mar 30, 2026
- HNW clients · 197 to 199Mar 12, 2025 to Mar 30, 2026
- Individual clients · 177 to 178Mar 12, 2025 to Mar 30, 2026
- Assets in custody · $1.1B to $1.3BMar 12, 2025 to Mar 30, 2026
- State-registered IARs · 3 to 2Mar 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.2B to $1.4BMar 12, 2025 to Mar 30, 2026
- HNW RAUM · $948M to $1.1BMar 12, 2025 to Mar 30, 2026
- Individual RAUM · $95.1M to $118MMar 12, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $14.2M to $16.5MMar 12, 2025 to Mar 30, 2026
- Pension RAUM · $20.7M to $25.0MMar 12, 2025 to Mar 30, 2026
- RAUM · $1.2B to $1.4BMar 12, 2025 to Mar 30, 2026
- Accounts · 1,693 to 1,759Mar 26, 2024 to Mar 12, 2025
- Corporate clients · 8 to 9Mar 26, 2024 to Mar 12, 2025
- HNW clients · 204 to 197Mar 26, 2024 to Mar 12, 2025
- Individual clients · 180 to 177Mar 26, 2024 to Mar 12, 2025
- Pension plan clients · 8 to 6Mar 26, 2024 to Mar 12, 2025
- Assets in custody · $1.0B to $1.1BMar 26, 2024 to Mar 12, 2025
- Employees · 8 to 9Mar 26, 2024 to Mar 12, 2025
- Financial planning clients · 251-500 to 251-500Mar 26, 2024 to Mar 12, 2025
- Discretionary RAUM · $1.1B to $1.2BMar 26, 2024 to Mar 12, 2025
- HNW RAUM · $857M to $948MMar 26, 2024 to Mar 12, 2025
- Individual RAUM · $78.9M to $95.1MMar 26, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $26.5M to $14.2MMar 26, 2024 to Mar 12, 2025
- Pension RAUM · $31.7M to $20.7MMar 26, 2024 to Mar 12, 2025
- RAUM · $1.1B to $1.2BMar 26, 2024 to Mar 12, 2025
- Accounts · 1,684 to 1,693Mar 10, 2023 to Mar 26, 2024
- Advisory employees · 4 to 3Mar 10, 2023 to Mar 26, 2024
- Corporate clients · 12 to 8Mar 10, 2023 to Mar 26, 2024
- HNW clients · 255 to 204Mar 10, 2023 to Mar 26, 2024
- Individual clients · 126 to 180Mar 10, 2023 to Mar 26, 2024
- Assets in custody · $962M to $1.0BMar 10, 2023 to Mar 26, 2024
- Employees · 9 to 8Mar 10, 2023 to Mar 26, 2024
- State-registered IARs · 4 to 3Mar 10, 2023 to Mar 26, 2024
- Discretionary RAUM · $959M to $1.1BMar 10, 2023 to Mar 26, 2024
- HNW RAUM · $764M to $857MMar 10, 2023 to Mar 26, 2024
- Individual RAUM · $48.6M to $78.9MMar 10, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $23.0M to $26.5MMar 10, 2023 to Mar 26, 2024
Signals
1 dated events
- Patrick Kirk Greene (President) no longer on Schedule A of Greene Wealth Management, Llc (listed 2020-03-09, absent 2020-04-30)Apr 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Greene Wealth Management, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@greenewealthmgmt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-623-2200reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-623-2202reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/greene-wealth-management-llc/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- greenewealthmgmt.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 206-623-2200reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $352Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026