DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Harlow Wealth Management, Inc.
Latest filing Mar 30, 2026
First filing on the tape Dec 8, 2017 · 33 filings
SEC status approved since Jan 8, 2018
RAUM
$419M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$415M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$59.9M
derived; firm RAUM over IAPD count
Employees
16
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$419M as of Mar 30, 2026
Mar 29, 2018$103M then
HNW client RAUM$200M as of Mar 30, 2026
Mar 29, 2018$21.7M then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Mar 29, 20184 then
Employees (5.A)16 as of Mar 30, 2026
Mar 29, 20186 then
Private funds: no history
RAUM +12% over the last fiscal year+18% a year over threeIARs 7 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $59.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $251,123derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.2%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $72.5M, 780 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$215M51%
- High-net-worth individuals$200M48%
- Pension and profit-sharing plans$3.7M0.9%
- Corporations and businesses$1.0M0.2%
- Individual clients
- 553reported
- HNW clients
- 96reported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 1,670reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $72.5M for 780 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Dean Harlow | Vancouver, Wa | Apr 24, 2012 | 14 y | 0 |
| Daniel Leon EricksonCertified Financial Planner | Vancouver, Wa | Nov 5, 2013 | 13 y | 0 |
| Aaron Michael ArgisoCertified Financial Planner | Vancouver, Wa | Jun 2, 2021 | 11 y | 1 |
| Alex Antonio DiazCertified Financial Planner | Vancouver, Wa | Apr 29, 2022 | 13 y | 0 |
| John Michael Aarhus | Vancouver, Wa | Mar 9, 2023 | 20 y | 0 |
| Thomas Snyder | Vancouver, Wa | Sep 12, 2024 | 12 y | 0 |
| Anthony Dobberfuhl | Vancouver, Wa | Apr 16, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Roger Dale Cross to Geneos Wealth Management, Inc.Aug 20, 2025 · RIA to affiliated broker-dealer or bank
- Hillary Veronica Clarke to Fidelity Personal And Workplace AdvisorsMar 1, 2022 · RIA to affiliated broker-dealer or bank
- Zackery Barnett to Keel Point, LLCApr 12, 2021 · RIA to RIA
- Sheri Marie Sanders to Great Northern Asset Management, LLCDec 3, 2020 · RIA to RIA
- Tyler Joseph Nagel to Pinnacle Wealth AdvisorsFeb 19, 2016 · RIA to RIA
- Randy Earl Gay to Pinnacle Wealth AdvisorsFeb 1, 2016 · RIA to RIA
- Michael Patrick Townsend to Mp Townsend FinancialJul 17, 2012 · RIA to a state-registered adviser
Joined, latest
- Anthony Dobberfuhl from Fisher InvestmentsApr 16, 2026 · RIA to RIA
- Hillary Veronica Clarke from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 7, 2021 · Wirehouse to independent RIA
- Aaron Michael Argiso from Fisher InvestmentsJun 2, 2021 · RIA to RIA
- Zackery Barnett from Edward JonesJan 27, 2021 · Affiliated broker-dealer or bank to independent RIA
- Sheri Marie Sanders from Ameriprise Financial Services, LLCNov 30, 2020 · Affiliated broker-dealer or bank to independent RIA
- Randy Earl Gay from Wells Fargo AdvisorsSep 24, 2014 · Wirehouse to independent RIA
- Tyler Joseph Nagel from Global Financial Private Capital, Inc.Oct 4, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dean Christopher Harlow · Vice Presidentcontrolsince 02/2012 · owns 10% to 25%
- Jess Danny Harlow · Presidentcontrolsince 09/2008 · owns 25% to 50%
- Lee Esther Harlow · Secretarycontrolsince 09/2008 · owns 25% to 50%
- Barbara Donna Dimaria · Chief Compliance Officersince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
- Harlow Insurance Agency, LLCreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vancouver, Wa · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,643 to 1,670Dec 17, 2025 to Mar 30, 2026
- Advisory employees · 7 to 6Dec 17, 2025 to Mar 30, 2026
- Corporate clients · 5 to 1Dec 17, 2025 to Mar 30, 2026
- HNW clients · 85 to 96Dec 17, 2025 to Mar 30, 2026
- Individual clients · 563 to 553Dec 17, 2025 to Mar 30, 2026
- Pension plan clients · 20 to 6Dec 17, 2025 to Mar 30, 2026
- Assets in custody · $114M to $72.5MDec 17, 2025 to Mar 30, 2026
- Employees · 14 to 16Dec 17, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 251-500Dec 17, 2025 to Mar 30, 2026
- State-registered IARs · 7 to 6Dec 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $375M to $419MDec 17, 2025 to Mar 30, 2026
- HNW RAUM · $168M to $200MDec 17, 2025 to Mar 30, 2026
- Individual RAUM · $203M to $215MDec 17, 2025 to Mar 30, 2026
- Pension RAUM · $1.6M to $3.7MDec 17, 2025 to Mar 30, 2026
- RAUM · $375M to $419MDec 17, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 1-10Mar 25, 2025 to Jun 30, 2025
- Accounts · 1,629 to 1,643Jan 3, 2025 to Mar 25, 2025
- Charity clients · 1.0 to unsetJan 3, 2025 to Mar 25, 2025
- Corporate clients · 3 to 5Jan 3, 2025 to Mar 25, 2025
- HNW clients · 68 to 85Jan 3, 2025 to Mar 25, 2025
- Individual clients · 616 to 563Jan 3, 2025 to Mar 25, 2025
- Assets in custody · $237M to $114MJan 3, 2025 to Mar 25, 2025
- Discretionary RAUM · $316M to $375MJan 3, 2025 to Mar 25, 2025
- HNW RAUM · $117M to $168MJan 3, 2025 to Mar 25, 2025
- Individual RAUM · $188M to $203MJan 3, 2025 to Mar 25, 2025
- Pension RAUM · $3.3M to $1.6MJan 3, 2025 to Mar 25, 2025
- RAUM · $316M to $375MJan 3, 2025 to Mar 25, 2025
- Commission compensation · true to falseAug 9, 2024 to Nov 11, 2024
- Accounts · 1,563 to 1,629Nov 27, 2023 to Mar 22, 2024
- Charity clients · unset to 1.0Nov 27, 2023 to Mar 22, 2024
- Corporate clients · unset to 3.0Nov 27, 2023 to Mar 22, 2024
- HNW clients · 46 to 68Nov 27, 2023 to Mar 22, 2024
- Individual clients · 650 to 616Nov 27, 2023 to Mar 22, 2024
- Pension plan clients · unset to 20.0Nov 27, 2023 to Mar 22, 2024
- Assets in custody · unset to 237072796.0Nov 27, 2023 to Mar 22, 2024
- Custody of client assets · false to trueNov 27, 2023 to Mar 22, 2024
- Employees · 16 to 14Nov 27, 2023 to Mar 22, 2024
- Discretionary RAUM · $254M to $316MNov 27, 2023 to Mar 22, 2024
- HNW RAUM · $76.2M to $117MNov 27, 2023 to Mar 22, 2024
- Individual RAUM · $178M to $188MNov 27, 2023 to Mar 22, 2024
Signals
4 dated events
- Roger Dale Cross left Harlow Wealth Management, Inc. for Geneos Wealth Management, Inc. (registered 2025-07-31)Aug 20, 2025 · Advisor changed firm · fact
- Barbara Donna Dimaria (Chief Compliance Officer) appeared on Schedule A of Harlow Wealth Management, Inc.Feb 4, 2023 · Control person joined · fact
- Hillary Veronica Clarke left Harlow Wealth Management, Inc. for Fidelity Personal And Workplace Advisors (registered 2022-04-25)Mar 1, 2022 · Advisor changed firm · fact
- Harlow Wealth Management, Inc. filed its initial SEC registration (Form ADV)Dec 8, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-782-2136reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/harlow-wealth-management-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- retirewithharlow.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 360-573-2522reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026