DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B••••••••
Legal name B•••••••• F•••••••• S•••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Mar 15, 2012 · 18 filings
SEC status approved since Oct 8, 2009
RAUM
$410M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$410M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$410M as of Mar 31, 2026
Mar 15, 2012$203M then
HNW client RAUM$132M as of Mar 31, 2026
Mar 30, 2024$146M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 15, 20120 then
Employees (5.A)6 as of Mar 31, 2026
Feb 20, 20137 then
Private funds: no history
RAUM -7.3% over the last fiscal year+0.3% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 357derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $382,479derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -14%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$278M68%
- High-net-worth individuals$132M32%
- Individual clients
- 989reported
- HNW clients
- 83reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,072reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- C••• J••••• G••••••• to C•••••••Oct 1, 2018 · Other
- M••• D•••• H•••• to E••••• J••••Apr 26, 2011 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••••••• J••• C••••••••• · Lead Portfolio Managersince 09/2011 · owns 50% to 75%
- W•••••• J•••••••• E••• · Chief Compliance Officersince 01/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 31, 2026private clients per advisor of 357.3 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 8.5 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 99% percentile
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-28, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,242 to 1,072Mar 28, 2025 to Mar 31, 2026
- HNW clients · 151 to 83Mar 28, 2025 to Mar 31, 2026
- Individual clients · 1,091 to 989Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $357M to $326MMar 28, 2025 to Mar 31, 2026
- Custody of client assets · true to falseMar 28, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 1-10Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $440M to $410MMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $189M to $132MMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $254M to $278MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.8M to $0Mar 28, 2025 to Mar 31, 2026
- RAUM · $442M to $410MMar 28, 2025 to Mar 31, 2026
- Accounts · 1,270 to 1,242Mar 30, 2024 to Mar 28, 2025
- HNW clients · 126 to 151Mar 30, 2024 to Mar 28, 2025
- Individual clients · 1,144 to 1,091Mar 30, 2024 to Mar 28, 2025
- Assets in custody · $283M to $357MMar 30, 2024 to Mar 28, 2025
- Employees · 7 to 6Mar 30, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 30, 2024 to Mar 28, 2025
- Legal name · A••••• L•• to B•••••••• F•••••••• S•••••••• I•••Mar 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $393M to $440MMar 30, 2024 to Mar 28, 2025
- HNW RAUM · $146M to $189MMar 30, 2024 to Mar 28, 2025
- Individual RAUM · $247M to $254MMar 30, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $904,042 to $1.8MMar 30, 2024 to Mar 28, 2025
- RAUM · $394M to $442MMar 30, 2024 to Mar 28, 2025
- Succession · true to falseMar 30, 2024 to Mar 28, 2025
- Accounts · 1,376 to 1,270Mar 31, 2023 to Mar 30, 2024
- HNW clients · unset to 126.0Mar 31, 2023 to Mar 30, 2024
- Individual clients · 1,376 to 1,144Mar 31, 2023 to Mar 30, 2024
- Assets in custody · $296M to $283MMar 31, 2023 to Mar 30, 2024
- Organization form · Limited Liability Company to CorporationMar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $404M to $393MMar 31, 2023 to Mar 30, 2024
- HNW RAUM · unset to 146461305.0Mar 31, 2023 to Mar 30, 2024
- Individual RAUM · $406M to $247MMar 31, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $2.3M to $904,042Mar 31, 2023 to Mar 30, 2024
- RAUM · $406M to $394MMar 31, 2023 to Mar 30, 2024
- Succession · false to trueMar 31, 2023 to Mar 30, 2024
- Accounts · 1,452 to 1,376Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 5 to 3Mar 30, 2022 to Mar 31, 2023
- Advisory activities · 3 to 2Mar 30, 2022 to Mar 31, 2023
- Individual clients · 1,452 to 1,376Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $366M to $296MMar 30, 2022 to Mar 31, 2023
Signals
2 dated events
- Bemanaged reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2024 · Succession (Item 4) · fact
- Charles John Whaley (Member) no longer on Schedule A of Bemanaged (listed 2023-03-31, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@b••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 616-871-0751reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- B••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 616.871.0751reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- b••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026