DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gunderson Capital Management
Legal name Gunderson Capital Management, LLC
Latest filing Apr 30, 2026
First filing on the tape Mar 31, 2012 · 63 filings
SEC status approved since Oct 21, 2021
RAUM
$396M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$393M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$396M as of Apr 30, 2026
Apr 2, 2012$31.7M then
HNW client RAUM$226M as of Apr 30, 2026
Mar 2, 2018$0 then
State-registered IARs (5.B.3)2 as of Apr 30, 2026
Mar 26, 20152 then
Employees (5.A)4 as of Apr 30, 2026
Mar 26, 20156 then
Private funds: no history
RAUM +26% over the last fiscal year+26% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 231derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $274,640derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$226M57%
- Individuals$167M42%
- Corporations and businesses$2.5M0.6%
- Individual clients
- 587reported
- HNW clients
- 107reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,441reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Barry Jay KyteCertified Financial Planner, Chartered Financial Analyst | Mount Pleasant, Sc | Jun 3, 2022 | 25 y | 3 |
| William Fred Gunderson | Mount Pleasant, Sc | Jun 6, 2022 | 32 y | 3 |
| Matthew JellisonCertified Financial Planner | Mount Pleasant, Sc | Aug 14, 2026 | 13 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Barry Jay Kyte to Southport CapitalAug 18, 2021 · RIA to RIA
- William Fred Gunderson to Southport CapitalAug 18, 2021 · RIA to RIA
- Steven Thomas Nuckols to Wealth Compass Financial, Inc.Sep 14, 2016 · Other
Joined, latest
- Matthew Jellison from Park Avenue Securities LLCAug 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- William Fred Gunderson from Southport CapitalJun 6, 2022 · Other
- Barry Jay Kyte from Southport CapitalJun 3, 2022 · Other
- Barry Jay Kyte from Trustcore Financial Services, LLCSep 4, 2019 · RIA to RIA
- William Fred Gunderson from Torrey Pines Securities, Inc.Feb 19, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Southport CapitalAug 18, 2021 · Mount Pleasant, Sc
- 2 joined from Southport CapitalMay 16, 2022 · Mount Pleasant, Sc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Fred William Gunderson · Presidentcontrolsince 06/2006 · owns 75% or more
- Jennifer Greene · Chief Compliance Officersince 08/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mount Pleasant, Sc · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 30, 2026accounts (Item 5.F.2.f) moved from 619.0 to 1,441.0 (+133.0%) between the annual amendments of 2025-02-03 and 2026-04-30; the peer median change was +5.0% (3688 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 99% percentile
What changed
consecutive filings, newest first
- Legal name · GUNDERSON CAPITAL MANAGEMENT to GUNDERSON CAPITAL MANAGEMENT, LLCFeb 11, 2026 to Apr 30, 2026
- Organization form · Corporation to Limited Liability CompanyFeb 11, 2026 to Apr 30, 2026
- Accounts · 619 to 1,441Feb 3, 2025 to Feb 11, 2026
- Advisory employees · 3 to 2Feb 3, 2025 to Feb 11, 2026
- Charity clients · 1 to 0Feb 3, 2025 to Feb 11, 2026
- HNW clients · 62 to 107Feb 3, 2025 to Feb 11, 2026
- Individual clients · 554 to 587Feb 3, 2025 to Feb 11, 2026
- Employees · 6 to 4Feb 3, 2025 to Feb 11, 2026
- State-registered IARs · 3 to 2Feb 3, 2025 to Feb 11, 2026
- Discretionary RAUM · $315M to $396MFeb 3, 2025 to Feb 11, 2026
- HNW RAUM · $160M to $226MFeb 3, 2025 to Feb 11, 2026
- Individual RAUM · $154M to $167MFeb 3, 2025 to Feb 11, 2026
- RAUM · $315M to $396MFeb 3, 2025 to Feb 11, 2026
- Accounts · 1,210 to 619Jul 12, 2024 to Feb 3, 2025
- Advisory employees · 2 to 3Jul 12, 2024 to Feb 3, 2025
- Advisory activities · 4 to 3Jul 12, 2024 to Feb 3, 2025
- Individual clients · 497 to 554Jul 12, 2024 to Feb 3, 2025
- Employees · 5 to 6Jul 12, 2024 to Feb 3, 2025
- Financial planning clients · 11-25 to 26-50Jul 12, 2024 to Feb 3, 2025
- State-registered IARs · 2 to 3Jul 12, 2024 to Feb 3, 2025
- Discretionary RAUM · $228M to $315MJul 12, 2024 to Feb 3, 2025
- HNW RAUM · $104M to $160MJul 12, 2024 to Feb 3, 2025
- Individual RAUM · $122M to $154MJul 12, 2024 to Feb 3, 2025
- RAUM · $228M to $315MJul 12, 2024 to Feb 3, 2025
- Accounts · 1,106 to 1,210Nov 17, 2023 to Feb 23, 2024
- Charity clients · 0 to 1Nov 17, 2023 to Feb 23, 2024
- Corporate clients · 1 to 2Nov 17, 2023 to Feb 23, 2024
- HNW clients · 46 to 62Nov 17, 2023 to Feb 23, 2024
- Individual clients · 510 to 497Nov 17, 2023 to Feb 23, 2024
- Discretionary RAUM · $198M to $228MNov 17, 2023 to Feb 23, 2024
- HNW RAUM · $80.1M to $104MNov 17, 2023 to Feb 23, 2024
- Individual RAUM · $118M to $122MNov 17, 2023 to Feb 23, 2024
- RAUM · $198M to $228MNov 17, 2023 to Feb 23, 2024
- Accounts · 1,138 to 1,106Sep 1, 2022 to Feb 16, 2023
- Corporate clients · 0 to 1Sep 1, 2022 to Feb 16, 2023
- HNW clients · 52 to 46Sep 1, 2022 to Feb 16, 2023
- Individual clients · 545 to 510Sep 1, 2022 to Feb 16, 2023
- Employees · 6 to 5Sep 1, 2022 to Feb 16, 2023
- Financial planning clients · 26-50 to 11-25Sep 1, 2022 to Feb 16, 2023
- Discretionary RAUM · $219M to $198MSep 1, 2022 to Feb 16, 2023
Signals
3 dated events
- 2 advisors left Southport Capital (Mount Pleasant, SC) for Gunderson Capital Management on the same dayMay 16, 2022 · Team lift-out · derived
- Gunderson Capital Management reported RAUM $0, down 100% from $238.0M (2021-12-03 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Gunderson Capital Management filed its initial SEC registration (Form ADV)Jul 17, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 619-235-4094reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 855-611-2378reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- gundersoncapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 760-846-2046reportedpublic record, Form ADV, Apr 30, 2026
- Team page
- gundersoncapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026