DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Alliancebernstein Corporation

No RAUM reportedNew York, New YorkCRD 107445SEC 801-39910websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 45 filings
SEC status approved since Nov 4, 1991
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$0 as of Mar 30, 2026
Mar 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20120 then
Employees (5.A)0 as of Mar 30, 2026
Mar 27, 20135 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Perry Seth Bernstein · Ceo Of Abccontrol
        since 05/2017 · owns less than 5%
      • Christopher Kyle Digangi · Global Chief Compliance Officercontrol
        since 03/2020 · owns less than 5%
      • M Bruce Holley · Director Of Abccontrol
        since 05/2024 · owns less than 5%
      • (Nmn) Jeffrey Hurd · Abc Directorcontrol
        since 04/2019 · owns less than 5%
      • George Daniel Kaye · Director Of Abccontrol
        since 05/2017 · owns less than 5%
      • (Nmn) Joan Lamm-Tennant · Chairman And Director Of Abccontrol
        since 10/2021 · owns less than 5%
      • Burritt Nicholas Lane · Abc Directorcontrol
        since 04/2019 · owns less than 5%
      • Marie Jacqueline Marks · Chief Financial Officercontrol
        since 03/2024 · owns less than 5%
      • (Nmn) Das Narayandas · Director Of Abccontrol
        since 11/2017 · owns less than 5%
      • (Nmn) Mark Pearson · Director Of Abcontrol
        since 01/2011 · owns less than 5%
      • K Karl Sprules · Chief Operating Officercontrol
        since 06/2023 · owns less than 5%
      • Gerald Thoroton Charles Stonehill · Abc Directorcontrol
        since 04/2019 · owns less than 5%
      • Kenyon Todd Walthall · Director Of Abccontrol
        since 09/2021 · owns less than 5%
      • Randall Mark Manley · General Counsel & Corporate Secretary
        since 05/1984 · owns less than 5%
      Entity owners
      • Alpha Units Holdings, Inc. · 100% Shareholder
        direct · owns 75% or more
      • Equitable Holdings, Inc. · 100% Shareholder
        indirect · owns 75% or more of Alpha Units Holdings, Inc. · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Alliancebernstein Corporation as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY209 employees
      • New York, NY91 employees
      What changed
      consecutive filings, newest first
      • Financial planning clients · 0 to 0
        Mar 28, 2025 to Jun 17, 2025
      • Accounts · unset to 0.0
        Oct 3, 2024 to Mar 28, 2025
      • HQ city · NASHVILLE to NEW YORK
        Oct 3, 2024 to Mar 28, 2025
      • HQ state · TN to NY
        Oct 3, 2024 to Mar 28, 2025
      • Discretionary RAUM · unset to 0.0
        Oct 3, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · unset to 0.0
        Oct 3, 2024 to Mar 28, 2025
      • RAUM · unset to 0.0
        Oct 3, 2024 to Mar 28, 2025
      • Other offices · 1 to 2
        Aug 7, 2024 to Oct 3, 2024
      • HQ city · NEW YORK to NASHVILLE
        Mar 31, 2021 to Jul 6, 2021
      • HQ state · NY to TN
        Mar 31, 2021 to Jul 6, 2021
      • Other offices · 0 to 1
        Jul 1, 2019 to Mar 31, 2020
      • Other offices · 23 to 0
        Jan 8, 2018 to Mar 28, 2018
      • Other offices · unset to 23.0
        Sep 14, 2017 to Dec 15, 2017
      • Employees · 5 to 0
        Jan 13, 2014 to Mar 31, 2014
      • Employees · unset to 5.0
        Mar 29, 2012 to Feb 5, 2013
      Signals
      36 dated events
      • Todd Walthall (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2024-07-16, absent 2024-08-07)
        Aug 7, 2024 · Control person left · inference
      • Kenyon Todd Walthall (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
        Aug 7, 2024 · Control person joined · fact
      • M Bruce Holley (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
        Jul 16, 2024 · Control person joined · fact
      • Jacqueline Marks (Chief Financial Officer) appeared on Schedule A of Alliancebernstein Corporation
        Mar 28, 2024 · Control person joined · fact
      • Robert William Siemers (Interim Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2023-08-23, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • Michael David Lesser (Corporate Secretary) no longer on Schedule A of Alliancebernstein Corporation (listed 2023-07-07, absent 2023-08-23)
        Aug 23, 2023 · Control person left · inference
      • Ann Kristi Matus (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2023-07-07, absent 2023-08-23)
        Aug 23, 2023 · Control person left · inference
      • Robert William Siemers (Interim Chief Financial Officer) appeared on Schedule A of Alliancebernstein Corporation
        Jul 7, 2023 · Control person joined · fact
      • K Karl Sprules (Chief Operating Officer) appeared on Schedule A of Alliancebernstein Corporation
        Jul 7, 2023 · Control person joined · fact
      • Cooney Catherine Burke (Chief Operating Officer/Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2023-03-31, absent 2023-07-07)
        Jul 7, 2023 · Control person left · inference
      • Robert William Siemers (Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2022-03-31, absent 2022-09-12)
        Sep 12, 2022 · Control person left · inference
      • Robert William Siemers (Chief Financial Officer) appeared on Schedule A of Alliancebernstein Corporation
        Mar 31, 2022 · Control person joined · fact
      • Christopher Kyle Digangi (Chief Compliance Officer) appeared on Schedule A of Alliancebernstein Corporation
        Mar 31, 2022 · Control person joined · fact
      • Edward Laurence Cranch (Chief Legal Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-11-05, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Ali Dibadj (Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-11-05, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Lee Bertram Scott (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-11-05, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Eugene Ramon Deoliveira (Chairman And Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-10-07, absent 2021-11-05)
        Nov 5, 2021 · Control person left · inference
      • Joan Lamm-Tennant (Chairman And Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
        Nov 5, 2021 · Control person joined · fact
      • Todd Walthall (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
        Oct 7, 2021 · Control person joined · fact
      • Louis Paul Audet (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-07-20, absent 2021-10-07)
        Oct 7, 2021 · Control person left · inference
      • Andrew James Gingrich (Chief Operating Officer Of Ab) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-02-02, absent 2021-03-31)
        Mar 31, 2021 · Control person left · inference
      • Charles John Weisenseel (Svp/Chief Financial Officer) no longer on Schedule A of Alliancebernstein Corporation (listed 2021-02-02, absent 2021-03-31)
        Mar 31, 2021 · Control person left · inference
      • Lee Bertram Scott (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
        Feb 2, 2021 · Control person joined · fact
      • Ali Dibadj (Head Of Finance And Strategy) appeared on Schedule A of Alliancebernstein Corporation
        Apr 7, 2020 · Control person joined · fact
      • Anne Barbara Fallon-Walsh (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2019-06-07, absent 2019-07-01)
        Jul 1, 2019 · Control person left · inference
      • B Shelley Leibowitz (Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2019-06-07, absent 2019-07-01)
        Jul 1, 2019 · Control person left · inference
      • Ann Kristi Matus (Director Of Abc) appeared on Schedule A of Alliancebernstein Corporation
        Jul 1, 2019 · Control person joined · fact
      • Cooney Catherine Burke (Chief Administrative Officer) appeared on Schedule A of Alliancebernstein Corporation
        Jun 7, 2019 · Control person joined · fact
      • Pierre Marie Denis Duverne (Director) no longer on Schedule A of Alliancebernstein Corporation (listed 2019-03-29, absent 2019-04-01)
        Apr 1, 2019 · Control person left · inference
      • Bruce Robert Zoellick (Chairman And Director Of Abc) no longer on Schedule A of Alliancebernstein Corporation (listed 2019-03-29, absent 2019-04-01)
        Apr 1, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/ab-carvalreportedpublic record, Form ADV, Sep 17, 2026
      Firm profile
      linkedin.com/company/abglobalreportedpublic record, Form ADV, Sep 17, 2026
      Website
      alliancebernstein.bsky.socialreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      212-969-1000reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026