DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• N•••• A•••••• A••••••• S•
Latest filing Aug 28, 2026
First filing on the tape Mar 30, 2012 · 59 filings
SEC status approved since Feb 13, 2007
RAUM
$5.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$4.1B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$5.3B
derived; firm RAUM over IAPD count
Employees
18
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$5.3B as of Aug 28, 2026
Mar 30, 2012$1.9B then
HNW client RAUM$4.1B as of Aug 28, 2026
Mar 28, 2018$3.0B then
State-registered IARs (5.B.3)2 as of Aug 28, 2026
Mar 27, 20133 then
Employees (5.A)18 as of Aug 28, 2026
Mar 27, 201315 then
Private funds1 as of Jan 27, 2025
Mar 28, 20141 then
RAUM +13% over the last fiscal year+5.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $5.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 643derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.3MderivedHNW RAUM over HNW clients
- Average account
- $6.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 18.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -12%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.1B77%
- Corporations and businesses$1.2B22%
- Individuals$26.4M0.5%
- Charitable organizations$6.7M0.1%
- Individual clients
- 152reported
- HNW clients
- 491reported
- Pension plan clients
- 0reported
- Charitable clients
- 7reported
- Accounts
- 800reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••• J••••• J••••• M•• G••••• | Geneva 73 | Sep 29, 2022 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L••• J••••• J••••• M•• G••••• from M••••• S••••••Sep 29, 2022 · Wirehouse to independent RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• A• S••••••••• L•••no longer reported | Hedge Fund | $18.7M | 42 | Mar 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- L••••••• L•••••••• B••••••• · Directorcontrolsince 11/2012 · owns less than 5%
- L••••••• P••••••• · Directorcontrolsince 11/2013 · owns less than 5%
- M•••••• D••••• E•••• · Directorcontrolsince 11/2013 · owns less than 5%
- R••••••••• J•••• R••••• · Directorcontrolsince 05/2025 · owns less than 5%
- R•••••••• F••••••••• G••••••• · Chief Executive Officercontrolsince 07/2025 · owns less than 5%
- T••••••••• M••••••• R••••• · Directorcontrolsince 05/2009 · owns less than 5%
- V••••••• J••••••••• · Chief Operating Officercontrolsince 07/2014 · owns less than 5%
- V••••• G••••••• · Chairman/Directorcontrolsince 11/2011 · owns less than 5%
- Y••••••••• M••••• · Chief Compliance Officercontrolsince 08/2016 · owns less than 5%
Entity owners
- P••••• • C•• G•••• S•• · Shareholderdirect · owns 75% or more
- P••••• • P••••••• · Shareholderindirect · owns 75% or more of P••••• • C•• G•••• S••
Related persons
Schedule D 7.A
- B••• P••••• • C•• ••••••• A•investment advisercustodiann
- B••••• P••••• • C•• S•broker-dealerinvestment adviserbanktrust companypooled vehicle sponsorcustodiann
- F••••••••• S•••••••• ••••••• S•investment adviserbankpooled vehicle sponsorn
- P••••• A•••• M••••••••• S•investment adviserbankpooled vehicle sponsornRAUM $331B
- S••••• A••••••••• A••••••• G•••pooled vehicle sponsory
Advisers that list P••••• N•••• A•••••• A••••••• S• as a related person
- 140074 n
Offices
Schedule D 1.F, the 25 largest
- Zurich, Switzerland5 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 28, 2026R••••••••• J•••• R••••• (DIRECTOR) appeared on Schedule A between the filings of 2016-08-02 and 2026-08-28peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 28, 2026R•••••••• F••••••••• G••••••• (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2016-08-02 and 2026-08-28peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 28, 2026V••••• G••••••• (CHAIRMAN/DIRECTOR) left Schedule A between the filings of 2016-08-02 and 2026-08-28peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 28, 2026M•••••• D••••• E•••• (DIRECTOR) left Schedule A between the filings of 2016-08-02 and 2026-08-28peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 889 to 800Oct 31, 2025 to Mar 31, 2026
- Charity clients · 12 to 7Oct 31, 2025 to Mar 31, 2026
- Corporate clients · 143 to 150Oct 31, 2025 to Mar 31, 2026
- HNW clients · 548 to 491Oct 31, 2025 to Mar 31, 2026
- Individual clients · 186 to 152Oct 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1 to 0Oct 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.7B to $5.3BOct 31, 2025 to Mar 31, 2026
- HNW RAUM · $3.6B to $4.1BOct 31, 2025 to Mar 31, 2026
- Individual RAUM · $24.3M to $26.4MOct 31, 2025 to Mar 31, 2026
- RAUM · $4.7B to $5.3BOct 31, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jul 14, 2025 to Oct 31, 2025
- Accounts · 862 to 889Jan 27, 2025 to Mar 25, 2025
- Advisory employees · 20 to 18Jan 27, 2025 to Mar 25, 2025
- Advisory activities · 2 to 1Jan 27, 2025 to Mar 25, 2025
- Corporate clients · 131 to 143Jan 27, 2025 to Mar 25, 2025
- HNW clients · 544 to 548Jan 27, 2025 to Mar 25, 2025
- Individual clients · 175 to 186Jan 27, 2025 to Mar 25, 2025
- Employees · 20 to 18Jan 27, 2025 to Mar 25, 2025
- State-registered IARs · 4 to 2Jan 27, 2025 to Mar 25, 2025
- Private funds · 1 to unsetJan 27, 2025 to Mar 25, 2025
- Discretionary RAUM · $4.6B to $4.7BJan 27, 2025 to Mar 25, 2025
- HNW RAUM · $3.7B to $3.6BJan 27, 2025 to Mar 25, 2025
- Individual RAUM · $25.0M to $24.3MJan 27, 2025 to Mar 25, 2025
- RAUM · $4.6B to $4.7BJan 27, 2025 to Mar 25, 2025
- HQ state · unset to Jul 11, 2024 to Jan 27, 2025
- Accounts · 886 to 862Nov 7, 2023 to Mar 22, 2024
- Advisory employees · 18 to 20Nov 7, 2023 to Mar 22, 2024
- Charity clients · 11 to 12Nov 7, 2023 to Mar 22, 2024
- Corporate clients · 146 to 131Nov 7, 2023 to Mar 22, 2024
- HNW clients · 519 to 544Nov 7, 2023 to Mar 22, 2024
- Individual clients · 210 to 175Nov 7, 2023 to Mar 22, 2024
- Employees · 18 to 20Nov 7, 2023 to Mar 22, 2024
- Discretionary RAUM · $4.5B to $4.6BNov 7, 2023 to Mar 22, 2024
- HNW RAUM · $3.8B to $3.7BNov 7, 2023 to Mar 22, 2024
- Individual RAUM · $44.5M to $25.0MNov 7, 2023 to Mar 22, 2024
- RAUM · $4.5B to $4.6BNov 7, 2023 to Mar 22, 2024
- Accounts · 850 to 886Nov 8, 2022 to Mar 22, 2023
- Advisory employees · 15 to 18Nov 8, 2022 to Mar 22, 2023
- Charity clients · 3 to 11Nov 8, 2022 to Mar 22, 2023
- Corporate clients · 118 to 146Nov 8, 2022 to Mar 22, 2023
Signals
5 dated events
- Karine Genevey (Chief Executive Officer) no longer on Schedule A of P••••• N•••• A•••••• A••••••• S• (listed 2024-03-22, absent 2024-07-05)Jul 5, 2024 · Control person left · inference
- Karine Genevey (Chief Executive Officer) appeared on Schedule A of P••••• N•••• A•••••• A••••••• S•Feb 9, 2022 · Control person joined · fact
- Horace Gregoire Pictet (Chief Executive Officer) no longer on Schedule A of P••••• N•••• A•••••• A••••••• S• (listed 2021-12-01, absent 2022-02-09)Feb 9, 2022 · Control person left · inference
- Horace Gregoire Pictet (Chief Executive Officer) appeared on Schedule A of P••••• N•••• A•••••• A••••••• S•Mar 21, 2019 · Control person joined · fact
- P••••• N•••• A•••••• A••••••• S• reported RAUM $3.4B, up 30% from $2.6B (2017-11-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- ch.linkedin.com/company/pictet-north-america-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pnaa.pictet.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +41.22.307.9000reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026