DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strategic Investment Solutions, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Robert ViktoraMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Investment Solutions, Inc. independent RIAWirehouse to independent RIAMar 2, 2023Sep 11, 2026 (1289 d)
Stephen James DzurecCetera Advisor Networks LLC BD affiliatedStrategic Investment Solutions, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2021Jun 10, 2021
Robert Anthony BoveStratos Wealth Partners, Ltd BD affiliatedStrategic Investment Solutions, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2021Jun 10, 2021
William Campbell FerberStratos Wealth Partners, Ltd independent RIAStrategic Investment Solutions, Inc. independent RIARIA to RIADec 31, 2019Feb 17, 2020 (48 d)
David William MatuszakHuntington Financial Advisors BD affiliatedStrategic Investment Solutions, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2018Aug 31, 2018 (32 d)
Trent Robert OverzetCharles Schwab & Co., Inc. national BDStrategic Investment Solutions, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2017Apr 14, 2021 (1390 d)
Frank James PavlicaLPL Financial LLC otherStrategic Investment Solutions, Inc. otherOtherJan 28, 2016Dec 3, 2010
Colin Thomas KellyLPL Financial LLC otherStrategic Investment Solutions, Inc. otherOtherDec 18, 2009Dec 3, 2010 (350 d)
Douglas James StepanskyLPL Financial LLC otherStrategic Investment Solutions, Inc. otherOtherDec 18, 2009Dec 3, 2010 (350 d)
Robert Michael ByrnsWaterstone Financial Group, Inc. unclassifiedStrategic Investment Solutions, Inc. otherOtherSep 8, 2009Mar 23, 2007
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10 moves match.