DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cairn Investment Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Patrick Farrelly | Ep Wealth Advisors independent RIA | Cairn Investment Group independent RIA | RIA to RIA | Mar 30, 2021 | Mar 2, 2021 |
| Patrick James Mason | Newfocus Financial Group, LLC other | Cairn Investment Group independent RIA | Other | Aug 22, 2014 | Oct 18, 2023 (3344 d) |
| Timothy Allen Mosier | RBC Capital Markets, LLC national BD | Cairn Investment Group other | Other | Aug 9, 2007 | Jul 31, 2007 |
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3 moves match.