DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Parker Financial LLC
Latest filing Sep 9, 2026
First filing on the tape Apr 28, 2021 · 12 filings
SEC status approved since Jun 1, 2021
RAUM
$272M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$267M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$68.0M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$272M as of Aug 24, 2026
Mar 13, 2022$122M then
HNW client RAUM$96.2M as of Aug 24, 2026
Mar 13, 2022$50.8M then
State-registered IARs (5.B.3)3 as of Aug 24, 2026
Mar 13, 20222 then
Employees (5.A)5 as of Aug 24, 2026
Mar 13, 20222 then
Private funds: no history
RAUM +25% over the last fiscal year+28% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $68.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $894,899derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$171M63%
- High-net-worth individuals$96.2M35%
- Corporations and businesses$4.6M1.7%
- Individual clients
- 262reported
- HNW clients
- 40reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 304reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Randall Parker | Silverdale, Wa | Jul 13, 2007 | 19 y | 0 |
| Heather Dawn Hughes-Henrichsen | Silverdale, Wa | Jun 18, 2012 | 17 y | 0 |
| Timothy Joseph Tenbrink | Silverdale, Wa | Oct 10, 2023 | 10 y | 0 |
| Tiffany Dawn Lally | Silverdale, Wa | Aug 12, 2026 | 24 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Brandon T Miller to Morgan StanleyJun 4, 2025 · RIA to wirehouse
- Robert Severin Harkson to Phase 2 Wealth Advisors LLCFeb 15, 2017 · Other
Joined, latest
- Tiffany Dawn Lally from Robert W. Baird & Co. IncorporatedAug 12, 2026 · RIA to RIA
- Brandon T Miller from First Command Advisory ServicesJan 2, 2022 · Affiliated broker-dealer or bank to independent RIA
- Robert Severin Harkson from Thrivent Investment Management Inc.May 11, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Randall Jason Parker · President/Chief Compliance Officercontrolsince 01/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Silverdale, Wa · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 16, 2026HNW share of RAUM moved from 60.0% to 35.0% between the annual amendments of 2025-04-14 and 2026-03-16peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Aug 24, 2026 to Sep 9, 2026
- Related adviser · false to unsetAug 24, 2026 to Sep 9, 2026
- Related bank · false to unsetAug 24, 2026 to Sep 9, 2026
- Related broker-dealer · false to unsetAug 24, 2026 to Sep 9, 2026
- Related insurance company · false to unsetAug 24, 2026 to Sep 9, 2026
- Succession · false to unsetAug 24, 2026 to Sep 9, 2026
- Accounts · 301 to 304Apr 14, 2025 to Mar 16, 2026
- Advisory employees · 4 to 3Apr 14, 2025 to Mar 16, 2026
- HNW clients · 62 to 40Apr 14, 2025 to Mar 16, 2026
- Individual clients · 237 to 262Apr 14, 2025 to Mar 16, 2026
- Employees · 6 to 5Apr 14, 2025 to Mar 16, 2026
- State-registered IARs · 4 to 3Apr 14, 2025 to Mar 16, 2026
- Discretionary RAUM · $217M to $272MApr 14, 2025 to Mar 16, 2026
- HNW RAUM · $130M to $96.2MApr 14, 2025 to Mar 16, 2026
- Individual RAUM · $83.0M to $171MApr 14, 2025 to Mar 16, 2026
- RAUM · $217M to $272MApr 14, 2025 to Mar 16, 2026
- Accounts · 279 to 301Mar 23, 2024 to Apr 14, 2025
- Advisory employees · 2 to 4Mar 23, 2024 to Apr 14, 2025
- Corporate clients · 1 to 2Mar 23, 2024 to Apr 14, 2025
- HNW clients · 46 to 62Mar 23, 2024 to Apr 14, 2025
- Individual clients · 229 to 237Mar 23, 2024 to Apr 14, 2025
- Commission compensation · true to falseMar 23, 2024 to Apr 14, 2025
- Employees · 4 to 6Mar 23, 2024 to Apr 14, 2025
- Financial planning clients · 11-25 to 1-10Mar 23, 2024 to Apr 14, 2025
- State-registered IARs · 2 to 4Mar 23, 2024 to Apr 14, 2025
- Other offices · 0 to 1Mar 23, 2024 to Apr 14, 2025
- Discretionary RAUM · $175M to $217MMar 23, 2024 to Apr 14, 2025
- HNW RAUM · $73.0M to $130MMar 23, 2024 to Apr 14, 2025
- Individual RAUM · $99.0M to $83.0MMar 23, 2024 to Apr 14, 2025
- RAUM · $175M to $217MMar 23, 2024 to Apr 14, 2025
- Accounts · 270 to 279Jun 12, 2023 to Mar 23, 2024
- HNW clients · 30 to 46Jun 12, 2023 to Mar 23, 2024
- Individual clients · 239 to 229Jun 12, 2023 to Mar 23, 2024
- Discretionary RAUM · $130M to $175MJun 12, 2023 to Mar 23, 2024
- HNW RAUM · $65.1M to $73.0MJun 12, 2023 to Mar 23, 2024
- Individual RAUM · $62.9M to $99.0MJun 12, 2023 to Mar 23, 2024
- RAUM · $130M to $175MJun 12, 2023 to Mar 23, 2024
- Accounts · 244 to 270Mar 13, 2022 to Mar 26, 2023
- Advisory employees · 1 to 2Mar 13, 2022 to Mar 26, 2023
- Charity clients · unset to 0.0Mar 13, 2022 to Mar 26, 2023
Signals
2 dated events
- Brandon T Miller left Parker Financial Llc for Morgan Stanley (registered 2025-09-08)Jun 4, 2025 · Advisor changed firm · fact
- Parker Financial Llc filed its initial SEC registration (Form ADV)Apr 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- soundretirementscore.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 360-337-2701reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026