DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Duncker Streett & Co.
Legal name Duncker, Streett & Co., LLC
Latest filing May 8, 2026
First filing on the tape Mar 26, 2012 · 33 filings
SEC status approved since Dec 14, 2000
RAUM
$707M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
72%
$510M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$354M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$707M as of May 8, 2026
Mar 26, 2012$265M then
HNW client RAUM$485M as of May 8, 2026
Mar 30, 2018$316M then
State-registered IARs (5.B.3)2 as of May 8, 2026
Mar 28, 20132 then
Employees (5.A)5 as of May 8, 2026
Mar 28, 20135 then
Private funds: no history
RAUM +6.4% over the last fiscal year+9.5% a year over threeIARs 3 to 2
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $354MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $593M, 325 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$485M69%
- Charitable organizations$185M26%
- Individuals$24.8M3.5%
- Pension and profit-sharing plans$12.5M1.8%
- Individual clients
- 71reported
- HNW clients
- 94reported
- Pension plan clients
- 2reported
- Charitable clients
- 6reported
- Accounts
- 421reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $593M for 325 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.72 fund_share=0.0 institutional_share=0.28 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Eric Mineman | St. Louis, Mo | Jul 1, 2020 | 29 y | 1 |
| Terry Alan DanielsChartered Financial Analyst | St. Louis, Mo | Oct 30, 2023 | 28 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John Russell Mcclelland to Acropolis Investment ManagementMay 13, 2019 · Other
Joined, latest
- Terry Alan Daniels from Pension Consultants IncOct 30, 2023 · Other
- James Eric Mineman from Allegiant Investment CounselorsJul 1, 2020 · Other
- John Russell Mcclelland from Acropolis Investment ManagementNov 1, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Randolph John Moulton · President And Chief Compliance Officercontrolsince 01/2019 · owns less than 5%
- Randolph John Moulton · Shareholdercontrolsince 03/2001 · owns F of Moulton Investments, Inc.
- Jeremy Daniel Berg · Director Of Financesince 03/2019 · owns less than 5%
- Thomas John Boyle · Principalsince 09/2021 · owns less than 5%
Entity owners
- Wealthtrust Acquisition, LLC · Ownerdirect · owns 50% to 75%
- Hightower Holding, LLC · Ownerindirect · owns 75% or more of Wealthtrust Acquisition, LLC
- Thl Ht Spv, LP · Ownerindirect · owns 25% to 50% of Hightower Holding, LLC
- Moulton Investments, Inc. · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Delta Asset Management, LLCinvestment advisernRAUM $1.5B
- Grant Tani Barash & Altman, LLCinvestment advisernRAUM $2.3B
- Harvey Investment Company, LLCinvestment advisernRAUM $1.0B
- Hightower Advisors, LLCinvestment advisernRAUM $199B
- Hightower Securities, LLCbroker-dealern
- Hightower Trust Services Ltan
- Kanawha Capital Management, LLCinvestment advisernRAUM $1.8B
- Madison Avenue Solutions, LLCinvestment advisernRAUM $2.1B
- The Rikoon Group, LLCinvestment advisernRAUM $72.2M
- Axiom Asset Managementinvestment advisernRAUM $900M
Advisers that list Duncker Streett & Co. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 417 to 421Apr 22, 2025 to Mar 25, 2026
- Advisory employees · 3 to 2Apr 22, 2025 to Mar 25, 2026
- HNW clients · 86 to 94Apr 22, 2025 to Mar 25, 2026
- Individual clients · 76 to 71Apr 22, 2025 to Mar 25, 2026
- Pension plan clients · unset to 2.0Apr 22, 2025 to Mar 25, 2026
- Assets in custody · $539M to $593MApr 22, 2025 to Mar 25, 2026
- State-registered IARs · 3 to 2Apr 22, 2025 to Mar 25, 2026
- Discretionary RAUM · $657M to $696MApr 22, 2025 to Mar 25, 2026
- HNW RAUM · $437M to $485MApr 22, 2025 to Mar 25, 2026
- Individual RAUM · $33.7M to $24.8MApr 22, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $8.1M to $11.4MApr 22, 2025 to Mar 25, 2026
- Pension RAUM · $10.6M to $12.5MApr 22, 2025 to Mar 25, 2026
- RAUM · $665M to $707MApr 22, 2025 to Mar 25, 2026
- Accounts · 422 to 417Mar 20, 2024 to Apr 22, 2025
- Charity clients · 7 to 6Mar 20, 2024 to Apr 22, 2025
- Individual clients · 91 to 76Mar 20, 2024 to Apr 22, 2025
- Assets in custody · $432M to $539MMar 20, 2024 to Apr 22, 2025
- Financial planning clients · unset to Mar 20, 2024 to Apr 22, 2025
- Discretionary RAUM · $565M to $657MMar 20, 2024 to Apr 22, 2025
- HNW RAUM · $393M to $437MMar 20, 2024 to Apr 22, 2025
- Individual RAUM · $29.2M to $33.7MMar 20, 2024 to Apr 22, 2025
- Non-discretionary RAUM · $34.9M to $8.1MMar 20, 2024 to Apr 22, 2025
- Pension RAUM · $8.9M to $10.6MMar 20, 2024 to Apr 22, 2025
- RAUM · $600M to $665MMar 20, 2024 to Apr 22, 2025
- Related insurance company · false to trueMar 20, 2024 to Apr 22, 2025
- Accounts · 406 to 422Mar 28, 2023 to Mar 20, 2024
- Advisory employees · 2 to 3Mar 28, 2023 to Mar 20, 2024
- HNW clients · 81 to 86Mar 28, 2023 to Mar 20, 2024
- Individual clients · 84 to 91Mar 28, 2023 to Mar 20, 2024
- Assets in custody · $396M to $432MMar 28, 2023 to Mar 20, 2024
- Employees · 4 to 5Mar 28, 2023 to Mar 20, 2024
- State-registered IARs · 2 to 3Mar 28, 2023 to Mar 20, 2024
- Discretionary RAUM · $516M to $565MMar 28, 2023 to Mar 20, 2024
- HNW RAUM · $353M to $393MMar 28, 2023 to Mar 20, 2024
- Individual RAUM · $33.1M to $29.2MMar 28, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $22.3M to $34.9MMar 28, 2023 to Mar 20, 2024
- Pension RAUM · $7.4M to $8.9MMar 28, 2023 to Mar 20, 2024
- RAUM · $539M to $600MMar 28, 2023 to Mar 20, 2024
- Individual clients · unset to 84.0Feb 14, 2023 to Mar 17, 2023
- Individual RAUM · unset to 33063391.0Feb 14, 2023 to Mar 17, 2023
Signals
2 dated events
- Bryant Kelly Sullivan (President And Chief Compliance Officer) no longer on Schedule A of Duncker Streett & Co. (listed 2019-03-26, absent 2019-11-06)Nov 6, 2019 · Control person left · inference
- Duncker Streett & Co. reported RAUM $502.7M, up 37% from $367.7M (2018-01-03 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ds@dunckerstreett.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 314-726-2600reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 314-726-2636reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- DUNCKERSTREETT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-726-2600reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $354Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026