DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Asset Management Resources, LLC

Former SEC-registered adviserHyannis, MassachusettsCRD 145296SEC 801-107394IAPD
Latest filing Nov 1, 2023
First filing on the tape Mar 2, 2016 · 19 filings
RAUM
$221M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$220M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$221M as of Mar 30, 2023
Mar 29, 2017$104M then
HNW client RAUM$148M as of Mar 30, 2023
Mar 23, 2018$84.1M then
State-registered IARs (5.B.3)6 as of Mar 30, 2023
Mar 29, 20175 then
Employees (5.A)9 as of Mar 30, 2023
Mar 29, 20175 then
Private funds: no history
RAUM -8.2% over the last fiscal year+7.1% a year over threeIARs 7 to 6
Practice profile
derived from the filing of Nov 1, 2023; every figure names its basis
RAUM per advisor
$36.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
60derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$230,856derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year
-8.2%derivedbetween the last two annual amendments
Advisor growth, one year
-14%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.4%derived
Compensation
percentage of assets, hourly, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$148M67%
  • Individuals$72.3M33%
  • Charitable organizations$727,6560.3%
Individual clients
282reported
HNW clients
80reported
Pension plan clients
0reported
Charitable clients
n/areported
Accounts
956reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Andrew Scott Birmingham · Investment Advisor Representative And Chief Compliance Officercontrol
      since 02/2021 · owns less than 5%
    • Christopher James Boyd · Manager And Chief Executive Officercontrol
      since 02/2021 · owns less than 5%
    • Brian Regan · Chief Investment Officercontrol
      since 06/2020 · owns less than 5%
    • Christopher James Boyd · Co-Trusteecontrol
      since 12/2017 · owns F of J. Christopher Boyd Revocable Trust
    • Cavaliere Kristen Boyd · Co-Trustee
      since 12/2017 · owns F of J. Christopher Boyd Revocable Trust
    Entity owners
    • J. Christopher Boyd Revocable Trust · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Jeffrey Davis Perry
      investment companyn
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Boston, Ma000
    Centerville, Ma000
    Franklin, Tn000
    Hyannis, Ma · principal000
    Waban, Ma000
    Offices
    Schedule D 1.F, the 25 largest
    • Boston, MA1 employees
    • Franklin, TN1 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Other offices · 3 to 4
      Mar 30, 2023 to Jul 7, 2023
    • Other offices · 4 to 3
      Mar 25, 2022 to Mar 30, 2023
    • Accounts · 872 to 956
      Mar 25, 2022 to Mar 30, 2023
    • Advisory employees · 7 to 6
      Mar 25, 2022 to Mar 30, 2023
    • HNW clients · 66 to 80
      Mar 25, 2022 to Mar 30, 2023
    • Individual clients · 291 to 282
      Mar 25, 2022 to Mar 30, 2023
    • Employees · 10 to 9
      Mar 25, 2022 to Mar 30, 2023
    • State-registered IARs · 7 to 6
      Mar 25, 2022 to Mar 30, 2023
    • Discretionary RAUM · $223M to $209M
      Mar 25, 2022 to Mar 30, 2023
    • HNW RAUM · $158M to $148M
      Mar 25, 2022 to Mar 30, 2023
    • Individual RAUM · $81.5M to $72.3M
      Mar 25, 2022 to Mar 30, 2023
    • Non-discretionary RAUM · $17.2M to $11.3M
      Mar 25, 2022 to Mar 30, 2023
    • RAUM · $240M to $221M
      Mar 25, 2022 to Mar 30, 2023
    • Related insurance company · true to false
      Mar 25, 2022 to Mar 30, 2023
    • Accounts · 764 to 872
      Oct 19, 2021 to Mar 25, 2022
    • Advisory employees · 6 to 7
      Oct 19, 2021 to Mar 25, 2022
    • HNW clients · 57 to 66
      Oct 19, 2021 to Mar 25, 2022
    • Individual clients · 252 to 291
      Oct 19, 2021 to Mar 25, 2022
    • Assets in custody · 6824183.0 to unset
      Oct 19, 2021 to Mar 25, 2022
    • Custody of client assets · true to false
      Oct 19, 2021 to Mar 25, 2022
    • Employees · 9 to 10
      Oct 19, 2021 to Mar 25, 2022
    • State-registered IARs · 6 to 7
      Oct 19, 2021 to Mar 25, 2022
    • Discretionary RAUM · $180M to $223M
      Oct 19, 2021 to Mar 25, 2022
    • HNW RAUM · $125M to $158M
      Oct 19, 2021 to Mar 25, 2022
    • Individual RAUM · $69.1M to $81.5M
      Oct 19, 2021 to Mar 25, 2022
    • Non-discretionary RAUM · $14.4M to $17.2M
      Oct 19, 2021 to Mar 25, 2022
    • RAUM · $195M to $240M
      Oct 19, 2021 to Mar 25, 2022
    • Related adviser · true to false
      Oct 19, 2021 to Mar 25, 2022
    • Wrap assets (manager) · 0.0 to unset
      Oct 19, 2021 to Mar 25, 2022
    • Wrap assets (sponsor) · 0.0 to unset
      Oct 19, 2021 to Mar 25, 2022
    • Accounts · 696 to 764
      Dec 15, 2020 to Mar 31, 2021
    • Advisory employees · 5 to 6
      Dec 15, 2020 to Mar 31, 2021
    • HNW clients · 49 to 57
      Dec 15, 2020 to Mar 31, 2021
    • Assets in custody · unset to 6824183.0
      Dec 15, 2020 to Mar 31, 2021
    • Custody of client assets · false to true
      Dec 15, 2020 to Mar 31, 2021
    • Employees · 6 to 9
      Dec 15, 2020 to Mar 31, 2021
    • State-registered IARs · 5 to 6
      Dec 15, 2020 to Mar 31, 2021
    • Other offices · 2 to 4
      Dec 15, 2020 to Mar 31, 2021
    • Discretionary RAUM · $159M to $180M
      Dec 15, 2020 to Mar 31, 2021
    • HNW RAUM · $112M to $125M
      Dec 15, 2020 to Mar 31, 2021
    Signals
    9 dated events
    • Kristen Cavaliere Boyd left Asset Management Resources, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-09)
      Jan 9, 2024 · Advisor changed firm · fact
    • Jchristopher Boyd left Asset Management Resources, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-09)
      Jan 9, 2024 · Advisor changed firm · fact
    • Brian Regan left Asset Management Resources, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-09)
      Jan 9, 2024 · Advisor changed firm · fact
    • Scott Andrew Birmingham left Asset Management Resources, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-04)
      Jan 9, 2024 · Advisor changed firm · fact
    • Asset Management Resources, LLC's advisors moved to Wealth Enhancement Advisory Services, LLC (Hyannis, MA): 3 of 4 registered, on the same day
      Jan 9, 2024 · Firm absorbed (people side) · derived
    • Jeffrey Navarra Tomaneng left Asset Management Resources, Llc for Advice And Planning Services (registered 2024-01-23)
      Nov 15, 2023 · Advisor changed firm · fact
    • Andrew Scott Birmingham (Investment Advisor Representative And Chief Compliance Officer) appeared on Schedule A of Asset Management Resources, Llc
      Mar 31, 2021 · Control person joined · fact
    • Brian Regan (Chief Investment Officer) appeared on Schedule A of Asset Management Resources, Llc
      Sep 2, 2020 · Control person joined · fact
    • Asset Management Resources, Llc filed its initial SEC registration (Form ADV)
      Mar 2, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026