DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Artemis Financial Advisors
Legal name Artemis Financial Advisors LLC
Latest filing Apr 4, 2024
First filing on the tape Nov 28, 2011 · 37 filings
SEC status approved since Apr 11, 2017
RAUM
$313M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$313M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$313M as of Mar 27, 2024
Feb 17, 2012$50.0M then
HNW client RAUM$313M as of Mar 27, 2024
Mar 26, 2018$133M then
State-registered IARs (5.B.3)4 as of Mar 27, 2024
Mar 26, 20183 then
Employees (5.A)4 as of Mar 27, 2024
Mar 26, 20184 then
Private funds: no history
RAUM +39% over the last fiscal year+13% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Apr 4, 2024; every figure names its basis
- RAUM per advisor
- $78.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $769,380derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$313M100%
- Individual clients
- n/areported
- HNW clients
- 98reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 407reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Maria Faleyev to Beacon Pointe Advisors, LLCFeb 9, 2025 · RIA to RIA
- Mark P Haser to Beacon Pointe Advisors, LLCFeb 9, 2025 · RIA to RIA
- Elizabeth Leigh Bivings to Beacon Pointe Advisors, LLCFeb 9, 2025 · RIA to RIA
- Scott Andrew Gillespie to Lmcg Investments, LLCNov 16, 2023 · RIA to RIA
- Sean Beznicki to Glassman Wealth Services, LLCMar 23, 2020 · RIA to RIA
- Andrew James Cayer to Aevitas Wealth Management, Inc.Mar 26, 2018 · RIA to RIA
- Stephanie Castonguay Griebel to Paladin Advisors, LLCNov 28, 2011 · Other
Joined, latest
- Scott Andrew Gillespie from Little House Capital, LLCJun 16, 2020 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Beacon Pointe Advisors, LLCFeb 9, 2025 · Boston, Ma · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Leigh Elizabeth Bivings · Chief Compliance Officercontrolsince 10/2023 · owns 75% or more
- P Mark Haser · Wealth Advisorcontrolsince 01/2020 · owns 10% to 25%
- Kathleen Mcquiggan · Wealth Advisorcontrolsince 01/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 340 to 407Aug 29, 2023 to Mar 27, 2024
- Advisory employees · 5 to 4Aug 29, 2023 to Mar 27, 2024
- HNW clients · 86 to 98Aug 29, 2023 to Mar 27, 2024
- Employees · 5 to 4Aug 29, 2023 to Mar 27, 2024
- State-registered IARs · 5 to 4Aug 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $225M to $313MAug 29, 2023 to Mar 27, 2024
- HNW RAUM · $225M to $313MAug 29, 2023 to Mar 27, 2024
- RAUM · $225M to $313MAug 29, 2023 to Mar 27, 2024
- Accounts · 329 to 340Jan 11, 2023 to Mar 28, 2023
- Advisory employees · 4 to 5Jan 11, 2023 to Mar 28, 2023
- HNW clients · 69 to 86Jan 11, 2023 to Mar 28, 2023
- Employees · 4 to 5Jan 11, 2023 to Mar 28, 2023
- Financial planning clients · 11-25 to 26-50Jan 11, 2023 to Mar 28, 2023
- State-registered IARs · 4 to 5Jan 11, 2023 to Mar 28, 2023
- Discretionary RAUM · $265M to $225MJan 11, 2023 to Mar 28, 2023
- HNW RAUM · $265M to $225MJan 11, 2023 to Mar 28, 2023
- RAUM · $265M to $225MJan 11, 2023 to Mar 28, 2023
- Accounts · 218 to 329Aug 19, 2021 to Mar 22, 2022
- HNW clients · 56 to 69Aug 19, 2021 to Mar 22, 2022
- Discretionary RAUM · $218M to $265MAug 19, 2021 to Mar 22, 2022
- HNW RAUM · $218M to $265MAug 19, 2021 to Mar 22, 2022
- RAUM · $218M to $265MAug 19, 2021 to Mar 22, 2022
- HNW clients · 57 to 56Mar 23, 2021 to Mar 29, 2021
- Discretionary RAUM · $219M to $218MMar 23, 2021 to Mar 29, 2021
- HNW RAUM · $219M to $218MMar 23, 2021 to Mar 29, 2021
- RAUM · $219M to $218MMar 23, 2021 to Mar 29, 2021
- Accounts · 196 to 218Jun 25, 2020 to Mar 23, 2021
- Advisory employees · 3 to 4Jun 25, 2020 to Mar 23, 2021
- HNW clients · 42 to 57Jun 25, 2020 to Mar 23, 2021
- Employees · 3 to 4Jun 25, 2020 to Mar 23, 2021
- State-registered IARs · 3 to 4Jun 25, 2020 to Mar 23, 2021
- Discretionary RAUM · $160M to $219MJun 25, 2020 to Mar 23, 2021
- HNW RAUM · $160M to $219MJun 25, 2020 to Mar 23, 2021
- RAUM · $160M to $219MJun 25, 2020 to Mar 23, 2021
- Advisory employees · 4 to 3Sep 23, 2019 to Mar 26, 2020
- HNW clients · 36 to 42Sep 23, 2019 to Mar 26, 2020
- Employees · 4 to 3Sep 23, 2019 to Mar 26, 2020
- HQ city · unset to BOSTONSep 23, 2019 to Mar 26, 2020
- HQ state · unset to MASep 23, 2019 to Mar 26, 2020
- Other offices · 1 to 0Sep 23, 2019 to Mar 26, 2020
Signals
11 dated events
- Artemis Financial Advisors no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $313.1M)Mar 6, 2025 · Left the SEC roster · derived
- Maria Faleyev left Artemis Financial Advisors for Beacon Pointe Advisors, Llc (registered 2025-02-05)Feb 9, 2025 · Advisor changed firm · fact
- Elizabeth Leigh Bivings left Artemis Financial Advisors for Beacon Pointe Advisors, Llc (registered 2025-02-05)Feb 9, 2025 · Advisor changed firm · fact
- Mark P Haser left Artemis Financial Advisors for Beacon Pointe Advisors, Llc (registered 2025-02-05)Feb 9, 2025 · Advisor changed firm · fact
- Artemis Financial Advisors's advisors moved to Beacon Pointe Advisors, LLC (Boston, MA): 3 of 3 registered, on the same dayFeb 9, 2025 · Firm absorbed (people side) · derived
- Andrew Scott Gillespie (Chief Compliance Officer) no longer on Schedule A of Artemis Financial Advisors (listed 2023-08-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Scott Andrew Gillespie left Artemis Financial Advisors for Lmcg Investments, Llc (registered 2024-11-04)Nov 16, 2023 · Advisor changed firm · fact
- P Mark Haser (Wealth Advisor) appeared on Schedule A of Artemis Financial AdvisorsMar 23, 2021 · Control person joined · fact
- Andrew Scott Gillespie (Chief Compliance Officer) appeared on Schedule A of Artemis Financial AdvisorsMar 23, 2021 · Control person joined · fact
- Kathleen Mcquiggan (Wealth Advisor) appeared on Schedule A of Artemis Financial AdvisorsMar 15, 2019 · Control person joined · fact
- Artemis Financial Advisors Llc filed its initial SEC registration (Form ADV)Mar 23, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Artemis Financial Advisors · Private Equityshared crd · intermediary
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026