DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••••• P•••••• F•••••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 23, 2012 · 24 filings
SEC status approved since Mar 12, 2008
RAUM
$406M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
95%
$387M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$81.3M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$406M as of Mar 31, 2026
Mar 23, 2012$97.2M then
HNW client RAUM$285M as of Mar 31, 2026
Mar 30, 2018$89.5M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Mar 23, 20120 then
Employees (5.A)9 as of Mar 31, 2026
Mar 25, 20136 then
Private funds: no history
RAUM +8.8% over the last fiscal year+9.7% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $81.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $456,734derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $79.3M, 147 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$285M70%
- Individuals$102M25%
- Pension and profit-sharing plans$13.1M3.2%
- Charitable organizations$5.6M1.4%
- Corporations and businesses$676,6520.2%
- Individual clients
- 246reported
- HNW clients
- 170reported
- Pension plan clients
- 14reported
- Charitable clients
- n/areported
- Accounts
- 890reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $79.3M for 147 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• T• A•••••••Certified Financial Planner | Albany, Ga | May 13, 2008 | 25 y | 1 |
| B•••• C• B•••••••Certified Financial Planner | Albany, Ga | May 13, 2008 | 18 y | 0 |
| T••••• E••••• S••••••Certified Financial Planner, Chartered Financial Consultant | Albany, Ga | May 13, 2008 | 40 y | 1 |
| J•••• M••••• P••••• | Albany, Ga | Jul 12, 2017 | 21 y | 1 |
| N••• W•••••• M•••••••Certified Financial Planner | Albany, Ga | Jan 25, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••• D••••• C••••••• to P•••••••• S••••••••• I•••Nov 10, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- J••••• D••••• C••••••• from V••• F•••••••• A•••••••• I•••Jan 23, 2020 · Affiliated broker-dealer or bank to independent RIA
- J•••• M••••• P••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 12, 2017 · Other
- T••••• E••••• S•••••• from E•••• S••••••••• L••May 13, 2008 · Other
- R•••••• T• A••••••• from E•••• S••••••••• L••May 13, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• T•••••• E••••• · Membercontrolsince 05/2008 · owns 50% to 75%
- T•••• A•••••••• R••••••• A•• · Chief Compliance Officer & Membercontrolsince 05/2008 · owns 25% to 50%
Related persons
Schedule D 7.A
- B•••• C• B•••••••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Albany, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 847 to 890Apr 21, 2025 to Mar 31, 2026
- Corporate clients · 5.0 to unsetApr 21, 2025 to Mar 31, 2026
- HNW clients · 105 to 170Apr 21, 2025 to Mar 31, 2026
- Individual clients · 302 to 246Apr 21, 2025 to Mar 31, 2026
- Pension plan clients · 12 to 14Apr 21, 2025 to Mar 31, 2026
- Assets in custody · $74.2M to $79.3MApr 21, 2025 to Mar 31, 2026
- Employees · 7 to 9Apr 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $353M to $392MApr 21, 2025 to Mar 31, 2026
- HNW RAUM · $252M to $285MApr 21, 2025 to Mar 31, 2026
- Individual RAUM · $99.5M to $102MApr 21, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $20.7M to $14.2MApr 21, 2025 to Mar 31, 2026
- Pension RAUM · $19.8M to $13.1MApr 21, 2025 to Mar 31, 2026
- RAUM · $374M to $406MApr 21, 2025 to Mar 31, 2026
- Accounts · 817 to 847Mar 29, 2024 to Apr 21, 2025
- Corporate clients · unset to 5.0Mar 29, 2024 to Apr 21, 2025
- HNW clients · 106 to 105Mar 29, 2024 to Apr 21, 2025
- Individual clients · 308 to 302Mar 29, 2024 to Apr 21, 2025
- Pension plan clients · 14 to 12Mar 29, 2024 to Apr 21, 2025
- Assets in custody · $75.7M to $74.2MMar 29, 2024 to Apr 21, 2025
- Financial planning clients · 1-10 to 1-10Mar 29, 2024 to Apr 21, 2025
- Discretionary RAUM · $329M to $353MMar 29, 2024 to Apr 21, 2025
- HNW RAUM · $238M to $252MMar 29, 2024 to Apr 21, 2025
- Individual RAUM · $90.4M to $99.5MMar 29, 2024 to Apr 21, 2025
- Non-discretionary RAUM · $24.0M to $20.7MMar 29, 2024 to Apr 21, 2025
- Pension RAUM · $21.5M to $19.8MMar 29, 2024 to Apr 21, 2025
- RAUM · $353M to $374MMar 29, 2024 to Apr 21, 2025
- Accounts · 1,156 to 817Mar 29, 2023 to Mar 29, 2024
- Advisory employees · 4 to 5Mar 29, 2023 to Mar 29, 2024
- HNW clients · 87 to 106Mar 29, 2023 to Mar 29, 2024
- Individual clients · 316 to 308Mar 29, 2023 to Mar 29, 2024
- Pension plan clients · 11 to 14Mar 29, 2023 to Mar 29, 2024
- Assets in custody · $64.8M to $75.7MMar 29, 2023 to Mar 29, 2024
- Employees · 6 to 7Mar 29, 2023 to Mar 29, 2024
- State-registered IARs · 4 to 5Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $290M to $329MMar 29, 2023 to Mar 29, 2024
- HNW RAUM · $194M to $238MMar 29, 2023 to Mar 29, 2024
- Individual RAUM · $96.8M to $90.4MMar 29, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $17.9M to $24.0MMar 29, 2023 to Mar 29, 2024
- Pension RAUM · $15.9M to $21.5MMar 29, 2023 to Mar 29, 2024
- RAUM · $308M to $353MMar 29, 2023 to Mar 29, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- KMPFA.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 229-439-2348reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026