DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Great Point Wealth Advisors, LLC
Latest filing Mar 27, 2026
First filing on the tape Mar 21, 2012 · 26 filings
SEC status approved since Aug 7, 2009
RAUM
$726M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
92%
$668M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$242M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$726M as of Mar 27, 2026
Mar 21, 2012$119M then
HNW client RAUM$580M as of Mar 27, 2026
Jan 19, 2018$260M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 21, 20120 then
Employees (5.A)5 as of Mar 27, 2026
Mar 28, 20133 then
Private funds1 as of Mar 27, 2026
Mar 30, 20231 then
RAUM +16% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $242MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 151derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $595,869derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +35%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $7.8M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$580M83%
- Individuals$87.2M12%
- Pension and profit-sharing plans$27.5M3.9%
- Pooled investment vehicles$3.0M0.4%
- Corporations and businesses$1.3M0.2%
- Individual clients
- 207reported
- HNW clients
- 245reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 1,218reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.8M for 6 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Peter Vincent DischCertified Financial Planner | Boston, Ma | May 23, 2008 | 24 y | 0 |
| Matthew Douglas SchroederCertified Financial Planner | Boston, Ma | May 17, 2016 | 27 y | 3 |
| Brandon P ParkerCertified Financial Planner | Boston, Ma | Jun 16, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Andrea Kelly Mcnamara to Barry Investment Advisors, LLCMar 29, 2016 · Other
Joined, latest
- Matthew Douglas Schroeder from Osaic Fs, Inc.May 17, 2016 · Other
- Andrea Kelly Mcnamara from Garnet Group LLCJun 17, 2013 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Race Rock Multi-Strategy Fund LP | Hedge Fund | $118,538 | 1 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Vincent Peter Disch · Managing Member & Chief Compliance Officercontrolsince 04/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Danvers, MA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 27, 2026insurance affiliate (Item 7.A.10): no on the filing of 2025-11-17, yes on the filing of 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 1,137 to 1,218Nov 17, 2025 to Mar 27, 2026
- Corporate clients · unset to 2.0Nov 17, 2025 to Mar 27, 2026
- HNW clients · 205 to 245Nov 17, 2025 to Mar 27, 2026
- Individual clients · 130 to 207Nov 17, 2025 to Mar 27, 2026
- Pension plan clients · 6 to 5Nov 17, 2025 to Mar 27, 2026
- Assets in custody · $7.8M to $7.8MNov 17, 2025 to Mar 27, 2026
- Discretionary RAUM · $605M to $701MNov 17, 2025 to Mar 27, 2026
- HNW RAUM · $541M to $580MNov 17, 2025 to Mar 27, 2026
- Individual RAUM · $43.6M to $87.2MNov 17, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $22.9M to $24.5MNov 17, 2025 to Mar 27, 2026
- Pension RAUM · $19.8M to $27.5MNov 17, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $502,878 to $3.0MNov 17, 2025 to Mar 27, 2026
- RAUM · $628M to $726MNov 17, 2025 to Mar 27, 2026
- Related insurance company · false to trueNov 17, 2025 to Mar 27, 2026
- Accounts · 1,095 to 1,137Apr 29, 2024 to Mar 31, 2025
- Corporate clients · 1.0 to unsetApr 29, 2024 to Mar 31, 2025
- HNW clients · 201 to 205Apr 29, 2024 to Mar 31, 2025
- Individual clients · 116 to 130Apr 29, 2024 to Mar 31, 2025
- Pension plan clients · 2 to 6Apr 29, 2024 to Mar 31, 2025
- Assets in custody · unset to 7809914.0Apr 29, 2024 to Mar 31, 2025
- Custody of client assets · false to trueApr 29, 2024 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Apr 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $525M to $605MApr 29, 2024 to Mar 31, 2025
- HNW RAUM · $479M to $541MApr 29, 2024 to Mar 31, 2025
- Individual RAUM · $26.0M to $43.6MApr 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $20.5M to $22.9MApr 29, 2024 to Mar 31, 2025
- Pension RAUM · $8.2M to $19.8MApr 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $118,538 to $502,878Apr 29, 2024 to Mar 31, 2025
- RAUM · $546M to $628MApr 29, 2024 to Mar 31, 2025
- Accounts · 1,086 to 1,095Jul 24, 2023 to Mar 29, 2024
- Corporate clients · unset to 1.0Jul 24, 2023 to Mar 29, 2024
- HNW clients · 178 to 201Jul 24, 2023 to Mar 29, 2024
- Individual clients · 125 to 116Jul 24, 2023 to Mar 29, 2024
- Pension plan clients · unset to 2.0Jul 24, 2023 to Mar 29, 2024
- Pooled vehicle clients · unset to 1.0Jul 24, 2023 to Mar 29, 2024
- Employees · 6 to 5Jul 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $441M to $525MJul 24, 2023 to Mar 29, 2024
- HNW RAUM · $426M to $479MJul 24, 2023 to Mar 29, 2024
- Individual RAUM · $27.7M to $26.0MJul 24, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $23.7M to $20.5MJul 24, 2023 to Mar 29, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 617-585-0050reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/great-point-wealth-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- greatpointwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (617) 585-0050reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- greatpointwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- greatpointwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $242Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026