RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• K•••• M•••••••
- W••••••••• T•••• A••••••• independent RIA currentsince Mar 23, 2023 · Providence, Ri
- W•••••• W••••• A•••••••• I••• independent RIADec 12, 2017 to Jul 14, 2021 · Lexington, Ma
- B•••• I••••••••• A•••••••• L•• independent RIAJun 29, 2016 to Dec 7, 2017 · New Bedford, Ma
- G•••• P•••• W••••• A•••••••• L•• independent RIAJun 17, 2013 to Mar 29, 2016 · Boston, Ma
- G••••• G•••• L•• formerJan 11, 2008 to Nov 3, 2009 · Boston, Ma
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 15, 2003 to Dec 20, 2006 · Burlington, Ma
- W•••••• W••••• A•••••••• I••• to W••••••••• T•••• A•••••••left Jul 14, 2021, registered Mar 23, 2023 (617 days) · RIA to RIA
- B•••• I••••••••• A•••••••• L•• to W•••••• W••••• A•••••••• I•••left Dec 7, 2017, registered Dec 12, 2017 (5 days) · Other
- G•••• P•••• W••••• A•••••••• L•• to B•••• I••••••••• A•••••••• L••left Mar 29, 2016, registered Jun 29, 2016 (92 days) · Other
- G••••• G•••• L•• to G•••• P•••• W••••• A•••••••• L••left Nov 3, 2009, registered Jun 17, 2013 (1322 days) · Other
- V•••• F•••••••• A•••••••• I••• to G••••• G•••• L••left Dec 20, 2006, registered Jan 11, 2008 (387 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address