DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• W••••• M••••••••• I•••
Latest filing Jul 28, 2026
First filing on the tape Dec 2, 2011 · 6 filings
SEC status approved since Aug 19, 2026
RAUM
$132M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
96%
$127M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$132M as of Jul 28, 2026
Mar 24, 2012$36.4M then
HNW client RAUM: $88.8M
State-registered IARs (5.B.3)1 as of Jul 28, 2026
Mar 24, 20120 then
Employees (5.A): 5
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 446derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $264,996derivedHNW RAUM over HNW clients
- Average account
- $450,089derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$88.8M67%
- Individuals$38.4M29%
- Pension and profit-sharing plans$4.0M3.0%
- Corporations and businesses$701,1770.5%
- Individual clients
- 111reported
- HNW clients
- 335reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 293reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• Q•••••• S••••Chartered Financial Analyst | Cottonwood Heights, Ut | Oct 7, 2020 | 30 y | 9 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E••• Q•••••• S•••• to S•••••••• F•••••••• G••••• I••Jun 1, 2012 · Other
Joined, latest
- E••• Q•••••• S•••• from F•••••••• W••••• M••••••••• L••Oct 7, 2020 · Other
- E••• Q•••••• S•••• from Y••••••••• P•••••••Mar 3, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• A•••• R•••••• · Ceo/Chief Compliance Officercontrolsince 12/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Jul 28, 2026broker-dealer affiliate (Item 7.A.1): yes on the filing of 2012-11-16, no on the filing of 2026-07-28peers: independent wealth managers, $100M to $500M (5,676)
- business activity changedChange between filings · filing Jul 28, 2026pension consulting (Item 5.G.6): yes on the filing of 2012-11-16, no on the filing of 2026-07-28peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 132 to 293Nov 16, 2012 to Jul 28, 2026
- Advisory activities · 3 to 2Nov 16, 2012 to Jul 28, 2026
- BD registered reps · 1 to 0Nov 16, 2012 to Jul 28, 2026
- Charity clients · unset to 0.0Nov 16, 2012 to Jul 28, 2026
- Corporate clients · unset to 3.0Nov 16, 2012 to Jul 28, 2026
- HNW clients · unset to 335.0Nov 16, 2012 to Jul 28, 2026
- Individual clients · unset to 111.0Nov 16, 2012 to Jul 28, 2026
- Pension plan clients · unset to 2.0Nov 16, 2012 to Jul 28, 2026
- Pooled vehicle clients · unset to 0.0Nov 16, 2012 to Jul 28, 2026
- Employees · 1 to 5Nov 16, 2012 to Jul 28, 2026
- Financial planning clients · 1-10 to 0Nov 16, 2012 to Jul 28, 2026
- HQ city · SALT LAKE CITY to COTTONWOOD HEIGHTSNov 16, 2012 to Jul 28, 2026
- Other offices · unset to 2.0Nov 16, 2012 to Jul 28, 2026
- Discretionary RAUM · $27.5M to $130MNov 16, 2012 to Jul 28, 2026
- HNW RAUM · unset to 88773680.0Nov 16, 2012 to Jul 28, 2026
- Individual RAUM · unset to 38419424.0Nov 16, 2012 to Jul 28, 2026
- Non-discretionary RAUM · $8.9M to $1.6MNov 16, 2012 to Jul 28, 2026
- Pension RAUM · unset to 3981903.0Nov 16, 2012 to Jul 28, 2026
- Pooled vehicle RAUM · unset to 0.0Nov 16, 2012 to Jul 28, 2026
- RAUM · $36.4M to $132MNov 16, 2012 to Jul 28, 2026
- Related broker-dealer · true to falseNov 16, 2012 to Jul 28, 2026
- Advisory employees · 2 to 1Nov 6, 2012 to Nov 16, 2012
- Employees · 2 to 1Nov 6, 2012 to Nov 16, 2012
- State-registered IARs · 2 to 1Nov 6, 2012 to Nov 16, 2012
- Advisory employees · unset to 2.0May 3, 2012 to Nov 6, 2012
- BD registered reps · unset to 1.0May 3, 2012 to Nov 6, 2012
- Employees · unset to 2.0May 3, 2012 to Nov 6, 2012
- State-registered IARs · 0 to 2May 3, 2012 to Nov 6, 2012
- Accounts · 128 to 132Dec 2, 2011 to Mar 24, 2012
- Insurance-licensed employees · unset to 0.0Dec 2, 2011 to Mar 24, 2012
- Discretionary RAUM · $36.6M to $27.5MDec 2, 2011 to Mar 24, 2012
- Non-discretionary RAUM · $9.0M to $8.9MDec 2, 2011 to Mar 24, 2012
- RAUM · $45.6M to $36.4MDec 2, 2011 to Mar 24, 2012
- Related broker-dealer · false to trueDec 2, 2011 to Mar 24, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 801-261-1611reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 801-261-3707reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- BRIGHTONWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-261-1611reportedpublic record, Form ADV, Jul 28, 2026
- Contact form
- brightonwealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026