DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••• I••••• A•••••••
Legal name S••••••• I••••• A•••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Nov 22, 2022 · 7 filings
SEC status approved since Jan 3, 2023
RAUM
$255M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
17%
$43.2M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$63.8M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$255M as of Mar 26, 2026
Mar 30, 2023$159M then
HNW client RAUM$43.2M as of Mar 26, 2026
Mar 27, 2024$26.2M then
State-registered IARs (5.B.3)1 as of Mar 26, 2026
Mar 30, 20230 then
Employees (5.A)5 as of Mar 26, 2026
Mar 30, 20234 then
Private funds: no history
RAUM +9.6% over the last fiscal year+17% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $63.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.6MderivedHNW RAUM over HNW clients
- Average account
- $31.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 83%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +67%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$212M83%
- High-net-worth individuals$43.2M17%
- Individual clients
- 0reported
- HNW clients
- 5reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.17 fund_share=0.0 institutional_share=0.83 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••• J••• S••••Chartered Financial Analyst | Salt Lake City, Ut | Jan 19, 2023 | 14 y | 1 |
| C••••••• L•••• J•••••Certified Financial Planner | Salt Lake City, Ut | Aug 12, 2026 | 12 y | 1 |
| K•••••• M•••• V•••• | Salt Lake City, Ut | Aug 12, 2026 | 12 y | 1 |
| J••• D••••••• M••••••••Chartered Financial Analyst | Salt Lake City, Ut | Aug 12, 2026 | 30 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••••• M•••• V•••• from A•••• I•••••• L••Aug 12, 2026 · Other
- J••• D••••••• M•••••••• from B•••••••• C•••••• M••••••••• L••Aug 12, 2026 · Other
- C••••••• L•••• J••••• from A•••• I•••••• L••Aug 12, 2026 · Other
- L••••• J••• S•••• from S•••• C••••••• L•Jan 19, 2023 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• L•••••• J••• · Partner And Ciocontrolsince 11/2022 · owns less than 5%
- T••••••• M•••••••• L••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
Entity owners
- S••••••• I••••• F••••• L•• · Owner And Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 4 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 8Aug 27, 2025 to Mar 26, 2026
- Advisory employees · 1 to 2Aug 27, 2025 to Mar 26, 2026
- HNW clients · 3 to 5Aug 27, 2025 to Mar 26, 2026
- State-registered IARs · 2 to 1Aug 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $203M to $217MAug 27, 2025 to Mar 26, 2026
- HNW RAUM · $29.4M to $43.2MAug 27, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $29.4M to $37.8MAug 27, 2025 to Mar 26, 2026
- RAUM · $233M to $255MAug 27, 2025 to Mar 26, 2026
- Accounts · 5 to 6Aug 26, 2024 to Mar 7, 2025
- Advisory employees · 2 to 1Aug 26, 2024 to Mar 7, 2025
- Business name · S••••••• I••••• to S••••••• I••••• A•••••••Aug 26, 2024 to Mar 7, 2025
- HNW clients · 2 to 3Aug 26, 2024 to Mar 7, 2025
- Employees · 4 to 5Aug 26, 2024 to Mar 7, 2025
- Financial planning clients · unset to Aug 26, 2024 to Mar 7, 2025
- State-registered IARs · 1 to 2Aug 26, 2024 to Mar 7, 2025
- Discretionary RAUM · $198M to $203MAug 26, 2024 to Mar 7, 2025
- HNW RAUM · $26.2M to $29.4MAug 26, 2024 to Mar 7, 2025
- Non-discretionary RAUM · $26.2M to $29.4MAug 26, 2024 to Mar 7, 2025
- RAUM · $225M to $233MAug 26, 2024 to Mar 7, 2025
- Accounts · 2 to 5Mar 30, 2023 to Mar 27, 2024
- Advisory activities · 2 to 3Mar 30, 2023 to Mar 27, 2024
- Charity clients · 2 to 3Mar 30, 2023 to Mar 27, 2024
- HNW clients · 0 to 2Mar 30, 2023 to Mar 27, 2024
- State-registered IARs · 0 to 1Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $159M to $198MMar 30, 2023 to Mar 27, 2024
- HNW RAUM · unset to 26217133.0Mar 30, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $0 to $26.2MMar 30, 2023 to Mar 27, 2024
- RAUM · $159M to $225MMar 30, 2023 to Mar 27, 2024
- Accounts · 0 to 2Nov 22, 2022 to Mar 30, 2023
- Advisory employees · 1 to 2Nov 22, 2022 to Mar 30, 2023
- Charity clients · 0 to 2Nov 22, 2022 to Mar 30, 2023
- Employees · 3 to 4Nov 22, 2022 to Mar 30, 2023
- Discretionary RAUM · $0 to $159MNov 22, 2022 to Mar 30, 2023
- RAUM · $0 to $159MNov 22, 2022 to Mar 30, 2023
Signals
2 dated events
- Louise Marcella Toronto (Chief Compliance Officer) appeared on Schedule A of S••••••• I••••• A•••••••Mar 27, 2024 · Control person joined · fact
- S••••••• I••••• filed its initial SEC registration (Form ADV)Nov 22, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- sorensonimpact.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 801-877-0915reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026