RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• M••••• S•••••
- Title
- Senior Investment Specialistreportedicm-invest.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- I••••••••• C•••••• M••••••••• I••• independent RIA currentsince Jan 20, 2022 · Jessup, Pa
- I••••••••• C•••••• M••••••••• I••• independent RIAMay 2, 2014 to Jan 15, 2016 · Jessup, Pa
- P••• A••••• S••••••••• L•• BD affiliatedJun 21, 2012 to Sep 5, 2013 · Chevy Chase, Md
- P••• A••••• S••••••••• L•• BD affiliatedSep 29, 2008 to Mar 9, 2012 · Bethlehem, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 2, 2006 to Jul 30, 2008 · Easton, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 19, 2005 to May 2, 2005 · Allentown, Pa
- P••• A••••• S••••••••• L•• to I••••••••• C•••••• M••••••••• I•••left Sep 5, 2013, registered May 2, 2014 (239 days) · Other
- P•• W••••• M••••••••• to P••• A••••• S••••••••• L••left Jul 30, 2008, registered Sep 29, 2008 (61 days) · Other
- V••• F•••••••• A•••••••• I••• to P•• W••••• M•••••••••left May 2, 2005, registered Feb 2, 2006 (276 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address