DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Timonier
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Scott Yeakle | Aua Private Wealth Advisors, LLC mixed wealth | Timonier independent RIA | RIA to RIA | Dec 2, 2024 | Oct 29, 2024 |
| Janice Jacoby French | Howland And Associates, LLC other | Timonier other | Other | Sep 23, 2009 | May 18, 2011 (602 d) |
| Timmy Lee Baker | Wfg Advisors, LP other | Timonier other | Other | Jun 5, 2009 | Jul 13, 2009 (38 d) |
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3 moves match.