DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cypress Financial Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James R Whalen | Blue Rock Financial Group independent RIA | Cypress Financial Planning independent RIA | RIA to RIA | Apr 14, 2025 | Mar 15, 2025 |
| Kurt Herman Ruoff | Morgan Stanley wirehouse | Cypress Financial Planning independent RIA | Wirehouse to independent RIA | Jun 5, 2020 | Jun 1, 2020 |
| Benjamin Jared Pitts | Myfinancialanswers unclassified | Cypress Financial Planning independent RIA | Other | Oct 31, 2019 | Oct 16, 2024 (1812 d) |
| John Philip Fredrick | Cambridge Investment Research Advisors, Inc. other | Cypress Financial Planning independent RIA | Other | Jun 16, 2016 | May 25, 2016 |
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4 moves match.