DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•• F•••••••• G••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 9, 2012 · 19 filings
SEC status approved since Nov 13, 2009
RAUM
$2.5B
reported, Item 5.F
Discretionary
52%
of RAUM
Private clients
31%
$790M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$2.5B
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$2.5B as of Mar 30, 2026
Mar 9, 2012$700M then
HNW client RAUM$726M as of Mar 30, 2026
Mar 30, 2018$360M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 9, 20120 then
Employees (5.A)7 as of Mar 30, 2026
Apr 3, 20138 then
Private funds: no history
RAUM +14% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $2.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 544derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 52%derivedof RAUM
- Institutional
- 58%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $2.5BreportedItem 5.I
- Custody
- $256M, 170 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.4B55%
- High-net-worth individuals$726M29%
- Corporations and businesses$270M11%
- Charitable organizations$85.5M3.4%
- Individuals$64.8M2.6%
- Individual clients
- 249reported
- HNW clients
- 295reported
- Pension plan clients
- 28reported
- Charitable clients
- 26reported
- Accounts
- 1,600reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $256M for 170 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.31 fund_share=0.0 institutional_share=0.58 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••• E••••• C••• | Honolulu, Hi | May 8, 2018 | 44 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••• E••••• C••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 8, 2018 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• C•••• E••••• · Managing Member, Ccocontrolsince 10/2009 · owns 50% to 75%
- K•••••• L••••• R•••• · Managing Member, Ciocontrolsince 10/2009 · owns 25% to 50%
- W•• R•••••• C•••• · Membercontrolsince 10/2009 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 30, 2026financial planning (Item 5.G.1): no on the filing of 2025-03-28, yes on the filing of 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,478 to 1,600Mar 28, 2025 to Mar 30, 2026
- Advisory activities · 4 to 5Mar 28, 2025 to Mar 30, 2026
- Charity clients · 25 to 26Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 50 to 53Mar 28, 2025 to Mar 30, 2026
- HNW clients · 277 to 295Mar 28, 2025 to Mar 30, 2026
- Individual clients · 244 to 249Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $240M to $256MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.3BMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $628M to $726MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $72.3M to $64.8MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.1B to $1.2BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $1.2B to $1.4BMar 28, 2025 to Mar 30, 2026
- RAUM · $2.2B to $2.5BMar 28, 2025 to Mar 30, 2026
- Accounts · 1,470 to 1,478Mar 29, 2024 to Mar 28, 2025
- Charity clients · 22 to 25Mar 29, 2024 to Mar 28, 2025
- Corporate clients · 46 to 50Mar 29, 2024 to Mar 28, 2025
- HNW clients · 246 to 277Mar 29, 2024 to Mar 28, 2025
- Individual clients · 272 to 244Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $243M to $240MMar 29, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 11-25Mar 29, 2024 to Mar 28, 2025
- Other offices · 0 to 1Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.0B to $1.1BMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $554M to $628MMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $74.9M to $72.3MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $938M to $1.1BMar 29, 2024 to Mar 28, 2025
- Pension RAUM · $1.1B to $1.2BMar 29, 2024 to Mar 28, 2025
- RAUM · $2.0B to $2.2BMar 29, 2024 to Mar 28, 2025
- Accounts · 1,587 to 1,470Mar 30, 2023 to Mar 29, 2024
- Charity clients · 29 to 22Mar 30, 2023 to Mar 29, 2024
- Corporate clients · 43 to 46Mar 30, 2023 to Mar 29, 2024
- HNW clients · 225 to 246Mar 30, 2023 to Mar 29, 2024
- Individual clients · 296 to 272Mar 30, 2023 to Mar 29, 2024
- Pension plan clients · 27 to 28Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $218M to $243MMar 30, 2023 to Mar 29, 2024
- Employees · 9 to 7Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $860M to $1.0BMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $440M to $554MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $75.3M to $74.9MMar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $801M to $938MMar 30, 2023 to Mar 29, 2024
- Pension RAUM · $921M to $1.1BMar 30, 2023 to Mar 29, 2024
Signals
1 dated events
- C•• F•••••••• G••••• L•• reported RAUM $2.0B, up 28% from $1.5B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ckwhawaii.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 808-675-5400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 808-629-7600reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 808-629-7600reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.5Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026