DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• W••••• M•••••••••
Legal name N••• L••
Latest filing Apr 24, 2026
First filing on the tape Mar 19, 2012 · 25 filings
SEC status approved since Jan 4, 2010
RAUM
$713M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$641M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$79.3M
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$713M as of Apr 24, 2026
Mar 19, 2012$125M then
HNW client RAUM$532M as of Apr 24, 2026
Mar 27, 2018$148M then
State-registered IARs (5.B.3)9 as of Apr 24, 2026
Mar 19, 20120 then
Employees (5.A)12 as of Apr 24, 2026
Mar 18, 20135 then
Private funds: no history
RAUM +19% over the last fiscal year+17% a year over threeIARs 8 to 9
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $79.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $400,149derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $265M, 375 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$532M75%
- Individuals$108M15%
- Pension and profit-sharing plans$52.5M7.4%
- Charitable organizations$19.4M2.7%
- Corporations and businesses$960,1980.1%
- Individual clients
- 389reported
- HNW clients
- 173reported
- Pension plan clients
- 17reported
- Charitable clients
- 9reported
- Accounts
- 1,783reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $265M for 375 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• H•••• M••••••Certified Financial Planner | Yardley, Pa | Apr 1, 2010 | 17 y | 1 |
| N••••••• V•••••• V•••••• | Delray Beach, Fl | Apr 12, 2010 | 45 y | 2 |
| T••••• M•••••• C••••• | Yardley, Pa | Jan 4, 2011 | 31 y | 2 |
| W•••••• R• P••••Certified Financial Planner | Yardley, Pa | Jan 25, 2017 | 10 y | 0 |
| M••••• A••• D•••• | Yardley, Pa | Mar 25, 2021 | 11 y | 0 |
| G••••• D• F•••• | Yardley, Pa | Jun 26, 2021 | 15 y | 0 |
| R•••• E•••• K•••• | Yardley, Pa | Nov 8, 2021 | 44 y | 1 |
| L•••• N•••••••• M••••••• | Yardley, Pa | Aug 6, 2024 | 13 y | 1 |
| R•••• C•••••••• | Yardley, Pa | Oct 22, 2025 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••• C•••••••• from E•••• S••••••••• L••Oct 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- L•••• N•••••••• M••••••• from A••••••••• F•••••••• S•••••••• L••Aug 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- R•••• E•••• K•••• from T••••• S••••••••• C•••Nov 8, 2021 · RIA to RIA
- T••••• M•••••• C••••• from W•••• F•••• A•••••••Jan 4, 2011 · Other
- N••••••• V•••••• V•••••• from W•••• F•••• A•••••••Apr 12, 2010 · Other
- D••••• H•••• M•••••• from W•••• F•••• A•••••••Apr 1, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• T•••••• M•••••• · Member And Ciocontrolsince 01/2021 · owns 5% to 10%
- M••••••• D•••••• H•••• · Member, Executive Vice Presidentcontrolsince 02/2018 · owns 10% to 25%
- V••••••• N•••••••• V•••••• · Managing Member, Chief Compliance Officercontrolsince 11/2004 · owns 75% or more
Related persons
Schedule D 7.A
- V•••••• W••••• I•••••••• S•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Yardley, Pa · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,512 to 1,783Mar 26, 2025 to Mar 25, 2026
- Advisory employees · 8 to 9Mar 26, 2025 to Mar 25, 2026
- BD registered reps · 7 to 0Mar 26, 2025 to Mar 25, 2026
- Charity clients · 6 to 9Mar 26, 2025 to Mar 25, 2026
- Corporate clients · 1 to 2Mar 26, 2025 to Mar 25, 2026
- HNW clients · 145 to 173Mar 26, 2025 to Mar 25, 2026
- Individual clients · 363 to 389Mar 26, 2025 to Mar 25, 2026
- Pension plan clients · 16 to 17Mar 26, 2025 to Mar 25, 2026
- Assets in custody · $225M to $265MMar 26, 2025 to Mar 25, 2026
- Employees · 9 to 12Mar 26, 2025 to Mar 25, 2026
- State-registered IARs · 8 to 9Mar 26, 2025 to Mar 25, 2026
- Discretionary RAUM · $599M to $713MMar 26, 2025 to Mar 25, 2026
- HNW RAUM · $453M to $532MMar 26, 2025 to Mar 25, 2026
- Individual RAUM · $100M to $108MMar 26, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $150,368 to $136,934Mar 26, 2025 to Mar 25, 2026
- Pension RAUM · $38.4M to $52.5MMar 26, 2025 to Mar 25, 2026
- RAUM · $600M to $713MMar 26, 2025 to Mar 25, 2026
- Accounts · 1,423 to 1,512Mar 20, 2024 to Mar 26, 2025
- Corporate clients · 0 to 1Mar 20, 2024 to Mar 26, 2025
- HNW clients · 129 to 145Mar 20, 2024 to Mar 26, 2025
- Pension plan clients · 14 to 16Mar 20, 2024 to Mar 26, 2025
- Financial planning clients · 251-500 to 26-50Mar 20, 2024 to Mar 26, 2025
- Discretionary RAUM · $508M to $599MMar 20, 2024 to Mar 26, 2025
- HNW RAUM · $381M to $453MMar 20, 2024 to Mar 26, 2025
- Individual RAUM · $99.4M to $100MMar 20, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $9.8M to $150,368Mar 20, 2024 to Mar 26, 2025
- Pension RAUM · $30.4M to $38.4MMar 20, 2024 to Mar 26, 2025
- RAUM · $518M to $600MMar 20, 2024 to Mar 26, 2025
- Accounts · 1,321 to 1,423Feb 16, 2024 to Mar 20, 2024
- Charity clients · unset to 6.0Feb 16, 2024 to Mar 20, 2024
- HNW clients · 107 to 129Feb 16, 2024 to Mar 20, 2024
- Individual clients · 360 to 363Feb 16, 2024 to Mar 20, 2024
- Assets in custody · $182M to $225MFeb 16, 2024 to Mar 20, 2024
- Discretionary RAUM · $434M to $508MFeb 16, 2024 to Mar 20, 2024
- HNW RAUM · $317M to $381MFeb 16, 2024 to Mar 20, 2024
- Individual RAUM · $96.4M to $99.4MFeb 16, 2024 to Mar 20, 2024
- Non-discretionary RAUM · $9.0M to $9.8MFeb 16, 2024 to Mar 20, 2024
- Pension RAUM · $25.5M to $30.4MFeb 16, 2024 to Mar 20, 2024
- RAUM · $443M to $518MFeb 16, 2024 to Mar 20, 2024
- Accounts · 1,215 to 1,321Mar 30, 2022 to Mar 30, 2023
Signals
3 dated events
- V•••••• W••••• M••••••••• reported RAUM $518.0M, up 42% from $364.9M (2021-04-20 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Michael Thomas Cahill (Member And Cio) appeared on Schedule A of V•••••• W••••• M•••••••••Mar 25, 2021 · Control person joined · fact
- Henry Daniel Mcelwee (Member, Executive Vice President) appeared on Schedule A of V•••••• W••••• M•••••••••Feb 14, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@venturawealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-899-0068reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 609-671-9100reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/ventura-wealth-management/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- V••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 866 899-0068reportedpublic record, Form ADV, Apr 24, 2026
- Contact form
- venturawealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- venturawealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026