DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ventura Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roman Chiokadze | Eagle Strategies LLC BD affiliated | Ventura Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2025 | Oct 22, 2025 |
| Lucas Nathaniel Morreale | Ameriprise Financial Services, LLC national BD | Ventura Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2024 | Aug 6, 2024 (39 d) |
| Roger Erwin Klein | Timing Strategies Corp independent RIA | Ventura Wealth Management independent RIA | RIA to RIA | Jun 30, 2022 | Nov 8, 2021 |
| Thomas Michael Cahill | Wells Fargo Advisors wirehouse | Ventura Wealth Management other | Other | Mar 29, 2010 | Jan 4, 2011 (281 d) |
| Daniel Henry Mcelwee | Wells Fargo Advisors wirehouse | Ventura Wealth Management other | Other | Mar 29, 2010 | Apr 1, 2010 |
| Nicholas Vincent Ventura | Wells Fargo Advisors wirehouse | Ventura Wealth Management other | Other | Mar 29, 2010 | Apr 12, 2010 |
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6 moves match.