DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hermes Bpk Partners Llp

Former SEC-registered adviserLondon, CRD 153364SEC 801-71306IAPD
Latest filing Aug 9, 2013
First filing on the tape Mar 26, 2012 · 8 filings
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
14 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$2.5B as of Mar 27, 2013
Mar 26, 2012$2.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 23
Private funds1 as of Mar 27, 2013
Mar 26, 20121 then
RAUM +9.2% over the last fiscal year
Practice profile
derived from the filing of Aug 9, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.3BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+9.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Mark Barker · Partner, Co-Chief Investment Officercontrol
        since 06/2009 · owns 5% to 10%
      • Christopher Greenall · Partner, Head Of Investment Communicationscontrol
        since 06/2009 · owns less than 5%
      • Joshua Hall · Partner, Senior Operational Due Diligence Analystcontrol
        since 06/2009 · owns less than 5%
      • Gregory Knott · Partner, Co-Chief Investment Officercontrol
        since 06/2009 · owns 5% to 10%
      • Richard Linnell · Partner, Head Of Systemscontrol
        since 06/2009 · owns less than 5%
      • Tommaso Mancuso · Partner, Head Of Researchcontrol
        since 06/2009 · owns less than 5%
      • Tommaso Sanzin · Partner, Head Of Quantcontrol
        since 06/2009 · owns less than 5%
      • Vincent Vandenbroucke · Partner, Head Of Operational Due Diligencecontrol
        since 06/2009 · owns less than 5%
      • David Nigel Bongard · Chief Compliance Officer
        since 06/2009 · owns less than 5%
      Entity owners
      • Hermes Fund Managers Limited · Corporate Partner
        direct · owns 50% to 75%
      • Britel Fund Nominees Limited · Sole Shareholder
        indirect · owns 75% or more of Britel Fund Trustees Limited
      • Britel Fund Trustees Limited · Sole Shareholder
        indirect · owns 75% or more of Britel Fund Nominees Limited
      • Britel Fund Trustees Limited · Sole Shareholder
        indirect · owns 75% or more of Hermes Fund Managers Limited
      • Bt Pension Scheme Trustees Limited · Corporate Trustee
        indirect · owns 75% or more of Britel Fund Trustees Limited / Britel Fund Nominees Limited
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · unset to 14.0
        Oct 22, 2012 to Mar 27, 2013
      • Employees · unset to 23.0
        Oct 22, 2012 to Mar 27, 2013
      • State-registered IARs · unset to 0.0
        Oct 22, 2012 to Mar 27, 2013
      • Discretionary RAUM · $2.3B to $2.5B
        Oct 22, 2012 to Mar 27, 2013
      • RAUM · $2.3B to $2.5B
        Oct 22, 2012 to Mar 27, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026