DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Latest filing Mar 27, 2026
First filing on the tape Mar 23, 2012 · 50 filings
SEC status approved since Nov 19, 2009
RAUM
$8.9B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
67
37 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$8.9B as of Mar 27, 2026
Mar 23, 2012$9.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20130 then
Employees (5.A)67 as of Mar 27, 2026
Mar 27, 201340 then
Private funds13 as of Mar 27, 2026
Mar 23, 20121 then
RAUM +3.4% over the last fiscal year-7.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $63.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 80%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$6.4B72%
- Other investment advisers$1.5B17%
- State and municipal entities$694M7.8%
- Corporations and businesses$236M2.7%
- Insurance companies$11.9M0.1%
- Charitable organizations$84,1370.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 47reported
- Charitable clients
- 1reported
- Accounts
- 141reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.17 institutional_share=0.8 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hermes Gpe Pec IV LP | Private Equity Fund | $608M | 15 | Mar 28, 2019 |
| Hermes Gpe Global Secondary Fund II LP | Private Equity Fund | $422M | 1 | Mar 28, 2019 |
| Hermes Infrastructure Fund II LP | Other Private Fund | $366M | 8 | Mar 24, 2017 |
| Hermes Gpe Pec III LP | Private Equity Fund | $351M | 14 | Mar 24, 2017 |
| Hermes Gpe Global Secondary Fund LP | Private Equity Fund | $182M | 5 | Mar 31, 2015 |
| Hermes Gpe Ohio Sidecar II LP | Private Equity Fund | $104M | 2 | Apr 27, 2022 |
| Global Secondaries Co-Investments Slp | Private Equity Fund | $92.6M | 1 | Apr 26, 2024 |
| Hermes Gpe Pec II LP | Private Equity Fund | $88.9M | 8 | Mar 31, 2015 |
| Hermes Gpe Ohio Sidecar I LP | Private Equity Fund | $73.3M | 2 | Apr 27, 2022 |
| Federated Hermes Gpe Gsf III (C) Slp | Private Equity Fund | $51.2M | 4 | Apr 26, 2024 |
| Gpe III LP | Private Equity Fund | $11.1M | 12 | Mar 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Philip Gregory Dulski · Chairmancontrolsince 01/2023 · owns less than 5%
- Andrew David Fitzharris · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- James Stephen Mcgoohan · Managing Directorcontrolsince 09/2020 · owns less than 5%
- Jane Karen Sands · Chief Operating Officercontrolsince 10/2013 · owns less than 5%
- Joseph Gordon Ceresino · Partnersince 04/2020 · owns less than 5%
- William Theodore Zierden · Partnersince 06/2019 · owns less than 5%
Entity owners
- Federated Hermes Limited · Shareholderdirect · owns 50% to 75%
- Gpe Partner Limited · Shareholderdirect · owns less than 5%
- Hgpe Capital Limited · Shareholderdirect · owns 10% to 25%
- Federated Hermes Inc · Shareholderindirect · owns 75% or more of Fii Holdings Inc · public reporting company
- Federated Holdings (Uk) II Limited · Shareholderindirect · owns 75% or more of Federated Hermes Limited
- Federated Holdings (Uk) II Limited · Shareholderindirect · owns 75% or more of Hgpe Capital Ltd
- Federated International Holdings B.V. · Shareholderindirect · owns 75% or more of Federated Holdings (Uk) II Limited
- Fii Holdings Inc · Shareholderindirect · owns 75% or more of Federated International Holdings B.V.
- Hgpe Capital Ltd · Shareholderindirect · owns 75% or more of Gpe Partner Limited
Related persons
Schedule D 7.A
- Federated Advisory Services Companyinvestment advisern
- Federated Equity Management Company Of Pennsylvaniainvestment adviserbanknRAUM $14B
- Federated Global Investment Management Corp.investment adviserbanknRAUM $14B
- Federated Hermes (Uk) Llpinvestment adviserbanknRAUM $25B
- Federated Hermes Japan Ltdinvestment advisern
- Federated International Securities Corp.broker-dealerinvestment advisern
- Federated Investment Counselinginvestment adviserbanknRAUM $207B
- Federated Investment Management Companyinvestment adviserbanknRAUM $590B
- Federated Investors Australia Services Ltdinvestment advisern
- Federated Investors Trust Companybankn
- Mdt Advisers, A Division Of Federated Mdta LLCinvestment adviserbanknRAUM $26B
- Federated Private Fund Of One Trade Finance Partnership General Partner LLCinvestment advisern
- Federated Securities Corp.broker-dealerinvestment advisern
- Hermes Alternative Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Fund Managers Ireland Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Gpe (Singapore) Pte Limitedinvestment advisery
- Hermes Gpe (USA) Incinvestment adviseryRAUM $1.7B
- Hermes Investment Management Limitedinvestment adviserbankpooled vehicle sponsornRAUM $25B
Advisers that list Hermes Gpe Llp as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY5 employees
What changed
consecutive filings, newest first
- Advisory employees · 42 to 37Nov 28, 2025 to Mar 27, 2026
- Accounts · 133 to 141Nov 28, 2025 to Mar 27, 2026
- Charity clients · unset to 1.0Nov 28, 2025 to Mar 27, 2026
- Corporate clients · 5 to 4Nov 28, 2025 to Mar 27, 2026
- Pension plan clients · 48 to 47Nov 28, 2025 to Mar 27, 2026
- Employees · 75 to 67Nov 28, 2025 to Mar 27, 2026
- Private funds · 11 to 13Nov 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $8.2B to $8.5BNov 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $422M to $334MNov 28, 2025 to Mar 27, 2026
- Pension RAUM · $6.2B to $6.4BNov 28, 2025 to Mar 27, 2026
- RAUM · $8.6B to $8.9BNov 28, 2025 to Mar 27, 2026
- Private funds · 10 to 11Apr 1, 2025 to Nov 28, 2025
- Accounts · 124 to 133May 7, 2024 to Apr 1, 2025
- Corporate clients · unset to 5.0May 7, 2024 to Apr 1, 2025
- Pension plan clients · 47 to 48May 7, 2024 to Apr 1, 2025
- Employees · 73 to 75May 7, 2024 to Apr 1, 2025
- Financial planning clients · unset to May 7, 2024 to Apr 1, 2025
- HQ state · unset to May 7, 2024 to Apr 1, 2025
- Discretionary RAUM · $8.7B to $8.2BMay 7, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $1.6B to $422MMay 7, 2024 to Apr 1, 2025
- Pension RAUM · $8.2B to $6.2BMay 7, 2024 to Apr 1, 2025
- RAUM · $10B to $8.6BMay 7, 2024 to Apr 1, 2025
- Private funds · 9 to 10Apr 9, 2024 to Apr 26, 2024
- Accounts · 104 to 124Aug 11, 2023 to Mar 28, 2024
- Advisory employees · 37 to 42Aug 11, 2023 to Mar 28, 2024
- Charity clients · 1.0 to unsetAug 11, 2023 to Mar 28, 2024
- Corporate clients · 5.0 to unsetAug 11, 2023 to Mar 28, 2024
- Pension plan clients · 49 to 47Aug 11, 2023 to Mar 28, 2024
- Employees · 65 to 73Aug 11, 2023 to Mar 28, 2024
- Discretionary RAUM · $9.0B to $8.7BAug 11, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $2.2B to $1.6BAug 11, 2023 to Mar 28, 2024
- Pension RAUM · $9.5B to $8.2BAug 11, 2023 to Mar 28, 2024
- RAUM · $11B to $10BAug 11, 2023 to Mar 28, 2024
- Accounts · 88 to 104Jan 26, 2023 to Mar 31, 2023
- Advisory employees · 36 to 37Jan 26, 2023 to Mar 31, 2023
- Corporate clients · 3 to 5Jan 26, 2023 to Mar 31, 2023
- Pension plan clients · 38 to 49Jan 26, 2023 to Mar 31, 2023
- Employees · 67 to 65Jan 26, 2023 to Mar 31, 2023
- Discretionary RAUM · $9.0B to $9.0BJan 26, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $2.5B to $2.2BJan 26, 2023 to Mar 31, 2023
Signals
7 dated events
- Andrew David Fitzharris (Chief Compliance Officer) appeared on Schedule A of Hermes Gpe LlpMar 28, 2024 · Control person joined · fact
- Jane Karen Sands (Chief Operating Officer) appeared on Schedule A of Hermes Gpe LlpMar 28, 2024 · Control person joined · fact
- Peter Gale (Gpe Member Representative) no longer on Schedule A of Hermes Gpe Llp (listed 2022-09-26, absent 2023-01-26)Jan 26, 2023 · Control person left · inference
- Denis Perry Noble (Gpe Member Representative) no longer on Schedule A of Hermes Gpe Llp (listed 2022-09-26, absent 2023-01-26)Jan 26, 2023 · Control person left · inference
- Denis Perry Noble (Gpe Member Representative) appeared on Schedule A of Hermes Gpe LlpMar 31, 2022 · Control person joined · fact
- James Stephen Mcgoohan (Managing Director) appeared on Schedule A of Hermes Gpe LlpMar 31, 2021 · Control person joined · fact
- Mark Christopher Taylor (Hfm Member Representative) no longer on Schedule A of Hermes Gpe Llp (listed 2019-03-28, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Hermes Gpe LLP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- federatedhermes.com/private-marketsreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +44(0)2077020888reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Hermes Gpe Llp is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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