DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hermes Investment Management Limited
Latest filing Mar 26, 2026
First filing on the tape Dec 8, 2011 · 52 filings
SEC status approved since Apr 5, 2010
RAUM
$25B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
422
109 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$25B as of Mar 26, 2026
Mar 23, 2012$27B then
HNW client RAUM: $335,169
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 27, 20130 then
Employees (5.A)422 as of Mar 26, 2026
Mar 27, 2013263 then
Private funds1 as of Mar 31, 2025
Mar 23, 20121 then
RAUM -0.5% over the last fiscal year-5.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $406MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B57%
- Pension and profit-sharing plans$4.4B18%
- Insurance companies$3.1B13%
- Other investment advisers$1.6B6.5%
- Banks and thrifts$601M2.4%
- Sovereign wealth funds$349M1.4%
- Charitable organizations$302M1.2%
- Investment companies$268M1.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 15reported
- Charitable clients
- 3reported
- Accounts
- 61reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $150M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.64 institutional_share=0.33 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Federated Hermes Global Investment Funds (Cayman) Master, Spc | Other Private Fund | $172M | 8 | Mar 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Philip Gregory Dulski · Directorcontrolsince 01/2023 · owns less than 5%
- Andrew David Fitzharris · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- Marshall Ian Kennedy · Director, Chief Operating Officercontrolsince 09/2015 · owns less than 5%
- Anwar Saker Nusseibeh · Director, Chief Executive Officercontrolsince 06/2009 · owns less than 5%
- Mark Christopher Taylor · Directorcontrolsince 06/2017 · owns less than 5%
Entity owners
- Federated Hermes Limited · Shareholderdirect · owns 75% or more
- Federated Hermes Inc · Shareholderindirect · owns 75% or more of Fii Holdings Inc · public reporting company
- Federated Holdings (Uk) II Limited · Shareholderindirect · owns 75% or more of Federated Hermes Limited
- Federated International Holdings B.V. · Shareholderindirect · owns 75% or more of Federated Holdings (Uk) II Limited
- Fii Holdings Inc · Shareholderindirect · owns 75% or more of Federated International Holdings B.V.
Related persons
Schedule D 7.A
- Federated Advisory Services Companyinvestment advisern
- Federated Equity Management Company Of Pennsylvaniainvestment adviserbanknRAUM $14B
- Federated Global Investment Management Corp.investment adviserbanknRAUM $14B
- Federated Hermes (Uk) Llpinvestment adviserbanknRAUM $25B
- Federated Hermes Japan Ltdinvestment advisern
- Federated International Securities Corp.broker-dealerinvestment advisern
- Federated Investment Counselinginvestment adviserbanknRAUM $207B
- Federated Investment Management Companyinvestment adviserbanknRAUM $590B
- Federated Investors Australia Services Ltdinvestment advisern
- Federated Investors Trust Companybankn
- Mdt Advisers, A Division Of Federated Mdta LLCinvestment adviserbanknRAUM $26B
- Federated Private Fund Of One Trade Finance Partnership General Partner LLCinvestment advisern
- Federated Securities Corp.broker-dealerinvestment advisern
- Hermes Alternative Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Fund Managers Ireland Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Gpe (Singapore) Pte Limitedinvestment advisern
- Hermes Gpe (USA) Incinvestment advisernRAUM $1.7B
- Hermes Gpe Llpinvestment adviserpooled vehicle sponsornRAUM $8.9B
Advisers that list Hermes Investment Management Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 26, 2026advises private funds (Item 7.B): yes on the filing of 2025-03-31, no on the filing of 2026-03-26peers: asset managers, $20B and over (512)
What changed
consecutive filings, newest first
- Accounts · 66 to 61Mar 31, 2025 to Mar 26, 2026
- Advisory employees · 114 to 109Mar 31, 2025 to Mar 26, 2026
- Charity clients · 2 to 3Mar 31, 2025 to Mar 26, 2026
- Pension plan clients · 17 to 15Mar 31, 2025 to Mar 26, 2026
- Pooled vehicle clients · 21 to 19Mar 31, 2025 to Mar 26, 2026
- Employees · 432 to 422Mar 31, 2025 to Mar 26, 2026
- Private funds · 1 to unsetMar 31, 2025 to Mar 26, 2026
- Discretionary RAUM · $25B to $24BMar 31, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $136M to $313MMar 31, 2025 to Mar 26, 2026
- Pension RAUM · $5.3B to $4.4BMar 31, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $13B to $14BMar 31, 2025 to Mar 26, 2026
- RAUM · $25B to $25BMar 31, 2025 to Mar 26, 2026
- Wrap assets (manager) · $115M to $150MMar 31, 2025 to Mar 26, 2026
- Accounts · 85 to 66Oct 18, 2024 to Mar 31, 2025
- Advisory employees · 127 to 114Oct 18, 2024 to Mar 31, 2025
- Pension plan clients · 21 to 17Oct 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · 23 to 21Oct 18, 2024 to Mar 31, 2025
- Employees · 438 to 432Oct 18, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 18, 2024 to Mar 31, 2025
- HQ state · unset to Oct 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $32B to $25BOct 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $112M to $136MOct 18, 2024 to Mar 31, 2025
- Pension RAUM · $6.6B to $5.3BOct 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $16B to $13BOct 18, 2024 to Mar 31, 2025
- RAUM · $32B to $25BOct 18, 2024 to Mar 31, 2025
- Wrap assets (manager) · $11.1M to $115MOct 18, 2024 to Mar 31, 2025
- Accounts · 88 to 85Oct 5, 2023 to Mar 28, 2024
- Advisory employees · 140 to 127Oct 5, 2023 to Mar 28, 2024
- Charity clients · unset to 2.0Oct 5, 2023 to Mar 28, 2024
- Pension plan clients · 18 to 21Oct 5, 2023 to Mar 28, 2024
- Pooled vehicle clients · 25 to 23Oct 5, 2023 to Mar 28, 2024
- Employees · 424 to 438Oct 5, 2023 to Mar 28, 2024
- Discretionary RAUM · $30B to $32BOct 5, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $89.6M to $112MOct 5, 2023 to Mar 28, 2024
- Pension RAUM · $4.0B to $6.6BOct 5, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $17B to $16BOct 5, 2023 to Mar 28, 2024
- RAUM · $30B to $32BOct 5, 2023 to Mar 28, 2024
- Wrap assets (manager) · unset to 11095526.0Oct 5, 2023 to Mar 28, 2024
- Wrap assets (sponsor) · unset to 0.0Oct 5, 2023 to Mar 28, 2024
- Accounts · 90 to 88Dec 12, 2022 to Mar 31, 2023
Signals
8 dated events
- Angus Eoin Murray (Director) no longer on Schedule A of Hermes Investment Management Limited (listed 2024-03-28, absent 2024-10-18)Oct 18, 2024 · Control person left · inference
- Andrew David Fitzharris (Chief Compliance Officer) appeared on Schedule A of Hermes Investment Management LimitedMar 28, 2024 · Control person joined · fact
- Hermes Investment Management Limited reported RAUM $29.7B, down 27% from $40.8B (2022-12-12 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Philip Gregory Dulski (Director) appeared on Schedule A of Hermes Investment Management LimitedMar 31, 2023 · Control person joined · fact
- Anne Harriet Steel (Director, Head Of Business Development) no longer on Schedule A of Hermes Investment Management Limited (listed 2022-09-26, absent 2022-12-12)Dec 12, 2022 · Control person left · inference
- Hermes Investment Management Limited reported RAUM $40.5B, up 31% from $30.9B (2020-08-04 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Hermes Investment Management Limited reported RAUM $30.9B, up 30% from $23.8B (2019-03-28 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Hermes Investment Management Limited reported RAUM $26.0B, up 59% from $16.4B (2017-08-17 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/federatedhermeslimitedreportedpublic record, Form ADV, Sep 17, 2026
- Website
- hermes-investment.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +44 207 702 0888reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026