DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hermes Gpe (USA) Inc
Latest filing Mar 27, 2026
First filing on the tape Jun 10, 2013 · 33 filings
SEC status approved since Jun 24, 2013
RAUM
$1.7B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.7B as of Mar 27, 2026
Mar 27, 2014$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20140 then
Employees (5.A)4 as of Mar 27, 2026
Mar 27, 20141 then
Private funds: no history
RAUM +13% over the last fiscal year+3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$1.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew David Fitzharris · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- Brooks Harrington · Directorcontrolsince 11/2022 · owns less than 5%
- Jane Karen Sands · Chief Operating Officer, Directorcontrolsince 10/2013 · owns less than 5%
Entity owners
- Hermes Gpe Llp · 100% Shareholderdirect · owns 75% or more
- Federated Hermes Inc · Shareholderindirect · owns 75% or more of Fii Holdings Inc · public reporting company
- Federated Hermes Limited · Shareholderindirect · owns 50% to 75% of Hermes Gpe Llp
- Federated Holdings (Uk) II Limited · Shareholderindirect · owns 75% or more of Federated Hermes Limited · public reporting company
- Federated Holdings (Uk) II Limited · Shareholderindirect · owns 75% or more of Hgpe Capital Ltd
- Federated International Holdings B.V. · Shareholderindirect · owns 75% or more of Federated Holdings (Uk) II Limited
- Fii Holdings Inc · Shareholderindirect · owns 75% or more of Federated International Holdings B.V.
- Gpe Partner Limited · Shareholderindirect · owns 50% to 75% of Hermes Gpe Llp
- Hgpe Capital Ltd · Shareholderindirect · owns 75% or more of Gpe Partner Limited
Related persons
Schedule D 7.A
- Federated Advisory Services Companyinvestment advisern
- Federated Equity Management Company Of Pennsylvaniainvestment adviserbanknRAUM $14B
- Federated Global Investment Management Corp.investment adviserbanknRAUM $14B
- Federated Hermes (Uk) Llpinvestment adviserbanknRAUM $25B
- Federated Hermes Japan Ltdinvestment advisern
- Federated International Securities Corp.broker-dealerinvestment advisern
- Federated Investment Counselinginvestment adviserbanknRAUM $207B
- Federated Investment Management Companyinvestment adviserbanknRAUM $590B
- Federated Investors Australia Services Ltdinvestment advisern
- Federated Investors Trust Companybankn
- Mdt Advisers, A Division Of Federated Mdta LLCinvestment adviserbanknRAUM $26B
- Federated Private Fund Of One Trade Finance Partnership General Partner LLCinvestment advisern
- Federated Securities Corp.broker-dealerinvestment advisern
- Hermes Alternative Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Fund Managers Ireland Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Gpe (Singapore) Pte Limitedinvestment advisern
- Hermes Gpe Llpinvestment adviserpooled vehicle sponsoryRAUM $8.9B
- Hermes Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $25B
Advisers that list Hermes Gpe (USA) Inc as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 27, 2026discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Apr 10, 2025 to Mar 27, 2026
- Employees · 5 to 4Apr 10, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.5B to $1.7BApr 10, 2025 to Mar 27, 2026
- RAUM · $1.5B to $1.7BApr 10, 2025 to Mar 27, 2026
- Financial planning clients · unset to Apr 5, 2024 to Apr 10, 2025
- Non-discretionary RAUM · $1.3B to $1.5BApr 5, 2024 to Apr 10, 2025
- RAUM · $1.3B to $1.5BApr 5, 2024 to Apr 10, 2025
- Non-discretionary RAUM · $1.5B to $1.3BAug 11, 2023 to Mar 28, 2024
- RAUM · $1.5B to $1.3BAug 11, 2023 to Mar 28, 2024
- Advisory employees · 4 to 5Oct 14, 2022 to Mar 31, 2023
- Employees · 4 to 5Oct 14, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.9B to $1.5BOct 14, 2022 to Mar 31, 2023
- RAUM · $1.9B to $1.5BOct 14, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.6B to $1.9BSep 9, 2021 to Mar 31, 2022
- RAUM · $1.6B to $1.9BSep 9, 2021 to Mar 31, 2022
- Employees · 5 to 4Aug 4, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $1.6B to $1.6BAug 4, 2020 to Mar 31, 2021
- RAUM · $1.6B to $1.6BAug 4, 2020 to Mar 31, 2021
- Advisory employees · 6 to 4Mar 28, 2019 to Mar 31, 2020
- Employees · 6 to 5Mar 28, 2019 to Mar 31, 2020
- Non-discretionary RAUM · $1.5B to $1.6BMar 28, 2019 to Mar 31, 2020
- RAUM · $1.5B to $1.6BMar 28, 2019 to Mar 31, 2020
- Advisory employees · 5 to 6Jul 27, 2018 to Mar 28, 2019
- Employees · 5 to 6Jul 27, 2018 to Mar 28, 2019
- Non-discretionary RAUM · $1.1B to $1.5BJul 27, 2018 to Mar 28, 2019
- RAUM · $1.1B to $1.5BJul 27, 2018 to Mar 28, 2019
- Related broker-dealer · false to trueMar 29, 2018 to Jul 27, 2018
- Advisory employees · 4 to 5Mar 24, 2017 to Mar 29, 2018
- Employees · 4 to 5Mar 24, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Mar 24, 2017 to Mar 29, 2018
- Non-discretionary RAUM · $918M to $1.1BMar 24, 2017 to Mar 29, 2018
- RAUM · $918M to $1.1BMar 24, 2017 to Mar 29, 2018
- Non-discretionary RAUM · $1.1B to $918MNov 29, 2016 to Mar 24, 2017
- RAUM · $1.1B to $918MNov 29, 2016 to Mar 24, 2017
- Advisory employees · 1 to 4Dec 22, 2015 to Mar 24, 2016
- Employees · 1 to 4Dec 22, 2015 to Mar 24, 2016
- Non-discretionary RAUM · $1.1B to $1.1BDec 22, 2015 to Mar 24, 2016
- RAUM · $1.1B to $1.1BDec 22, 2015 to Mar 24, 2016
- HQ city · BOSTON to NEW YORKJun 5, 2015 to Jul 2, 2015
- HQ state · MA to NYJun 5, 2015 to Jul 2, 2015
Signals
4 dated events
- Brooks Harrington (Director) appeared on Schedule A of Hermes Gpe (Usa) IncMar 31, 2022 · Control person joined · fact
- Yao Chung Sunny Chu (Partner) no longer on Schedule A of Hermes Gpe (Usa) Inc (listed 2020-08-04, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Hermes Gpe (Usa) Inc reported RAUM $1.5B, up 44% from $1.1B (2018-07-27 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Hermes Gpe (Usa) Inc filed its initial SEC registration (Form ADV)Jun 10, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- federatedhermes.com/private-marketsreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 917-822-4356reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026