DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Agf Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Crocker | Hsbc Securities (USA) Inc. BD affiliated | Agf Investments asset manager | Other | Oct 19, 2020 | Aug 3, 2021 (288 d) |
| Damion Jeremy Hendrickson | Hsbc Securities (USA) Inc. BD affiliated | Agf Investments asset manager | Other | Feb 25, 2020 | May 13, 2021 (443 d) |
| Kevin T Collins | Columbia Management Investment Advisers, LLC other | Agf Investments other | Other | Oct 4, 2011 | Feb 15, 2012 (134 d) |
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3 moves match.