DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C••••• M••••••••• L••
Latest filing May 7, 2026
First filing on the tape Feb 15, 2012 · 51 filings
SEC status approved since Aug 12, 2010
RAUM
$2.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
110
30 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
11
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$2.8B as of May 7, 2026
Feb 15, 2012$115M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 5, 20130 then
Employees (5.A)110 as of May 7, 2026
Mar 5, 201310 then
Private funds11 as of May 7, 2026
Feb 15, 20122 then
RAUM -13% over the last fiscal year-6.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $184MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.8B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.8B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
26 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• P•••• C•• 8• L•• | Securitized Asset Fund | $451M | 0 | Mar 29, 2019 |
| C•••• P•••• C•• 7• L•• | Securitized Asset Fund | $437M | 0 | Mar 29, 2019 |
| C•••• P•••• C•• 4• L•• | Securitized Asset Fund | $433M | 0 | Mar 12, 2018 |
| C•••• P•••• C•• 1• L•• | Securitized Asset Fund | $401M | 0 | Mar 31, 2022 |
| C•••• P•••• C•• 1• L•• | Securitized Asset Fund | $400M | 0 | Mar 31, 2022 |
| C•••• P•••• C•• 5• L••no longer reported | Securitized Asset Fund | $370M | 6 | Mar 29, 2019 |
| C•••• P•••• C•• 6• L••no longer reported | Securitized Asset Fund | $359M | 9 | Mar 29, 2019 |
| P•••••• L•••• O••••••••• M••••• F•••• L• | Private Equity Fund | $319M | 552 | Mar 31, 2023 |
| C•••• P•••• C•• 9• L•• | Securitized Asset Fund | $302M | 0 | Mar 30, 2020 |
| C•••• P•••• C•• I••• L••no longer reported | Securitized Asset Fund | $250M | 9 | Apr 28, 2015 |
| C•••• P•••• C•• 1•• L•• | Securitized Asset Fund | $196M | 1 | Mar 31, 2023 |
| P•••••• A••••••••• L••• F•••••• L•• | Private Equity Fund | $187M | 3 | Mar 31, 2022 |
| P•••••• S••••••••• C••••• O••••••••• M••••• F•••• L• | Hedge Fund | $163M | 8 | Nov 6, 2019 |
| V•••••• C••••• I••••• P••••••• M••••• F••• L•• | Hedge Fund | $99.9M | 6 | Feb 15, 2012 |
| P•••••• S••••••••• C••••• O••••••••• M••••• F••• I•• L• | Hedge Fund | $99.8M | 5 | May 30, 2022 |
| C•••• P•••• C•• I•• L••no longer reported | Securitized Asset Fund | $79.9M | 9 | Nov 14, 2013 |
| P•••••• M•••••••• C••••• O••••••••• F••• I• L••• | Hedge Fund | $71.2M | 3 | Mar 28, 2024 |
| V•••••• F••••••• R••• F•••no longer reported | Hedge Fund | $65.0M | 1 | Feb 15, 2012 |
| P•••••• U•••• M••••• F•••• L••• | Hedge Fund | $57.0M | 10 | Nov 19, 2021 |
| P•••••• U•••• M••••• F•••• L••• | Hedge Fund | $45.4M | 1 | Mar 30, 2020 |
| P•••••• A••••••• M••••• F•••• L••• | Hedge Fund | $38.0M | 4 | Mar 30, 2020 |
| C•••• P•••• C•• 1• L•• | Securitized Asset Fund | $15.8M | 0 | Mar 28, 2024 |
| P•••••• S•••••• S••••••••• O••••••••• M••••• F•••• L••• | Private Equity Fund | $13.2M | 6 | Mar 30, 2020 |
| C•••• P•••• C••• L••no longer reported | Securitized Asset Fund | $4.3M | 2 | Mar 5, 2013 |
| C•••• P•••• C•• 1• L•• | Securitized Asset Fund | $1.5M | 1 | Mar 31, 2023 |
| N•••••• C•••••• F•••••• 2••••• C••• L••no longer reported | Securitized Asset Fund | $1.1M | 1 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• L••• M•••••• · Chief Operating Officercontrolsince 08/2017 · owns less than 5%
- G•••• R••••••• M••• · Head Of Clo P•••••••controlsince 09/2019 · owns less than 5%
- M••••••• J••••••• G•••••• · Chief L•••• And Business Affairs Officercontrolsince 08/2017 · owns less than 5%
- M•••••• D•••••• R••••• · Chief Executive Officercontrolsince 08/2017 · owns less than 5%
- O••••••••• G•••••• B•••• · Head Of S••••••••• Creditcontrolsince 10/2017 · owns less than 5%
- P•••••• J•••••••• M••• · Co-Presidentcontrolsince 10/2024 · owns less than 5%
- S•••••• S••••••• M••• · Co-Presidentcontrolsince 10/2024 · owns less than 5%
- W••••••• C••••••••• M•••••• · Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- Z•••••• C•••••• L••• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- M•••••• D•••••• R••••• · Sole M•••••controlsince 06/2005 · owns 75% or more of M•••• L••
- M•••••• D•••••• R••••• · Managing M•••••controlsince 12/2016 · owns 75% or more of P•••••• H••••••• G•• L••
Entity owners
- P•••••• C••••• H•••••••• L•• · Sole M•••••direct · owns 75% or more
- M•••• L•• · Sole M•••••indirect · owns 75% or more of P•••••• P••••• L••
- P•••••• C••••••••• H•••••••• L•• · Sole M•••••indirect · owns 75% or more of P•••••• P••••••• P•••••• L••
- P•••••• H••••••• G•• L•• · General Partnerindirect · owns F of P•••••• H•••••••• L•
- P•••••• H••••••• G•• L•• · General Partnerindirect · owns F of P•••••• P•• H•••••• L•
- P•••••• H•••••••• L• · Sole M•••••indirect · owns 75% or more of P•••••• P•• H•••••• L•
- P•••••• P••••• L•• · Partnerindirect · owns 50% to 75% of P•••••• H•••••••• L•
- P•••••• P••••••• P•••••• L•• · Sole M•••••indirect · owns 75% or more of P•••••• P•••••••• L••
- P•••••• P•••••••• L•• · Sole M•••••indirect · owns 75% or more of P•••••• C••••• H•••••••• L••
- P•••••• P•• H•••••• L• · Sole M•••••indirect · owns 75% or more of P•••••• C••••••••• H•••••••• L••
Related persons
Schedule D 7.A
- A•• I•••••••• A••••• O• T••••• I•••real estaten
- P•• R••••••••• I• G•• L••n
- P•••••• M••• H••• J• ••••• M•••••• L••investment advisern
- P•••••• A••••••••• L••• F•••••• G•• L•bankpooled vehicle sponsorn
- P•••••• A•• A••••••••• G•• L•pooled vehicle sponsorn
- P•••••• L•••• O••••••••• F••• G•• L••pooled vehicle sponsorn
- P•••••• M•••••••• C••••• O••••••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• M••• H••• J• ••••••• M••••• L••investment advisern
- P•••••• M••• H••• J• •••••• M••••• L••investment advisern
- P•••••• M••••••• C••••• P••••••• I• G•• L••bankpooled vehicle sponsorn
- P•••••• O•••••• G• L••investment advisern
- P•••••• P••••••• M••••••••• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R•• G•• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R•• I•• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R••• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• A•••• F••• G•• L•bankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• M••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $28B
- P•••••• R••••••••• O••••••••• F••• I• G• L•pooled vehicle sponsorn
- P•••••• R••••••••• R••• E••••• F••• I• G•• L••bankpooled vehicle sponsorn
- P•••••• S••••••••• L••broker-dealern
- P•••••• S•••• P••••• G• L••investment advisern
- P•••••• S•• V• A•• 2• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••• F••••• R••••• F••• V• G• L•bankpooled vehicle sponsorn
- P•••••• S••••• F••••• R••••• F••• V• G• L•bankpooled vehicle sponsorn
- P•••••• S••••• F••••• R••••• I••••••••• M•••••• V• L••investment adviserpooled vehicle sponsorn
- P•••••• S••••• F••••• R••••• I••••••••• V• G• L•pooled vehicle sponsorn
- P•••••• S••••• F••••• R••••• M•••••• I•• L••investment adviserbankpooled vehicle sponsorn
- P•••••• S••••• F••••• R••••• M•••••• V• L••investment adviserpooled vehicle sponsorn
- P•••••• S••••• F••••• R••••• M•••••• V• L••investment adviserpooled vehicle sponsorn
Advisers that list P•••••• C••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Miami Beach, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 19 to 15Sep 11, 2025 to Mar 30, 2026
- Pooled vehicle clients · 19 to 15Sep 11, 2025 to Mar 30, 2026
- Assets in custody · $3.2B to $2.8BSep 11, 2025 to Mar 30, 2026
- Employees · 102 to 110Sep 11, 2025 to Mar 30, 2026
- Private funds · 12 to 11Sep 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.2B to $2.8BSep 11, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.2B to $2.8BSep 11, 2025 to Mar 30, 2026
- RAUM · $3.2B to $2.8BSep 11, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 10, 2025
- Accounts · 21 to 19Oct 16, 2024 to Mar 31, 2025
- Advisory employees · 24 to 30Oct 16, 2024 to Mar 31, 2025
- Pooled vehicle clients · 21 to 19Oct 16, 2024 to Mar 31, 2025
- Assets in custody · $3.2B to $3.2BOct 16, 2024 to Mar 31, 2025
- Employees · 96 to 102Oct 16, 2024 to Mar 31, 2025
- Private funds · 13 to 12Oct 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.2B to $3.2BOct 16, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.2B to $3.2BOct 16, 2024 to Mar 31, 2025
- RAUM · $3.2B to $3.2BOct 16, 2024 to Mar 31, 2025
- Accounts · 24 to 21Sep 19, 2023 to Mar 28, 2024
- Advisory employees · 17 to 24Sep 19, 2023 to Mar 28, 2024
- Advisory activities · 2 to 1Sep 19, 2023 to Mar 28, 2024
- Pooled vehicle clients · 23 to 21Sep 19, 2023 to Mar 28, 2024
- Assets in custody · $3.4B to $3.2BSep 19, 2023 to Mar 28, 2024
- Employees · 82 to 96Sep 19, 2023 to Mar 28, 2024
- Other offices · 0 to 1Sep 19, 2023 to Mar 28, 2024
- Private funds · 17 to 13Sep 19, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.4B to $3.2BSep 19, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.3B to $3.2BSep 19, 2023 to Mar 28, 2024
- RAUM · $3.4B to $3.2BSep 19, 2023 to Mar 28, 2024
- Related broker-dealer · false to trueMar 31, 2023 to Sep 19, 2023
- Accounts · 25 to 24Sep 15, 2022 to Mar 31, 2023
- Advisory employees · 35 to 17Sep 15, 2022 to Mar 31, 2023
- Pooled vehicle clients · 24 to 23Sep 15, 2022 to Mar 31, 2023
- Assets in custody · $3.2B to $3.4BSep 15, 2022 to Mar 31, 2023
- Employees · 110 to 82Sep 15, 2022 to Mar 31, 2023
- Private funds · 14 to 17Sep 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.2B to $3.4BSep 15, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.1B to $3.3BSep 15, 2022 to Mar 31, 2023
- RAUM · $3.2B to $3.4BSep 15, 2022 to Mar 31, 2023
- Private funds · 13 to 14Mar 31, 2022 to May 30, 2022
Signals
17 dated events
- Mark Stephen Scherr (Co-President) appeared on Schedule A of P•••••• C••••• M••••••••• L••Oct 16, 2024 · Control person joined · fact
- Mark Jonathan Pruzan (President) appeared on Schedule A of P•••••• C••••• M••••••••• L••Sep 19, 2023 · Control person joined · fact
- Howard David Sabath (Senior Managing Director) no longer on Schedule A of P•••••• C••••• M••••••••• L•• (listed 2022-09-15, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- H David Ford (Senior Managing Director) no longer on Schedule A of P•••••• C••••• M••••••••• L•• (listed 2022-09-15, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Mcmurray George Marshman (Co-Head Of Clo Platform) no longer on Schedule A of P•••••• C••••• M••••••••• L•• (listed 2022-01-09, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- R Eric Bothwell (Chief Compliance Officer) no longer on Schedule A of P•••••• C••••• M••••••••• L•• (listed 2022-01-09, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- David Brian Mccawley (Compliance Officer Of Parent Company) no longer on Schedule A of P•••••• C••••• M••••••••• L•• (listed 2021-11-19, absent 2022-01-09)Jan 9, 2022 · Control person left · inference
- Lynn Cheryl Zabala (Compliance Officer Of Parent Company) appeared on Schedule A of P•••••• C••••• M••••••••• L••Jan 9, 2022 · Control person joined · fact
- Jonathan Ezrow (Chief Financial Officer Of Parent Company) no longer on Schedule A of P•••••• C••••• M••••••••• L•• (listed 2020-06-11, absent 2021-03-12)Mar 12, 2021 · Control person left · inference
- Michael Christopher Weidler (Chief Financial Officer Of Parent Company) appeared on Schedule A of P•••••• C••••• M••••••••• L••Mar 12, 2021 · Control person joined · fact
- Mary Roberta Goss (Co-Head Of Clo Platform) appeared on Schedule A of P•••••• C••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- R Eric Bothwell (Chief Compliance Officer) appeared on Schedule A of P•••••• C••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- Howard David Sabath (Senior Managing Director) appeared on Schedule A of P•••••• C••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- H David Ford (Senior Managing Director) appeared on Schedule A of P•••••• C••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- P•••••• C••••• M••••••••• L•• reported RAUM $2.5B, up 169% from $917.6M (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Brian Rooder (Compliance Officer Of Parent Company) no longer on Schedule A of P•••••• C••••• M••••••••• L•• (listed 2018-03-29, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- V•••••• C•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 25, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- P•••••• C••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•••••• C••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pretium-partners-llc/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-257-5757reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026