DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••••• F•••••••• G••••
Legal name F••••••••• I••••••••• A•••••••• L••
Latest filing Mar 10, 2026
First filing on the tape Oct 20, 2023 · 8 filings
SEC status approved since Nov 20, 2023
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$167M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$58.6M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$176M as of Mar 10, 2026
Mar 1, 2024$126M then
HNW client RAUM$52.0M as of Mar 10, 2026
Mar 1, 2024$36.5M then
State-registered IARs (5.B.3)3 as of Mar 10, 2026
Mar 1, 20242 then
Employees (5.A)7 as of Mar 10, 2026
Mar 1, 20247 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $58.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 163derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $171,582derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.2%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $48.1M, 253 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$115M66%
- High-net-worth individuals$52.0M30%
- Corporations and businesses$8.6M4.9%
- Individual clients
- 456reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,025reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $48.1M for 253 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• D••• E••••••Personal Financial Specialist | Maitland, Fl | Aug 18, 2010 | 38 y | 0 |
| L••• M•••• M•••••••••Certified Financial Planner | Maitland, Fl | Mar 31, 2023 | 18 y | 2 |
| J••• C••••• D•••••• | Maitland, Fl | Feb 4, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- R•••••• A•••••• Y••••• to S•••••• I••••••••• M••••••••• L••Apr 23, 2025 · RIA to RIA
Joined, latest
- R•••••• A•••••• Y••••• from A• W••••• M••••••••• L••Jun 24, 2024 · RIA to RIA
- L••• M•••• M••••••••• from D••••• F•••••••• M••••••••• P•••Mar 31, 2023 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••• M••••••• D••• · Managing Member/Ccocontrolsince 05/2010 · owns 75% or more
Related persons
Schedule D 7.A
- F••••••••• A••••••••• • T••• P•••insurancey
- F••••••••• F••••••••• L••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maitland, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 973 to 1,025Sep 8, 2025 to Mar 10, 2026
- Corporate clients · 1 to 3Sep 8, 2025 to Mar 10, 2026
- HNW clients · 32 to 33Sep 8, 2025 to Mar 10, 2026
- Individual clients · 433 to 456Sep 8, 2025 to Mar 10, 2026
- Assets in custody · $37.1M to $48.1MSep 8, 2025 to Mar 10, 2026
- Employees · 6 to 7Sep 8, 2025 to Mar 10, 2026
- Discretionary RAUM · $151M to $176MSep 8, 2025 to Mar 10, 2026
- HNW RAUM · $47.4M to $52.0MSep 8, 2025 to Mar 10, 2026
- Individual RAUM · $103M to $115MSep 8, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $372,160 to $360,537Sep 8, 2025 to Mar 10, 2026
- RAUM · $152M to $176MSep 8, 2025 to Mar 10, 2026
- Financial planning clients · 0 to 0Feb 26, 2025 to Sep 8, 2025
- Accounts · 954 to 973Nov 11, 2024 to Feb 26, 2025
- Advisory employees · 2 to 3Nov 11, 2024 to Feb 26, 2025
- HNW clients · 31 to 32Nov 11, 2024 to Feb 26, 2025
- Individual clients · 444 to 433Nov 11, 2024 to Feb 26, 2025
- Assets in custody · $30.7M to $37.1MNov 11, 2024 to Feb 26, 2025
- Employees · 7 to 6Nov 11, 2024 to Feb 26, 2025
- State-registered IARs · 2 to 3Nov 11, 2024 to Feb 26, 2025
- Discretionary RAUM · $126M to $151MNov 11, 2024 to Feb 26, 2025
- HNW RAUM · $36.5M to $47.4MNov 11, 2024 to Feb 26, 2025
- Individual RAUM · $88.4M to $103MNov 11, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $257,656 to $372,160Nov 11, 2024 to Feb 26, 2025
- RAUM · $126M to $152MNov 11, 2024 to Feb 26, 2025
- Accounts · 907 to 954Oct 20, 2023 to Mar 1, 2024
- Corporate clients · unset to 1.0Oct 20, 2023 to Mar 1, 2024
- HNW clients · 29 to 31Oct 20, 2023 to Mar 1, 2024
- Individual clients · 420 to 444Oct 20, 2023 to Mar 1, 2024
- Assets in custody · $32.9M to $30.7MOct 20, 2023 to Mar 1, 2024
- Employees · 4 to 7Oct 20, 2023 to Mar 1, 2024
- Financial planning clients · 1-10 to 0Oct 20, 2023 to Mar 1, 2024
- Discretionary RAUM · $112M to $126MOct 20, 2023 to Mar 1, 2024
- HNW RAUM · $33.6M to $36.5MOct 20, 2023 to Mar 1, 2024
- Individual RAUM · $78.3M to $88.4MOct 20, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $248,494 to $257,656Oct 20, 2023 to Mar 1, 2024
- RAUM · $112M to $126MOct 20, 2023 to Mar 1, 2024
Signals
2 dated events
- R•••••• A•••••• Y••••• left F••••••••• F•••••••• G•••• for S•••••• I••••••••• M••••••••• L•• (registered 2025-05-08)Apr 23, 2025 · Advisor changed firm · fact
- F••••••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Oct 20, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 407-388-1056reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 407-949-5888reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- F•••••••••IA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-949-5888reportedpublic record, Form ADV, Mar 10, 2026
- Team page
- fellowshipfinancial.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026