DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Synergy Investment Management LLC

Independent wealth managerAltamonte Springs, FloridaCRD 305961SEC 801-129970websiteIAPD
Latest filing May 20, 2026
First filing on the tape Sep 4, 2020 · 28 filings
SEC status approved since Apr 19, 2024
RAUM
$681M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$664M individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$35.9M
derived; firm RAUM over IAPD count
Employees
22
16 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$681M as of May 20, 2026
May 5, 2021$0 then
HNW client RAUM$457M as of May 20, 2026
Apr 21, 2025$297M then
State-registered IARs (5.B.3)15 as of May 20, 2026
May 5, 20211 then
Employees (5.A)22 as of May 20, 2026
May 5, 20211 then
Private funds: no history
RAUM +48% over the last fiscal yearIARs 9 to 15offices 5 to 4
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$35.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
130derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$582,713derivedHNW RAUM over HNW clients
Average account
$272,581derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
3.8derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+48%derivedbetween the last two annual amendments
Advisor growth, one year
+67%derivedItem 5.B.3 between annual amendments
Client growth, one year
+130%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$681MreportedItem 5.I
Custody
$67.7M, 111 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$457M67%
  • Individuals$207M30%
  • Corporations and businesses$16.3M2.4%
  • Charitable organizations$684,4270.1%
  • Pension and profit-sharing plans$526,8490.1%
Individual clients
1,685reported
HNW clients
784reported
Pension plan clients
3reported
Charitable clients
5reported
Accounts
2,500reported
Financial planning clients
11-25reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$67.7M for 111 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=20.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Thomas Lee HenryAltamonte Springs, Fl May 22, 202027 y1
Michael Paul WicksCertified Financial PlannerAltamonte Springs, Fl Feb 16, 202429 y4
Isabel Ivette OrtizCertified Financial PlannerAltamonte Springs, Fl Sep 4, 202415 y1
Jeffrey AcklerCertified Financial PlannerAltamonte Springs, Fl Sep 4, 202434 y3
Solomon ShenAltamonte Springs, FlSep 4, 202416 y2
Christopher Wayne BordnerAltamonte Springs, FlJan 1, 202524 y3
Rene PersaudWinter Park, Fl Jan 9, 202526 y3
David John SchlittChartered Financial ConsultantAltamonte Springs, FlJan 21, 202525 y2
Jason Blair TuckerChartered Financial AnalystAltamonte Springs, FlMar 19, 202524 y0
Christopher Michael ClaudeAltamonte Springs, FlApr 23, 202512 y0
Roberto Antonio YudiceAltamonte Springs, FlMay 8, 202511 y3
Levi Cardin SilvasOcala, Fl Aug 28, 202510 y0
Carrie Boliek LetsingerFruitland Park, Fl Aug 28, 202517 y2
Thomas Theodore GerardiThe Villages, Fl Aug 29, 202518 y5
Shari Leigh FlowersAltamonte Springs, Fl Sep 17, 202513 y0
Jimmy Dale GreeneAltamonte Springs, FlSep 18, 202526 y3
Liam RileyAltamonte Springs, FlMar 20, 202610 y0
Guy Britton DavidsonAltamonte Springs, FlMar 20, 202616 y0
Julia Rose AdamsAltamonte Springs, FlAug 25, 202611 y0
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Wayne Christopher Bordner · Chief Executive Officer, Chief Compliance Officer, Principal, And Wealth Managercontrol
      since 11/2019 · owns less than 5%
    • Davidson Amanda Stevens · Chief Operating Officercontrol
      since 04/2021 · owns less than 5%
    • Wayne Christopher Bordner · Managing Membercontrol
      since 11/2019 · owns 75% or more of Synergy Wealth Alliance, LLC
    Entity owners
    • Synergy Wealth Alliance, LLC · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Synergy Insurance Partners, LLC
      real estaten
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Altamonte Springs, Fl · principal1950
    The Villages, Fl300
    Ocala, Fl200
    Orlando, Fl200
    Tavares, Fl200
    Maitland, Fl200
    Offices
    Schedule D 1.F, the 25 largest
    • Maitland, FL3 employees
    • Mount Dora, FL2 employees
    • Orlando, FL2 employees
    ADV anomalies
    3 against comparable advisers; where to look, not conclusions
    • RAUM up 25 %Change between filings · filing Mar 24, 2026
      RAUM (Item 5.F) moved from $461,195,028 to $681,452,500 (+48.0%) between the annual amendments of 2025-04-21 and 2026-03-24; the peer median change was +16.0% (1385 comparable advisers, 93.0th percentile of changes)
      peers: independent wealth managers, $500M to $1B (1,385) · 93% percentile
    • advisor count surgeChange between filings · filing Mar 24, 2026
      advisory representatives (Item 5.B.3) moved from 9.0 to 15.0 (+67.0%) between the annual amendments of 2025-04-21 and 2026-03-24; the peer median change was 0.0% (795 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $500M to $1B (795) · 99% percentile
    • client count surgeChange between filings · filing Mar 24, 2026
      individual and HNW clients (Item 5.D) moved from 1,072.0 to 2,469.0 (+130.0%) between the annual amendments of 2025-04-21 and 2026-03-24; the peer median change was +5.0% (1216 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $500M to $1B (1,216) · 99% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 2,070 to 2,500
      Dec 10, 2025 to Mar 24, 2026
    • Advisory employees · 9 to 16
      Dec 10, 2025 to Mar 24, 2026
    • Charity clients · unset to 5.0
      Dec 10, 2025 to Mar 24, 2026
    • Corporate clients · 11 to 23
      Dec 10, 2025 to Mar 24, 2026
    • HNW clients · 334 to 784
      Dec 10, 2025 to Mar 24, 2026
    • Individual clients · 738 to 1,685
      Dec 10, 2025 to Mar 24, 2026
    • Pension plan clients · unset to 3.0
      Dec 10, 2025 to Mar 24, 2026
    • Assets in custody · $62.5M to $67.7M
      Dec 10, 2025 to Mar 24, 2026
    • Employees · 29 to 22
      Dec 10, 2025 to Mar 24, 2026
    • Insurance-licensed employees · 8 to 1
      Dec 10, 2025 to Mar 24, 2026
    • Financial planning clients · 1-10 to 11-25
      Dec 10, 2025 to Mar 24, 2026
    • State-registered IARs · 9 to 15
      Dec 10, 2025 to Mar 24, 2026
    • Other offices · 5 to 4
      Dec 10, 2025 to Mar 24, 2026
    • Discretionary RAUM · $454M to $673M
      Dec 10, 2025 to Mar 24, 2026
    • HNW RAUM · $297M to $457M
      Dec 10, 2025 to Mar 24, 2026
    • Individual RAUM · $149M to $207M
      Dec 10, 2025 to Mar 24, 2026
    • Non-discretionary RAUM · $7.4M to $8.8M
      Dec 10, 2025 to Mar 24, 2026
    • Pension RAUM · $417,711 to $526,849
      Dec 10, 2025 to Mar 24, 2026
    • RAUM · $461M to $681M
      Dec 10, 2025 to Mar 24, 2026
    • Financial planning clients · 1-10 to 1-10
      May 19, 2025 to Jun 23, 2025
    • Assets in custody · $281M to $62.5M
      Apr 21, 2025 to May 19, 2025
    • Accounts · 487 to 2,070
      Dec 12, 2024 to Apr 21, 2025
    • Advisory employees · 10 to 9
      Dec 12, 2024 to Apr 21, 2025
    • BD registered reps · 13 to 20
      Dec 12, 2024 to Apr 21, 2025
    • Corporate clients · unset to 11.0
      Dec 12, 2024 to Apr 21, 2025
    • HNW clients · 53 to 334
      Dec 12, 2024 to Apr 21, 2025
    • Individual clients · 117 to 738
      Dec 12, 2024 to Apr 21, 2025
    • Assets in custody · $8.6M to $281M
      Dec 12, 2024 to Apr 21, 2025
    • Employees · 20 to 29
      Dec 12, 2024 to Apr 21, 2025
    • Insurance-licensed employees · 0 to 8
      Dec 12, 2024 to Apr 21, 2025
    • State-registered IARs · 10 to 9
      Dec 12, 2024 to Apr 21, 2025
    • Other offices · 3 to 5
      Dec 12, 2024 to Apr 21, 2025
    • Discretionary RAUM · $96.1M to $454M
      Dec 12, 2024 to Apr 21, 2025
    • HNW RAUM · $68.7M to $297M
      Dec 12, 2024 to Apr 21, 2025
    • Individual RAUM · $31.2M to $149M
      Dec 12, 2024 to Apr 21, 2025
    • Non-discretionary RAUM · $5.4M to $7.4M
      Dec 12, 2024 to Apr 21, 2025
    • Pension RAUM · unset to 417711.0
      Dec 12, 2024 to Apr 21, 2025
    • RAUM · $102M to $461M
      Dec 12, 2024 to Apr 21, 2025
    • Advisory employees · 5 to 10
      Aug 28, 2024 to Sep 18, 2024
    • BD registered reps · 8 to 13
      Aug 28, 2024 to Sep 18, 2024
    Signals
    8 dated events
    • Synergy Investment Management Llc reported RAUM $681.5M, up 48% from $461.2M (2025-12-10 to 2026-03-24)
      Mar 24, 2026 · RAUM change · derived
    • Edwin Enrique Melo left Synergy Investment Management Llc for Charles Schwab & Co., Inc. (registered 2025-10-23)
      Sep 4, 2025 · Advisor changed firm · fact
    • Synergy Investment Management Llc reported RAUM $461.2M, up 354% from $101.6M (2024-12-12 to 2025-04-21)
      Apr 21, 2025 · RAUM change · derived
    • Lanita Lynn Wheetley left Synergy Investment Management Llc for Cogent Private Wealth (registered 2024-12-12)
      Jan 17, 2025 · Advisor changed firm · fact
    • 3 advisors left Merit Financial Advisors (Alpharetta, GA) for Synergy Investment Management LLC on the same day
      Aug 30, 2024 · Team lift-out · derived
    • Davidson Amanda Stevens (Chief Operating Officer) appeared on Schedule A of Synergy Investment Management Llc
      Mar 22, 2024 · Control person joined · fact
    • Robert Craig Townsend (Managing Member) no longer on Schedule A of Synergy Investment Management Llc (listed 2021-08-31, absent 2021-10-08)
      Oct 8, 2021 · Control person left · inference
    • Synergy Investment Management Llc filed its initial SEC registration (Form ADV)
      Sep 4, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    andrea@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    ansley@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    audrey@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    belinda@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    brian.wise@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    chris.reed@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    chris@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    christine@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    cole.latimer@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    david.paton@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    david.watson@synergywealthalliance.comreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $35.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026