DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Azg Capital
Legal name Azg Capital LLC
Latest filing Apr 16, 2024
First filing on the tape Dec 6, 2011 · 30 filings
SEC status approved since Jul 22, 2010
RAUM
$7.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$9.7M gross assets
History
30 filings and snapshots on the tape
RAUM$7.8M as of Mar 18, 2024
Mar 29, 2012$53.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 18, 2024
Mar 29, 20120 then
Employees (5.A)3 as of Mar 18, 2024
Mar 22, 201311 then
Private funds1 as of Mar 18, 2024
Mar 29, 20123 then
RAUM -19% over the last fiscal year-14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 16, 2024; every figure names its basis
- RAUM per advisor
- $3.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Andres Roberto Sinclair to Legend WmNov 12, 2020 · Other
- Travis Aldridge to Svb WealthMay 8, 2018 · Other
Joined, latest
- Gustavo Magalhaes Pinto from Azimut Investment Advisors LLCJun 22, 2011 · Other
- Travis Aldridge from Azimut Investment Advisors LLCJun 22, 2011 · Other
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Genesis Allocation Fixed Income Master Fund Ltd.no longer reported | Hedge Fund | $94.3M | 32 | Dec 6, 2011 |
| Protea Ucits II Genesis Bond Fund | Other Private Fund | $9.7M | 4 | Dec 6, 2011 |
| Alpha Genesis Multi Asset Strategy Fundno longer reported | Hedge Fund | $8.9M | 1 | Mar 28, 2016 |
| Genesis Allocation Fixed Income (US) Fund LLCno longer reported | Hedge Fund | $3.5M | 8 | Dec 6, 2011 |
Owners and control persons
Schedule A and B, latest filing
- Da Cunha Rodrigo Rego · Chief Executive Officercontrolsince 06/2010 · owns less than 5%
- Da Cunha Rodrigo Rego · Ownercontrolsince 03/2005 · owns 25% to 50% of Azimut Genesis Holdings LLC
- Javier Carlos Gonzalez · Chief Compliance Officersince 03/2021 · owns less than 5%
- Corsini Andre Leao · Chief Investment Officersince 10/2020 · owns less than 5%
Entity owners
- Azimut Genesis Holdings LLC · Managing Memberdirect · owns 75% or more
- Azimut Uk Holdings Limited · Shareholderindirect · owns 75% or more of Az US Holdings
- Az US Holdings · Ownerindirect · owns 50% to 75% of Azimut Genesis Holdings LLC
- Azimut Holdings Spa · Ownerindirect · owns 75% or more of Azimut Uk Holdings Limited
Related persons
Schedule D 7.A
- Az Apice Capital Management LLCinvestment advisernRAUM $376M
- Azimut Investment Advisors LLCinvestment advisernRAUM $1.0B
- Sanctuary Advisors, LLCinvestment advisernRAUM $35B
- David A. Noyes & Companybroker-dealernRAUM $501M
Advisers that list Azg Capital as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $9.7M to $7.8MMay 9, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $9.7M to $7.8MMay 9, 2023 to Mar 18, 2024
- RAUM · $9.7M to $7.8MMay 9, 2023 to Mar 18, 2024
- Advisory employees · 1 to 2Mar 15, 2022 to Mar 29, 2023
- BD registered reps · 0 to 3Mar 15, 2022 to Mar 29, 2023
- Business name · GENESIS FUND MANAGEMENT LLC to AZG CAPITALMar 15, 2022 to Mar 29, 2023
- Employees · 4 to 3Mar 15, 2022 to Mar 29, 2023
- Insurance-licensed employees · 1 to 2Mar 15, 2022 to Mar 29, 2023
- Discretionary RAUM · $11.8M to $9.7MMar 15, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $11.8M to $9.7MMar 15, 2022 to Mar 29, 2023
- RAUM · $11.8M to $9.7MMar 15, 2022 to Mar 29, 2023
- Accounts · 4 to 1Mar 24, 2021 to Mar 15, 2022
- HQ city · CORAL GABLES to MIAMIMar 24, 2021 to Mar 15, 2022
- Discretionary RAUM · $12.3M to $11.8MMar 24, 2021 to Mar 15, 2022
- Pooled vehicle RAUM · $12.3M to $11.8MMar 24, 2021 to Mar 15, 2022
- RAUM · $12.3M to $11.8MMar 24, 2021 to Mar 15, 2022
- Related broker-dealer · false to trueMar 24, 2021 to Mar 15, 2022
- Accounts · 1 to 4Nov 16, 2020 to Mar 24, 2021
- Legal name · GENESIS FUND MANAGEMENT LLC to AZG CAPITAL LLCNov 16, 2020 to Mar 24, 2021
- Discretionary RAUM · $15.0M to $12.3MNov 16, 2020 to Mar 24, 2021
- Pooled vehicle RAUM · $15.0M to $12.3MNov 16, 2020 to Mar 24, 2021
- RAUM · $15.0M to $12.3MNov 16, 2020 to Mar 24, 2021
- Employees · 3 to 4Mar 20, 2020 to Nov 16, 2020
- Discretionary RAUM · $18.8M to $15.0MMar 19, 2019 to Mar 20, 2020
- Pooled vehicle RAUM · $18.8M to $15.0MMar 19, 2019 to Mar 20, 2020
- RAUM · $18.8M to $15.0MMar 19, 2019 to Mar 20, 2020
- Insurance-licensed employees · 3 to 1Mar 22, 2018 to Mar 19, 2019
- Discretionary RAUM · $24.6M to $18.8MMar 22, 2018 to Mar 19, 2019
- Pooled vehicle RAUM · $24.6M to $18.8MMar 22, 2018 to Mar 19, 2019
- RAUM · $24.6M to $18.8MMar 22, 2018 to Mar 19, 2019
- Discretionary RAUM · $26.4M to $24.6MOct 31, 2017 to Mar 22, 2018
- Pooled vehicle RAUM · $26.4M to $24.6MOct 31, 2017 to Mar 22, 2018
- RAUM · $26.4M to $24.6MOct 31, 2017 to Mar 22, 2018
- Accounts · 2 to 1Mar 29, 2017 to Oct 31, 2017
- Advisory employees · 4 to 1Mar 29, 2017 to Oct 31, 2017
- Pooled vehicle clients · unset to 1.0Mar 29, 2017 to Oct 31, 2017
- Assets in custody · 46396858.0 to unsetMar 29, 2017 to Oct 31, 2017
- Custody of client assets · true to falseMar 29, 2017 to Oct 31, 2017
- Employees · 5 to 3Mar 29, 2017 to Oct 31, 2017
- Insurance-licensed employees · 5 to 3Mar 29, 2017 to Oct 31, 2017
Signals
2 dated events
- Azg Capital no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $7.8M)Mar 6, 2025 · Left the SEC roster · derived
- Rodrigo C Rego no longer registered at Azg Capital; no later IA registration on IAPDDec 31, 2024 · Advisor departure · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026