DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Charles Shier
Certified Financial Planner
Feed of 09/15/2026
Also filed as Robert Charles Shier
At current firm
13 y
since Dec 5, 2012
In the industry
34 y
since Feb 1, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cerity Partners LLC independent RIA currentsince Dec 5, 2012 · Costa Mesa, Ca
- Hpm Partners Advisor Alliance LLC formerNov 19, 2012 to Sep 2, 2017 · Costa Mesa, Ca
- Mullintbg Advisors formerNov 16, 2006 to Nov 16, 2012 · Irvine, Ca
- M Holdings Securities, Inc. BD affiliatedJun 2, 2006 to Jun 5, 2006 · Newport Beach, Ca
- Tbg Advisory Services Corporation unclassifiedMar 7, 2005 to Apr 26, 2007 · Newport Beach, Ca
- Goldman Sachs Wealth Services, L.P. BD affiliatedMar 23, 1995 to Oct 13, 2004 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Hpm Partners Advisor Alliance LLC to Cerity Partners LLCleft Sep 2, 2017, registered Dec 5, 2012 (-1732 days) · Other
- Mullintbg Advisors to Hpm Partners Advisor Alliance LLCleft Nov 16, 2012, registered Nov 19, 2012 (3 days) · Other
- Tbg Advisory Services Corporation to M Holdings Securities, Inc.left Apr 26, 2007, registered Jun 2, 2006 (-328 days) · Other
- M Holdings Securities, Inc. to Mullintbg Advisorsleft Jun 5, 2006, registered Nov 16, 2006 (164 days) · Other
- Goldman Sachs Wealth Services, L.P. to Tbg Advisory Services Corporationleft Oct 13, 2004, registered Mar 7, 2005 (145 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address